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Hukou

Hukou is a system of household registration used in mainland China. The system itself is more properly called huji, and has origins in ancient China; hukou is the registration of an individual in the system. A household registration record officially identifies a person as a permanent resident of an area and includes identifying information such as name, parents, spouse and date of birth. A hukou can also refer to a family register in many contexts since the household register is issued per family, and usually includes the births, deaths, marriages, divorces, and moves, of all members in the family.

Nomenclature: huji vs. hukou
The formal name for the system is huji. Within the huji system, a hukou is the registered residency status of a particular individual in this system. However, the term hukou is used colloquially to refer to the entire system, and it has been adopted by English-language audiences to refer to both the huji system and an individual's hukou. ==Household registration in mainland China==
Household registration in mainland China
The hukou system has origins in China that date back to ancient times, but the system in its current form came into being with the 1958 ''People's Republic of China Hukou Registration Regulation''. Until very recently, each citizen was classified in an agricultural or non-agricultural hukou (commonly referred to as rural or urban) and further categorized by location of origin. Internal migration was also tightly controlled by the central government, and only in the past few decades have these restrictions been loosened. While this system has played a major role in China's fast economic growth, hukou has also promoted and aggravated social stratification and contributed significantly to the deprivation of many of China's rural workers. By restricting peasants' ability to move, the system aimed to ensure sufficient agricultural production and to maintain social stability in urban areas with limited work opportunities. The hukou system served other purposes as well. After establishing the People's Republic of China in 1949, the Chinese Communist Party enacted policies based on the notions of stability and rapid modernization, and the hukou system was no exception. Urban areas have historically been where authoritarian regimes are most vulnerable: to combat this, the central government gave preferential treatment to city residents, hoping to prevent uprisings against the state, particularly in the early years when it was especially susceptible to rebellion. For example, the appearance of slums outside of urban areas due to a massive influx of individuals searching for work has not been an issue, nor have poor health conditions due to high population density. And regardless of its other imperfections, the hukou system's ability to maintain stability has contributed to China's economic rise. == History ==
History
The legacy of the Chinese hukou system may be traced back to the pre-dynastic era, as early as the 21st century BC. for the purposes of taxation, population control, and conscription. Guan Zhong, Prime Minister of the Qi state 7th century BC, imposed different taxation and conscription policies on different areas. In addition, Guan Zhong also banned immigration, emigration, and separation of families without permission. In the Book of Lord Shang, Shang Yang also described his policy restricting immigrations and emigrations. Xiao He, the first Chancellor of the Han dynasty, added the chapter of Hu (, "Households Code") as one of the nine basic law codes of Han (), and established the hukou system as the basis of tax revenue and conscription. The first formal codification of the hukou system arose at the end of the Qing dynasty (1644–1912) with the 1911 Huji Law. However, with efforts to increase industrialization and Soviet help (156 projects), more and more rural residents flocked to the cities in search of better economic opportunities: between 1957 and 1960, there was a 90.9% increase in the urban labor force. The instability and high rates of movement that characterized the years following the establishment of the nation impeded the central government's plan for society and the economy. Although some large cities have enacted unification, the process has been slow and according to various local policies. It relaxed restrictions on small cities (fewer than 500,000 people) and medium cities (more than 1 million people). It maintained strong hukou restrictions on cities of more than 5 million inhabitants. == Effect on rural population ==
Effect on rural population
Under the hukou system implemented by the central government in 1958, while holders of the non-agricultural hukou status were given ration cards for everyday necessities, including food and textiles, rural residents were forced to produce everything themselves. During this period, nearly all of the approximately 600 million rural hukou residents were collectivized into village communal farms, where their agricultural output—after state taxes—would be their only source of food. With institutionalized exaggeration of output figures by local Communist leaders and massive declines in production, state taxes during those years confiscated nearly all food in many rural communes, leading to mass starvation and the deaths of more than 65 million Chinese people. The 100 million urban hukou residents, however, were fed by fixed food rations established by the central government, which declined to an average of 1500 calories per day at times but still allowed survival for almost all during the famine. An estimated 95% or higher of all deaths occurred among rural hukou holders. With the suppression of news internally, many city residents were not aware that mass deaths were occurring in the countryside at all. This was essential to preventing organized opposition to Mao's policies. Post–1978 During China's transition from state socialism to market socialism (1978–2001), migrants, most of whom were women, worked in newly created export-processing zones in city suburbs under sub-standard working conditions. There were restrictions upon the mobility of migrant workers that forced them to live precarious lives in company dormitories or shanty towns where they were exposed to abusive treatment. The impact of the hukou system upon migrant labourers became onerous in the 1980s after hundreds of millions were ejected from state corporations and cooperatives. For example, the children of farm workers () are not allowed to enroll in the city schools, and even now must live with their grandparents or other relatives to attend school in their hometowns. They are commonly referred to as the "stay-at-home" or "left-behind" children. There are around 130 million such left-behind children, living without their parents, as reported by Chinese researchers. As rural workers provide their workforce in the urban areas, which also profit from the respective taxes, while their families use public services in the rural areas (e.g. schools for their children, health care for the elderly), the system leads to a wealth transfer to the wealthier urban regions from the poorer regions on the public sector level. Intra-family payments from the working-age members to their relatives in the rural areas counteract that to some extent. Migrant workers in cities With the loosening of restrictions on migration in the 1980s came a large influx of rural residents seeking better opportunities in the cities. However, these migrant workers have had to confront a number of challenges in their pursuit of financial security. Urban residents received priority over migrants when it came to employment opportunities, and when migrant workers did find jobs, they tended to be positions with little potential for growth. While urban workers were supported by employment benefits and laws that favored them over their employers in case of disputes, rural hukou holders were not privy to such substantial protections. Migrant workers are also disproportionately affected by wage arrears, which occur when employers either fail to pay employees on time or in full. Rural residents rushed to fill this void, but without the support of hukou status-based government social programs, many of them were forced to leave their families behind. These children are usually cared for by their remaining parent and/or their grandparents, and although there is a 96% school enrolment rate among left-behind children, they are susceptible to a number of developmental challenges. The central government reformed the education system in 1986 and then again in 1993, yielding greater autonomy to local governments in the regulation of their education system. The difficulties faced by migrant children cause many to drop out, and this is particularly common in the middle school years: in 2010, only 30% of migrant children were enrolled in secondary education. the average age in China has undergone an upward shift: 82% of migrant workers were between the ages of 15–44 in 2000. This has called into question the traditional custom of filial piety, and while retired urban workers are supported by government retirement programs, rural workers must rely on themselves and their families. Specifically, in October 1984, the state issued "A Document on the Issue of Peasants Settling Down in Cities", which required local governments to integrate rural migrants as part of their urban population and to enable rural migrants to register in their migrant cities. This "blue stamp hukou" was then conducted by many other big cities (including Nanjing, Tianjin, Guangzhou, and Shenzhen) in 1999. In fact, with this plan, the state has been putting effort into achieving their goals. For instance, the state has granted many left-behind children the right to attend urban schools so that they can reunite with their rural migrant parents; it has also offered many rural migrants job training. Having said that, in November 2017, the government of Beijing implemented a 40-day "clean-up" campaign which was claimed as a way of getting rid of the unsafe structures and shantytowns in the city (where at least 8.2 million rural migrants lived). However some saw the campaign as intended to send millions of rural migrants back to their original rural areas. It has been brought into question whether the reforms mentioned above apply to the majority of rural-to-urban migrants. Specifically, many reform policies, especially those during the first and second periods, appear to require rural migrants to possess some sort of capital, either human capital (such as professional skills and titles) or property-related capital (such as the ability to become an urban homeowner) or both. Some scholars hence also call some reform policies as ways of "selling" hukou. However, given the high price of real estate in many large cities (such as Beijing, Shanghai, Guangzhou), many are unable to do so even if some cities do offer housing subsidies to migrants. Many large cities are still strict about granting rural migrants with urban hukou and about using the hukou system to determine whether or not one should be granted with welfare entitlements. Even if the "National New-type Urbanization Plan (2014-2020)" and the "Opinions on Further Promoting the Reform of the Hukou System" implemented in the third reform period intend to create a more people-centered system, they claim that larger cities should have different hukou registration systems from the smaller cities and towns; and that the hukou regulation will continue to be stricter in larger cities. Meanwhile, others have also argued that by concentrating on cities, the hukou reforms have failed to target the poorer regions, where social welfare such as education and medical care are often not offered to the residents. Still, others seem excited, remarking that some cities have been offering a condition that encourages more migrant parents to bring their children along. In short, the majority of rural migrants thus are still largely overlooked due to their lack to urban hukou, which is often seen as starting point for gaining access to life well-being. Hukou conversion today The Floating Population Dynamic Monitoring Surveys, which have been conducted every year since 2010 by the National Health and Family Planning Commission, have reported that a significant number of migrant workers are in fact not interested in converting their hukou status. While hukou policy reform has been gradual over the years, barriers to conversion have been lowered. And with the steady expansion of cities, property values of land near cities have significantly increased. Owners of these tracts of land may elect to give up agriculture in favor of renting out their homes to migrant workers. Furthermore, with the continued process of urbanization, land owners near cities can expect the central government to buy their land for a handsome sum sometime in the future. These benefits combined with the overall improvement in rural social welfare relative to that in cities have caused many rural residents to hesitate in converting their hukou status. ==Special administrative regions of China==
Special administrative regions of China
Hukou is not employed in the special administrative regions of China (Hong Kong and Macau) though identification cards are mandatory for residents there. Instead, both SARs grant right of abode to certain persons who are allowed to reside permanently in the regions. When a person with household registration in mainland China is settling in Hong Kong or Macau by means of a One-way Permit, they must relinquish their household registration, therefore losing citizen rights in mainland China. However, they need to settle in the SARs for seven years to be eligible for permanent resident status (which is associated with citizen rights) in the SARs. Therefore, in the period before they get permanent resident status, though still a Chinese citizen, they cannot exercise citizen rights anywhere (like voting in elections, getting a passport) and are considered second-class citizens. ==Cross-strait relations==
Cross-strait relations
The People's Republic of China (Mainland China) and the Republic of China (Taiwan) each claim the territories under the other's control as part of their respective state. Thus, legally, each treats the people on the other side's territory as their citizens. However, citizenship rights are only available to the people under their own control respectively — this is defined by law as holding household registration in Taiwan Area (in the Republic of China) or in Mainland Area (in the People's Republic of China). The Government of the Republic of China (ROC) considers ethnic overseas Chinese born to at least one ROC parent as its nationals, and issues Taiwan passports to them. However, this does not grant them the right of abode or any other citizen rights in Taiwan; those rights require household registration in Taiwan. Persons without household registration are subject to immigration control in Taiwan, but after they settle in Taiwan they can establish a household registration there to become a full citizen. == See also ==
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