Compartments also exist, that employ
code words pertaining to specific projects and are used to more easily manage individual access requirements. Code words are not levels of classification themselves, but a person working on a project may have the code word for that project added to their file, and then will be given access to the relevant documents. Code words may also label the sources of various documents; for example, code words are used to indicate that a document may break the cover of intelligence operatives if its content becomes known. The World War II code word
Ultra identified information found by decrypting German ciphers, such as the
Enigma machine, and which—regardless of its own significance—might inform the Germans that Enigma was broken if they became aware that it was known.
Sensitive Compartmented Information (SCI) and Special Access Programs (SAP) The terms "
Sensitive Compartmented Information" (SCI) and "
Special Access Program" (SAP) are widely misunderstood as classification levels or specific clearances. In fact, the terms refer to methods of handling certain types of classified information that relate to specific national-security topics or programs (whose existence may not be publicly acknowledged) or the sensitive nature of which requires special handling, and thereby those accessing it require special approval to access it. The paradigms for these two categories, SCI originating in the intelligence community and SAP in the Department of Defense, formalize 'Need to Know' and addresses two key logistical issues encountered in the day-to-day control of classified information: :*Individuals with a legitimate need to know may not be able to function effectively without knowing certain facts about their work. However, granting all such individuals a blanket DoD clearance (often known as a "collateral" clearance) at the Top Secret level would be undesirable, not to mention prohibitively expensive. :*The government may wish to limit certain types of sensitive information only to those who work directly on related programs, regardless of the collateral clearance they hold. Thus, even someone with a Top Secret clearance cannot gain access to its Confidential information unless it is specifically granted. To be clear, "collateral" (formerly referred to as General Service or GENSER) simply means one lacks special access (e.g. SCI, SAP, COMSEC, NATO, etc.). Confidential, Secret, and Top Secret are all, by themselves, collateral clearance levels. SAP and SCI implementation are roughly equivalent, and it is reasonable to discuss their implementation as one topic. For example, SAP material needs to be stored and used in a facility much like the SCIF described below. Department of Energy information, especially the more sensitive SIGMA categories, may be treated as SAP or SCI.
Access to compartmented information Personnel who require knowledge of SCI or SAP information fall into two general categories: • Persons with a need to know • Persons with actual access Access to classified information is not authorized based on clearance status. Access is only permitted to individuals after determining they have a need to know. Need-to-know is a determination that an individual requires access to specific classified information in the performance of (or assist in the performance of) lawful and authorized government functions and duties. To achieve selective separation of program information while still allowing full access to those working on the program, a separate compartment, identified by a unique codeword, is created for the information. This entails establishing communication channels, data storage, and work locations (SCIF—
Sensitive Compartmented Information Facility), which are physically and logically separated not only from the unclassified world, but from general Department of Defense classified channels as well. Thus established, all information generated within the compartment is classified according to the general rules above. However, to emphasize that the information is compartmented, all documents are marked with both the classification level and the codeword (and the caveat "Handle via Channels Only", or "Handle via Jointly" if the document contains material from multiple programs). A person is granted access to a specific compartment after the individual has: (a) had a
Single Scope Background Investigation similar to that required for a collateral Top Secret clearance; (b) been "read into" or briefed on the nature and sensitivity of the compartment; and (c) signed a
non-disclosure agreement (NDA). Access does not extend to any other compartment; i.e., there is no single "SCI clearance" analogous to DoD collateral Top Secret. The requirements for DCID 6/4 eligibility (a determination that an individual is eligible for access to SCI), subsumes the requirements for a TS collateral clearance. Being granted DCID 6/4 eligibility includes the simultaneous granting of a TS collateral clearance, as adjudicators are required to adjudicate to the highest level that the investigation (SSBI) supports.
Examples Examples of such control systems and subsystems are: • SCI – Sensitive Compartmented Information •
BYEMAN (BYE or B) • COMINT or Special Intelligence (SI) • Very Restricted Knowledge (VRK) • Exceptionally Controlled Information (ECI), which was used to group compartments for highly sensitive information, but was deprecated as of 2011. • GAMMA (SI-G) • ENDSEAL (EL) • HUMINT Control System (HCS) • KLONDIKE (KDK) • RESERVE (RSV) • TALENT KEYHOLE (TK) • SAP – Special Access Programs •
COPPER GREEN Groups of compartmented information SAPs in the Department of Defense are subdivided into three further groups, as defined in . There is no public reference to whether SCI is divided in the same manner, but news reports reflecting that only the
Gang of Eight members of Congress are briefed on certain intelligence activities, it may be assumed that similar rules apply for SCI or for programs with overlapping SAP and SCI content. The groups for Department of Defense SAPs are: :*
Acknowledged: appears as a line item as "classified project" or the equivalent in the federal budget, although details of its content are not revealed. The budget element will associate the SAP with a Department of Defense component organization, such as a Military Department (e.g.
Department of the Navy), a Combatant Command (e.g.
U.S. Special Operations Command) or a Defense Agency (e.g.
Defense Information Systems Agency.) :*
Unacknowledged: no reference to such SAPs is found in the publicly published federal budget; its funding is hidden in a classified annex, often called the "black budget". The Congressional defense committees, however, are briefed on the specifics of such SAPs. :*
Waived: At the sole discretion of the
Secretary of Defense, on a case-by-case basis in the interest of national security, there is no mention in the budget at all, and only the "Big 6" members of Congress: the chairman and Ranking Minority Members of the armed services committees, the appropriations committees and the defense appropriations subcommittees; receive notification of such SAPs. Examples of SCI topics are human intelligence, communications intelligence, and intelligence collected by satellites. One or more compartments may be created for each area, and each of these compartments may contain multiple subcompartments (e.g., a specific HUMINT operation), themselves with their own code names. Specific compartmented programs will have their own specific rules. For example, it is standard that no person is allowed unaccompanied access to a nuclear weapon or to command-and-control systems for nuclear weapons. Personnel with nuclear-weapons access are under the
Personnel Reliability Program. Some highly sensitive SAP or SCI programs may also use the "no lone zone" method (that is, a physical location into which no one is allowed to enter unaccompanied) described for nuclear weapons.
Handling caveats The United States also has a system of restrictive
caveats that can be added to a document: these are constantly changing, but can include (in abbreviated form) a requirement that the document not be shared with a civilian contractor or not leave a specific room. These restrictions are not classifications in and of themselves; rather, they restrict the dissemination of information within those who have the appropriate clearance level and possibly the need to know the information. Remarks such as "EYES ONLY" and "DO NOT COPY" also limit the restriction. One violating these directives might be guilty of violating a lawful order or mishandling classified information. For ease of use, caveats and abbreviations have been adopted that can be included in the summary classification marking (header/footer) to enable the restrictions to be identified at a glance. They are sometimes known as Dissemination Control Abbreviations. Some of these caveats are (or were): :*CUI:
Controlled Unclassified Information. Replaces the labels
For Official Use Only (FOUO),
Sensitive But Unclassified (SBU), and
Law Enforcement Sensitive (LES). :**FOUO:
For Official Use Only. Superseded by CUI and no longer in use with the exception of Department of Homeland Security documents. Used for documents or products which contain material which is exempt from release under the
Freedom of Information Act. :*NFIBONLY:
National Foreign Intelligence Board Departments Only and probably in
FISCR since at least 2017. Classification level and caveats are typically separated by "//" in the summary classification marking. For example, the final summary marking of a document might be: SECRET////ORCON/NOFORN or TOP SECRET//NOFORN/FISA
Controls on atomic-energy information The
Atomic Energy Act of 1954 sets requirements for protection of information about
nuclear weapons and
special nuclear materials. Such information is "
classified from birth", unlike all other sensitive information, which must be classified by some authorized individual. However, authorized classifiers still must determine whether documents or material are classified or restricted. The
U.S. Department of Energy recognizes two types of Restricted Data: •
Restricted Data. Data concerning the design, manufacture, or utilization of atomic weapons; production of special nuclear material; or use of special nuclear material in the production of energy. RD-SIGMA-#, # represents the SIGMA number which may be 14, 15, 18, or 20. •
Formerly Restricted Data. Classified information jointly determined by the DOE and the Department of Defense to be related primarily to the military utilization of atomic weapons and removed from the Restricted Data category. FRD-SIGMA-#, # represents the SIGMA number which may be 14, 15, 18, or 20. Documents containing such information must be marked "RESTRICTED DATA" (RD) or "FORMERLY RESTRICTED DATA" (FRD) in addition to any other classification marking. Restricted Data and Formerly Restricted Data are further categorized as Top Secret, Secret, or Confidential.
SIGMA categories and Critical Nuclear Weapon Design Information RESTRICTED DATA contains further compartments. The Department of Energy establishes a list of SIGMA Categories for more fine-grained control than RESTRICTED DATA.
Critical Nuclear Weapon Design Information (CNWDI, colloquially pronounced
"Sin-Widdy") reveals the theory of operation or design of the components of a nuclear weapon. As such, it would be SIGMA 1 or SIGMA 2 material, assuming
laser fusion is not involved in the information. Access to CNWDI is supposed to be kept to the minimum number of individuals needed. In written documents, paragraphs containing the material, assuming it is Top Secret, would be marked (TS//RD-CNWDI). SIGMA information of special sensitivity may be handled much like SAP or SCI material (q.v.)
Naval Nuclear Propulsion Information While most Naval Nuclear Propulsion Information (NNPI) is sensitive, it may or may not be classified. The desired power densities of naval reactors make their design peculiar to military use, specifically high-displacement, high-speed vessels. The proliferation of quieter- or higher-performance marine propulsion systems presents a national-security threat to the United States. Due to this fact, all but the most basic information concerning NNPI is classified. The United States Navy recognizes that the public has an interest in environmental, safety, and health information, and that the basic research the Navy carries out can be useful to industry. ==Sharing of classified information with other countries==