First Court of Appeal hearing in 1994 The case entered the Court of Appeal in July 1994 led by Graham Panckhurst QC. A key aspect of the appeal was that the seven children, whose evidence the jury accepted, had named 21 other victims – either as observers or participants. None of those 21 children confirmed any of the allegations. The child has continued to maintain that she fabricated her allegations and there was no abuse. Her family say they were pressured by the police and crown prosecutor in an unprofessional manner. They also say the Ministry of Justice has never contacted them about their daughter's retraction.
Second Court of Appeal hearing in 1999 In November 1998, Ellis presented a second petition to the Governor General seeking a Royal Commission on Inquiry into his case, and either a free pardon or for the whole case to be referred back to the Court of Appeal. The Secretary for Justice sought advice from
Sir Thomas Thorp on the second petition. His advice concluded that the terms of reference should be expanded. In 1999 the Ellis case was referred to the Court of Appeal for a second time. The Crown presented the expert opinion of Constance Dalenberg. The court concluded that they were not persuaded that a
miscarriage of justice had occurred but suggested a Royal Commission of Inquiry could better examine some of the issues raised. Ellis immediately presented a third petition to the Governor General.
Petition for mercy In 1999, a retired High Court judge, Sir
Thomas Thorp, was commissioned by the Ministry of Justice to examine a petition for the
royal prerogative of mercy lodged by Ellis's counsel, Judith Ablett-Kerr QC. She commissioned and supplied reports by experts that were based on selective information, for Thorp to consider. Despite the limitations of the reports, Thorp considered they raised serious concerns that should be investigated further. He wrote that the interview transcripts revealed that on more than one occasion, one child claimed to have seen serious abuse committed against another child, but the second child denied anything happened. Thorp said there was no evidence that the interviewers or the police or did any cross checking before presenting abuse allegations to the jury. He was also concerned that the more bizarre allegations made by children were not put before the jury, arguing that "the jury had to see that the children were capable of outrageous and fanciful allegation". Thorp stated that the central concerns were "the claims of defective interviewing techniques ... the risk of contamination of the children's evidence... (and) the exclusion of evidence necessary to a proper assessment of the children's reliability". He added that if the opinions of Barry Parsonson, Stephen Ceci and Justice Wood were found to have substantial support, it would "be difficult to argue against the existence of a serious doubt about the safety of the Petitioner's convictions."
Eichelbaum inquiry in 2000 In March 2000,
Phil Goff, then Minister of Justice, established a ministerial inquiry into the conduct of the interviews, headed by
Sir Thomas Eichelbaum. This was undertaken in response to Justice Thorp's report He was also required to appoint at least two international experts to provide written reviews of the interviewing techniques that had been used to seek information from the children. He appointed Graham Davies of the
University of Leicester and Louise Sas, from London, Ontario, Canada. In his evaluation, Graham Davies wrote he would not "pronounce on the reliability of individual children's accounts."
Michael Corballis, psychologist at Auckland University, subsequently questioned the credentials of both these experts asking of Sas, "Can she really be considered an expert?" Released in March 2001, Eichelbaum's inquiry concluded that the interviews were of good quality overall, and that though excessive questioning by some parents could have led to some contamination, this would not have been sufficient to affect the convictions. Eichelbaum did not say how he determined the children's evidence to be reliable.
Petitions for a royal commission In June 2003, two petitions called for a
royal commission of inquiry into the case. The first, organised by then
National Party leader
Don Brash and MP
Katherine Rich, had 140 highly prominent signatories. They included two former prime ministers (
David Lange and
Mike Moore), four former Cabinet ministers, 26 MPs, a retired High Court Judge (
Laurence Greig), a retired District Court Judge, 12 law professors, 12 Queen's Counsel, former Auckland
police chief Bryan Rowe, historian
Michael King, psychology professors, professors from other disciplines, lawyers, child protection workers, psychologists, social workers, therapists and counsellors. In August 2005,
Parliament's justice and electoral
select committee reported on the petitions. The committee had several concerns with the way the case was prosecuted. It recommended several changes, although it acknowledged that changes had already been made to the way that children were now interviewed. It also suggested that the testimony of expert prosecution witness Karen Zelas would not be permitted if it were presented now. The committee noted that "The operation of the legal system in respect of this case did not inspire adequate public confidence in the operation of the legal system. A
justice system should lead to certainty. In this case it seemed to increase the sense of uncertainty." However, the committee rejected the petitioners' call for a commission of inquiry, concluding that it was not practical to hold such an inquiry. In December 2007
University of Otago psychologist
Harlene Hayne conducted research which compared the standard of interviews conducted in the Ellis case with those of the
Kelly Michaels case in the United States. Empirical analysis allowed Hayne to conclude that there was a "strong risk that the evidence of children who told of sexual abuse by Ellis was contaminated by the way the interviews were carried out," and that, contrary to Eichelbaum's conclusions, "the standard of the questions in Ellis was not substantially better than those in Michaels." Francis's articles and Hayne's research were cited in January 2008 by Ellis's counsel when making a renewed request that the Ministry of Justice establish a Royal Commission of Inquiry into the case, but Associate Justice Minister
Rick Barker rejected this approach in March 2008. A further call for a Commission of Inquiry was made by former National MPs
Katherine Rich and
Don Brash and author Lynley Hood in November 2008, and the new Minister of Justice
Simon Power said that the government would reconsider the issue. He later declined their request for an inquiry, on the grounds that Ellis still held the right of appeal to the Privy Council and an inquiry therefore could not achieve finality. In late 2010, Ellis announced his intention to lodge a fourth petition to the Governor General seeking a full pardon.
Supreme Court appeal Lodging of appeal On 25 July 2019, Ellis, aged 61, lodged an appeal to the Supreme Court. However, by this time he had been diagnosed with terminal
bladder cancer and was not expected to live. In August, the Supreme Court said it would consider hearing Ellis' appeal even if he died before the scheduled hearing date in November 2019. Ellis died on 4 September 2019. Courts in Commonwealth countries, including New Zealand, have traditionally ruled that an individual's interest in any judicial hearing ends if they die. On 1 September 2020 the Supreme Court granted leave for the appeal to be heard despite Ellis's death. The Court said the reasons for their decision would be released along with their ruling on the appeal. Defence lawyer Robert Harrison commented, "I think it's fantastic news...If the Supreme Court has gone down that particular path they're saying there's a value here that deserves to be respected and it means that there is valuing [sic] in continuing the appeal."
New allegations A hearing was held in November 2020 regarding allegations of a historic sex offence by Ellis in the early 1980s, and adjourned so that further investigatory work could be done. The complainant allegedly first approached the police in 1992 or 1993, though there is no record of this. The complainant's claims were supported by her sister. The Crown took responsibility for the delays caused by the complaint not previously having been investigated. Ellis's defence lawyer Robert Harrison expressed concern about the new evidence's credibility. Defence lawyer Rob Harrison told the court that the women's evidence was not relevant to the appeal, and if the evidence was admitted it would expand the scope of the appeal to challenge its reliability, through ACC and other records. He said there was no corroborating evidence and it was unfair to admit her statement now given Ellis could no longer respond to it. Crown lawyer John Billington admitted there were inconsistencies in the woman's statement and no corroborating evidence to support it. On 16 June 2021 the Court dismissed the application for the women's evidence to be used in the appeal, concluding it was inadmissible.
October 2021 hearing The appeal hearing began on 4 October 2021. The Supreme Court took the unusual step of hearing new evidence. Experts from both sides, some from Australia and the US, gave evidence in a panel setting by video link. Counsel for Ellis, Rob Harrison, said the appeal would focus on four issues: the questioning and risk of contamination of the children's testimony; that the jury was inappropriately assisted by the expert testimony of the period; that an expert witness's claims of symptoms exhibited by children being linked to abuse were without scientific foundation; and that the trial was inconsistent with the New Zealand Bill of Rights Act and unfair due to sanitisation of charges. The experts for Ellis' case were memory researcher Harlene Hayne, vice-chancellor of
Curtin University, Perth, Australia (and former vice-chancellor of the University of Otago), University of Otago clinical psychologist and memory scientist Deirdre Brown, New Zealand clinical psychologist Tess Patterson, and memory expert Mark Howe from Canada. The Crown experts were Gail Goodman, a memory researcher from the University of California, Frederick Seymour, the former head of the clinical psychology programme at Auckland University, and Auckland clinical psychologist
Suzanne Blackwell, who often gave evidence in court about the reliability of sexual abuse accounts. Crown expert Gail Goodman conceded that the contamination of the children's accounts and the long delay between the time of the events and their recounting made it impossible to know what had happened. Seymour and Blackwell also agreed there were opportunities for contamination and the interviewing approach may have been sub-optimal in some respects. However, in a combined statement, the psychologists said that "while it may be the case that children were impacted by parents' cross-talk and interaction, there is no evidence available to show that this is the case". Bridget Irvine, counsel for Ellis, said in further submissions that the interviews of the children were below best practice, pointing out that the children being subjected to a high level of suggestive questions (for example, 46 abuse-related questions in the case of Child 1) before making their first allegations against Ellis. Hayne's data showing the number of suggestive questions children were asked before their formal interviews were "a nonsense". Crown counsel John Billington argued that Zelas had given admissible evidence and if she had been cross-examined on the letter, she might have endorsed the interviews that took place prior to the cancelled one. He further claimed that although Zelas' cluster evidence could be said to be wrong science, it was not so factually and scientifically flawed to undermine the verdicts. This was the first time in New Zealand history that a conviction had been overturned posthumously. During the appeal, Ellis' lawyers, including Natalie Coates, had argued that the Court should overturn Ellis' conviction on the basis of
Tikanga Māori (the customary rules which govern Māori life), arguing it gave him the right to clear his name and restore his
mana (prestige) posthumously. Coates later said: "although tikanga had not been the deciding factor in the [Court's] decision, it had affirmed its relevance in the legal framework". The Supreme Court's decision was welcomed by Ellis' family and supporters as a vindication of twenty-eight years of efforts to clear his name. By contrast, the parents of some of the alleged victims issued a statement expressing shock and sadness that the Court had allegedly favoured a convicted criminal and ignored the victims by quashing his convictions. ==Prominent support==