Prussia in 1807 Prussia's position in Europe In 1803,
German Mediatisation profoundly changed the political and administrative map of Germany. Favourable to mid-ranking states and to Prussia, the reorganisation reinforced French influence. In 1805, the
Third Coalition formed in the hope of stopping French domination of Europe from advancing further, but the coalition's armies were defeated at
Austerlitz in December 1805. Triumphant,
Napoleon I continued to work towards dismantling the
Holy Roman Empire. On 12 July 1806, he detached 16 German states from it to form the
Confederation of the Rhine under French influence. On 6 August the same year,
Francis I of Austria was forced to renounce his title of emperor, and dissolve the Empire. French influence had reached as far as the Prussian frontier by the time
Frederick William III of Prussia realised the situation. Encouraged by the
United Kingdom, Prussia broke off its neutrality (in force since 1795), repudiated the 1795
Peace of Basel, joined the
Fourth Coalition and entered the war against France. Prussia mobilised its troops on 9 August 1806, but two months later was defeated at
Jena-Auerstedt. Prussia was on the verge of collapse, and three days after the defeat Frederick William III issued posters appealing to the inhabitants of
Berlin to remain calm. Ten days later, Napoleon entered Berlin. The war ended on 7 July 1807 with the first Treaty of Tilsit between Napoleon and
Alexander I of Russia. Two days later, Napoleon signed a second Treaty of Tilsit with Prussia, removing half its territory and forcing Prussia's king to recognise
Jérôme Bonaparte as sovereign of the newly created
Kingdom of Westphalia, to which Napoleon annexed the Prussian territories west of the
river Elbe. Prussia had had nine million inhabitants in 1805, of whom it lost 4.55 million in the treaty. It was also forced to pay 120 million francs to France in war indemnities Prussia's infrastructure was developed in the form of canals, roads and factories. Roads connected its outlying regions to its centre, the
Oder,
Warthe and
Netze marshes were reclaimed and farmed and apple-growing was developed. However, industry remained very limited, with heavy state control. Trades were organised into monopolistic
guilds and fiscal and customs laws were complex and inefficient. After the defeat of 1806, funding the occupation force and the war indemnities put Prussia's economy under pressure. As in the 18th century, the early 19th century reforms aimed to create budgetary margins, notably in their efforts towards economic development.
Administrative and legal situation Frederick II of Prussia favoured both economic and political reform. His government worked on the first codification of Prussia's laws – the 19,000 paragraph
General State Laws for the Prussian States. Article 22 indicated that all his subjects were equal before the law: "The state's laws unite all its members, without difference of status, rank or sex". However, Frederick died in 1786 leaving the code incomplete and was succeeded by
Frederick William II of Prussia, who extended the same administrative structure and the same civil servants. The absolutist system started to re-solidify under the obscurantist influence of
Johann Christoph von Wöllner, financial privy councillor to Frederick William II. The reforms stalled, especially in the field of modernising society. The editing of the
General State Laws was completed in 1792, but the
French Revolution led to opposition to it, especially from the nobility. It was then withdrawn from circulation for revision and did not come back into force until 1794. Its aims included linking the state and middle class society to the law and to civil rights, but at the same time it retained and confirmed the whole structure of the
Ancien Régime. The nobility also held onto its position in the army and administration. In 1797 Frederick William III succeeded his father Frederick William II, but at the time of his accession he found society dominated by the old guard, apart from the
General State Laws promulgated in 1794. His own idea of the state was absolutist and he considered that the state had to be in the hands of the sovereign. Before 1806, several observers and high-level civil servants such as
Heinrich Friedrich Karl vom Stein and
Karl August von Hardenberg underlined the fact that the Prussia state needed restructuring. As Minister of Finances and the Economy, Stein put some reforms in place, such as standardising the price of salt (then a state monopoly) and partially abolishing the export-import taxes between the kingdom's territories. In April 1806, he published
Darstellung der fehlerhaften Organisation des Kabinetts und der Notwendigkeit der Bildung einer Ministerialkonferenz (literally
Exposé on the imperfect organisation of the cabinet and on the necessity of forming a ministerial conference). In it, he wrote:"There should be a new and improved organisation of state affairs, to the measure of the state's needs born of circumstances. The main aim is to gain more strength and unity across the administration."
Start of the reforms Trigger – the defeat of 1806 Prussia's war against Napoleon revealed the gaps in its state organisation. Following the series of defeats in December 1806, Frederick William III fled from French armies and arrived at
Ortelsburg, a small town in East Prussia. On 12 December, he composed the Declaration of Ortelsburg. Besides venting his anger over a chain of capitulations and demanding merciless punishment for those deserters, he also announced a revolutionary measure that any fighting man could be promoted into the officer corps regardless of his class, whether he was a private, warrant officer or prince. Pro-war and a strong critic of his sovereign's policies, Stein was dismissed in January 1807 after the defeat by France. However, Frederick William III saw that the Prussian state and Prussian society could only survive if they began to reform. After the treaty of Tislsit, he recalled Stein as a minister on 10 July 1807 with the backing of Hardenberg and Napoleon, the latter of whom saw in Stein a supporter of France.»Stein set certain conditions for his taking the job, among which was that the cabinets system should be abolished. In its place, ministers had to win their right to power by speaking to the king directly. After this condition had been satisfied, Stein took up his role and was thus directly responsible for the civil administration as well as exercising a controlling role over the other areas. Frederick William III still showed little inclination to engage in reforms and hesitated for a long while. The reformers thus had to expend much effort convincing the king. In this situation, it was within the bureaucracy and the army that the reformers had to fight the hardest against the nobility and the conservative and restorationist forces. The idealist philosophy of
Immanuel Kant thus had a great influence on the reformers – Stein and Hardenberg each produced a treatise describing their ideas in 1807.
Nassauer Denkschrift , instigator of the early reforms After his recall, Stein retired to his lands in
Nassau. In 1807, he published the '''', whose main argument was the reform of the administration. In contrast to the reforms in the states of the
Confederation of the Rhine, Stein's approach was traditionalist and above all anti-
Enlightenment, focussing instead on critiquing absolutism. Stein followed English models such as the
Glorious Revolution of 1688 and was sceptical of a centralised and militarised bureaucracy, favouring a decentralised and collegiate administration. With his collaborators, he followed (in his own words) a "policy of defensive modernisation, not with Napoleon but against him". According to Stein, the administration should be split up by field and no longer by geographical area. Thus the administration had to be divided into two branches – the public revenue branch and the top-level state-policy branch (
oberste Staatsbehörde). One of the main aims of this concept was to rationalise the state financial system to raise the money to meet its war indemnities under the
Treaties of Tilsit. Rationalising the state finances would allow the state to raise revenue but limit losses due to poor administrative organisation. Stein was an anti-absolutist and an anti-statist, suspicious of bureaucracy and central government. For him, civil servants were only men paid to carry out their task with "indifference" and "fear of innovation". Above all, he set out to decentralise and form a collegiate state. Stein thus gave more autonomy to the provinces,
Kreise and towns. Thanks to the different posts he had previously held, Stein, realised that he had to harmonise the government of the provinces. In his reform projects, Stein tried to reform a political system without losing sight of the Prussian unity shaken by the defeat of 1806.
Rigaer Denkschrift on the Cologne monument (1878) Stein and Hardenberg not only made a mark on later policy but also represented two different approaches to politics, with Hardenberg more steeped in Enlightenment ideas. He took the principles of the
French Revolution and the suggestions created by Napoleon's practical policy on board more deeply than Stein. Hardenberg was a
statist who aspired to reinforce the state through a dense and centralised administration. Nevertheless, these differences only represented a certain change of tendency among the reformers. The initiatives put in place were very much things of their own time, despite the latter umbrella concept of the 'Stein-Hardenberg reforms'. The
Rigaer Denkschrift was published the same year as Stein's work and presented on 12 September 1807. It bore the title 'On the reorganisation of the Prussian state'. Previously a resident of
Riga, Hardenberg had been summoned in July by the king of Prussia under pressure from Napoleon. Hardenberg developed ideas on the overall organisation of the Prussian state that were different from those of his fellow reformers. The main editors of the
Rigaer Denkschrift were
Barthold Georg Niebuhr, an expert financier,
Karl vom Stein zum Altenstein, a future minister of Finances and
Heinrich Theodor von Schön. These three men concluded that the Revolution had given France a new impetus: "All the sleeping forces were re-awakened, the misery and weakness, the old prejudices and the shortcomings were destroyed." Thus, in their view, Prussia had to follow France's example: The authors thus favoured a revolution "im guten Sinn" or "in the right sense", Hardenberg also sought to underline the principle of merit which he felt had to rule in society, by affirming "no task in the state, without exception, is for this or that class but is open to merit and to skill and to the ability of all classes".
Overview Within fourteen months of his appointment, Stein put in place or prepared the most important reforms. The major financial crisis caused by the requirements of Tilsit forced Stein into a radical austerity policy, harnessing the state's machinery to raise the required indemnities. The success of the reforms begun by Stein was the result of a discussion already going on within the upper bureaucracy and Stein's role in putting them in place was variable – he was almost never, for example, involved in questions of detail. Many of the reforms were drafted by others among his collaborators, such as
Heinrich Theodor von Schön in the case of the October decree. However, Stein was responsible for presenting the reforms to the king and to other forces opposed to them, such as the nobility. During Stein's short period of office, decisive laws were promulgated, even if the organizational law on state administration was not published until 1808 (i.e. after Stein's fall). It was during Stein's time in office that the edict of October 1807 and the cities' organizational reforms (
Städteordnung) of 1808 were put into effect. After a short term of office by
Karl vom Stein zum Altenstein, Hardenberg regained control of policy. From 1810, he bore the title of
Staatskanzler, retaining it until 1822. Thanks to him, land reform was completed via the Edicts of Regulation (
Regulierungsedikten) of 1811 and 1816 as well as the
Ablöseordnung (literally the
redemption decree) of 1821. He also pushed through the reforms of trade regulation such as the edict on professional tax of 2 November 1810 and the law on policing trades (
Gewerbepolizeigesetz) of 1811. In 1818 he reformed the customs laws, abolishing internal taxes. As for social reform, an edict to emancipate Jewish citizens was promulgated in 1812. Despite the different initial situations and aims pursued, similar reforms were carried out in the states of the Confederation of the Rhine, except for the military and educational reforms. The Restoration put a stop to the reformist policy in Prussia around 1819 or 1820.
Main reforms . The reforms which were to be put in place were essentially a synthesis between historic and progressive concepts. Their aim was to replace the absolutist state structures which had become outdated. The state would have to offer its citizens the possibility of becoming involved in public affairs on the basis of personal freedom and equality before the law. The government's main policy aim was to make it possible to liberate Prussian territory from French occupation and return the kingdom to great-power status through modernising domestic policy. The Prussian subject had to become an active citizen of the state thanks to the introduction of self-government to the provinces, districts (
kreise) and towns. National sentiment had to be awakened as Stein foresaw in his Nassau work, In this respect, the Prussian reforms went much further than those in the states of the
Confederation of the Rhine and were much more successful. The 1806 financial crisis, intensified by the indemnities, the occupation costs and other war costs, gave the necessary impetus for these changes – in all, Prussia had to pay France 120 million francs. The freeing of the peasants, the industrial reforms and the other measures removed economic barriers and imposed free competition. The Prussian reforms relied on the
economic liberalism of
Adam Smith (as propounded by
Heinrich Theodor von Schön and
Christian Jakob Kraus) more heavily than the south German reformers. The Prussian reformers did not actively seek to encourage Prussian industry, which was then under-developed, but to remedy the crisis in the agricultural economy. ==State and administration==