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Company Profile

Rothschild & Co

Rothschild & Co SCA is a multinational private and alternative assets investor, headquartered in Paris, France, and London, England. It is the flagship of the Rothschild banking group controlled by the French and British branches of the Rothschild family.

History
Rothschild & Co is the result of a merger between the French and British houses of Rothschild, each with individual but intertwined histories. British history (N M Rothschild & Sons) Late 18th century In the late 18th century and early 19th century, Mayer Amschel Rothschild (1744–1812) rose to become one of Europe's most powerful bankers in the Landgraviate of Hesse-Kassel in the Holy Roman Empire. In pursuit of expansion, he appointed his sons to start banking operations in the various capitals of Europe, including sending his third son, Nathan Mayer Rothschild (1777–1836), to England. Early 19th century Nathan Mayer Rothschild first settled in Manchester, where he established a business in finance and textile trading. He later moved to London, founding N M Rothschild & Sons in 1811 at New Court, which remains the location of Rothschild & Co's London headquarters today. Through this company, Nathan Mayer Rothschild made a fortune with his involvement in the bond market. According to historian Niall Ferguson in 1999, "For most of the nineteenth century, N. M. Rothschild was part of the biggest bank in the world which dominated the international bond market. For a contemporary equivalent, one has to imagine a merger between Merrill Lynch, Morgan Stanley, JPMorgan Chase & Co. and probably Goldman Sachs too—as well, perhaps, as the International Monetary Fund, given the nineteenth-century Rothschild's role in stabilizing the finances of numerous governments." While Rothschild did have some links to slavery, like most firms with global operations in the 19th century, the firm was instrumental in abolishing it by providing a £15m gilt issue necessary to pass the Slavery Abolition Act 1833. The money provided by Rothschild was used to pay slave owners compensation for their slaves and the gilt issue was only fully redeemed in 2015. Late 19th century and their respective businesses Nathan Mayer's eldest son, Lionel de Rothschild (1808–1879) succeeded him as head of the London branch. Under Lionel the bank financed the British government's 1875 purchase of a controlling interest in the Suez Canal. Lionel also began to invest in railways as his uncle James had been doing in France. In 1869, Lionel's son, Alfred de Rothschild (1842–1918), became a director of the Bank of England, a post he held for 20 years. Alfred was one of those who represented the British Government at the 1892 International Monetary Conference in Brussels. The Rothschild bank funded Cecil Rhodes in the development of the British South Africa Company and Leopold de Rothschild (1845–1917) administered Rhodes's estate after his death in 1902 and helped to set up the Rhodes Scholarship scheme at Oxford University. In 1873 de Rothschild Frères (trans. "The Rothschild Brothers") of Paris and N M Rothschild & Sons of London joined with other investors to acquire the Spanish government's money-losing Rio Tinto copper mines. The new owners restructured the company and turned it into a profitable business. By 1905, the Rothschild interest in Rio Tinto amounted to more than 30%. In 1887, the French and English Rothschild banking houses loaned money to, and invested in, the De Beers diamond mines in South Africa, becoming its largest shareholders. 20th century The First World War marked a change of fortune and emphasis for Rothschild. After the War, the Rothschild banks began a steady transition towards advisory work and finance raising for commercial concerns, including the London Underground. In 1938, the Austrian Rothschilds’ interests were given to the Nazis, bringing to an end more than a century at the heart of Central European banking. In France and Austria, the family was scattered for the duration of the Second World War. After the war, the British and French banks committed themselves to further developing their new operation in the United States, which was eventually to become Rothschild Inc, and increased focus on mergers and acquisitions, asset management, and merchant-banking. In the 20th century, Rothschild secured key advisory roles in some of the most important, complex and recognizable mergers and acquisitions. In the 1980s, Rothschild took a leading role in the international phenomenon of privatization. The company was involved from the beginning and developed a pioneering role which spread out to more than thirty countries worldwide. In recent years, Rothschild advised on nearly a thousand completed mergers and acquisitions with a cumulative value in excess of US$1 trillion. Rothschild also advised on some of the largest and most high-profile corporate restructurings around the world. The bank decided to enter the securities market buying Smith Brothers, a stock jobber, in December 1983. The price of gold was fixed for years, twice daily at 10:30 am and 3:00 pm, in a small room at Rothschild's New Court headquarters on St Swithin's Lane. The world's main bullion houses: Deutsche Bank, HSBC, Scotia-Mocatta and Société Générale used the agreed rate as a price benchmark for gold products and derivatives in the world's markets. The chairperson, traditionally appointed by the Rothschild bank, sat in the center, although the bank itself has largely withdrawn from trading. The five members of the London Bullion Association: Barclays Capital, Deutsche Bank, Scotiabank, HSBC and Société Générale, now conduct their twice-daily meetings over the telephone. The meetings were a tradition as great as the ringing of the bell at the New York Stock Exchange until 2004. French history (Paris Orléans) 19th century The Compagnie du chemin de fer de Paris à Orléans was founded in 1838 as a railway company. After several takeovers and a merger with the Chemins de fer du Midi, it had about of track and was one of the major railway companies in France. In 1938, it was nationalised along with five other railway undertakings to form the national state railway company SNCF. 20th century After the Second World War, the French branch of the Rothschild family took over the remains of Paris Orléans and transformed it into a holding company for its banking activities and corporate investments. These mainly included the Banque Rothschild (bank), the SGIM (property company), the SIACI (insurance), the Francarep (oil company) and the SGDBR (wineries), now Domaines Barons de Rothschild (DBR). By 1980, the Paris business employed about 2,000 people and had an annual turnover of 26 billion francs ($5 billion in the currency rates of 1980). The Socialist French government of François Mitterrand nationalized the Banque Rothschild and renamed it Compagnie Européenne de Banque in 1981. In 1983, David de Rothschild and Eric de Rothschild recapitalized the family's business just as their ancestors had done in the prior century under the name Paris Orléans, as it was banned from using the family name until 1986, at which time the firm was renamed Rothschild & Cie Banque. Modern history and recent events Anglo-French Rothschild merger In 2003, the English (N M Rothschild & Sons) and French (Rothschild & Cie Banque) firms announced plans to merge under the leadership of David R. de Rothschild. Paris Orléans SCA became the flagship holding company of the family business of Rothschild. Although Paris Orléans is listed on the exchange, the family retains control of the firm. After the merger of the banking activities, Paris Orléans SCA became the sole owner Concordia BV, which controls Rothschilds Continuation Holdings AG, which controls the Rothschild Group's banking activities. By 2011, the firm had merged operations and was unified. Recent history In 2007, Rothschild formed joint venture Jardine Rothschild Asia Capital with Jardine Strategic, specializing in growth capital investments. In 2010, the firm appointed the first non-family member chief executive officer, Nigel Higgins. In 2011, the firm rebranded from "N M Rothschild & Sons" to "Rothschild & Co." The goal of this was to show "a new global positioning as the fulcrum of the Financial Market." In 2015, the parent company Paris Orléans changed its name to Rothschild & Co to match the trade name of the business. In 2017, Rothschild & Co acquired the family-controlled French private bank Martin Maurel. This merger united the businesses of two European financial families. After the acquisition, Rothschild & Co became the leading private bank in France. In 2018, Rothschild & Co sold its trust services division (responsible for the creation and administration of trust structures) to Richard Martin, a long-time Rothschild executive for an undisclosed amount. This restructuring of Rothschild's Wealth Management practice allowed the firm to focus more on its private banking activities from the recent purchase and integration of Rothschild Martin Maurel. a global financial services firm that provides research in various coverage sectors and brokerage execution services for traditional and algorithmic sales and trading. In 2022, Wintrust announced a deal to acquire the U.S. asset management arm of Rothschild, which held around $8 billion in assets under management at the time. In 2023, the Rothschild family announced its intention to take Rothschild & Co. private by repurchasing the shares listed on stock exchanges. The transaction values the firm at €3.7bn and would end several decades of the firm being publicly listed. == Operations ==
Operations
Rothschild & Co has three primary businesses: Global Advisory (Investment Banking Division), Wealth and Asset Management, and Five Arrows (Alternative Assets Division). Global Advisory (Investment Banking Division) The banking business is structured as follows: • Mergers and Acquisitions and Strategic Advisory • Debt Advisory and Restructuring • Equity Advisory and Capital Markets Rothschild & Co is consistently in the top 10 global investment banks for mergers and acquisitions (M&A) advisory by Thomson Reuters by both number and size of deals. In 2018, as with previous years, the firm ranked 1st globally and 1st in Europe by number of completed M&A transactions. Wealth and Asset Management Rothschild & Co's wealth management practice stems on wealth preservation through generations, just as the Rothschild family has done for over two centuries. The words of Nathan Mayer Rothschild, one of Mayer Amschel Rothschild's sons and founder of Rothschild & Co still illustrate the service provided to clients:"It takes a great deal of boldness and a great deal of caution to make a great fortune; and when you have got it, it requires ten times as much wit to keep it" –Nathan Mayer Rothschild As at the end of 2024, Rothschild's Wealth and Asset Management division had a total of €124 billion in assets under management. Five Arrows Five Arrows is the alternative assets arm of Rothschild & Co, deploying the firm's capital alongside private and institutional investors. As at the end of 2024, Five Arrows manages assets of €28 billion across private equity and private credit strategies. Corporate culture Rothschild & Co has a unique culture due to its more than two-century history and the firm still remaining under family control. == New Court headquarters ==
New Court headquarters
Rothschild & Co's headquarters in London have been continuously located at New Court, St. Swithin's Lane, London for over two centuries. After acquiring the lease in 1809, the firm continued to grow. In 1865, a new building designed by Thomas Marsh Nelson in the Italian "palazzo" style was created at the same site. This building served as the headquarters for Rothschild through both world wars. In 1962, the firm demolished and rebuilt its New Court headquarters for a third time at the suggestion of Evelyn Robert de Rothschild. In 2005, the firm decided to create a fourth iteration of the building that opens up views of St Stephen Walbrook church from its lobby, and views of the London skyline from a rooftop "sky pavilion" designed by Rem Koolhaas and his Office for Metropolitan Architecture (OMA). ==Controversies and legal issues==
Controversies and legal issues
Jürg Heer scandal Jürg Heer worked for Rothschild Bank AG (since October 2018 Rothschild & Co. Bank AG) in Zurich for more than twenty years, the last nine as its credit manager. He was dismissed in June 1992. Heer was accused of taking kickbacks of more than US$20 million in exchange for making unsecured and unapproved loans to the German-Canadian real estate magnate Karsten von Wersebe, resulting in a loss of US$155 million to the bank. In 1998, in the district court of Zurich, Heer confessed that he embezzled about US$33 million from Rothschild Bank AG between 1986 and 1992. The Rothschild family committed CHF 150 million to supporting its bank in recovering from one of the then largest financial frauds in Switzerland. NM Rothschild & Sons Ltd vs. Rothschild & Co (UK) Ltd On 27 January 2009 NM Rothschild & Sons Ltd filed under s.69(1)(b) of the UK Companies Act 2006 for a change of name of the respondent company, Rothschild & Co (UK) Ltd, which had been registered since 31 October 2008. The Company Names Tribunal found for the applicant and ordered the respondent to change its name or else have its name changed by the adjudicator, as well as to pay the applicant's costs. Von Schönau-Riedweg vs. Rothschild Bank AG & others On 20 December 2012 Rothschild Bank AG brought suit against its client Corinna von Schönau-Riedweg in Switzerland, seeking a declaration that the bank had no liability with respect to the private equity transactions recommended by Rothschild Bank's former employee Wilfrid von Plotho. As a reaction to this suit von Schönau brought suit in the Superior Court in Boston/USA against Rothschild Bank AG, Rothschild Trust (Schweiz) AG, Wilfrid von Plotho and others. In December 2014 a separate and final judgment over US$15 million against von Plotho and his Panamanian offshore company ARA Management was entered in force; neither von Plotho nor ARA Management appealed from that judgment. Non-Prosecution Agreement with the U.S. Department of Justice According to the Non-Prosecution Agreement with the U.S. Department of Justice (Tax Division) of June 2015, Rothschild Bank (now Rothschild & Co. Bank AG) admitted that it had 66 U.S.-related accounts held by entities created in Panama, Liechtenstein, British Virgin Islands or other foreign countries with U.S. beneficial owners. Knowing it was highly probable that the U.S. clients were engaging in schemes to avoid U.S. taxes, Rothschild Bank permitted the accounts to trade in U.S. securities without reporting account earnings, or transmitting any withholding taxes, to the IRS. Of the U.S. related accounts with an aggregate maximum balance of approximately US$836 million had U.S. beneficial owners, representing approx. 5% of the aggregate maximum balance of Rothschild Bank's total assets under management during the period in question. 1MDB Malaysian sovereign wealth fund scandal Rothschild Bank AG (since October 2018 renamed Rothschild & Co. Bank AG), a subsidiary of Rothschild & Co, broke anti-money-laundering rules in 1MDB case according to Swiss prosecutiors. In July 2018 the Swiss Financial Market Authority (FINMA) concluded final 1MDB proceedings, in which Rothschild Bank AG and its subsidiary Rothschild Trust (Schweiz) AG have been found to be in serious breach of money laundering rules in the context of 1 MDB. The FINMA appointed an audit agent to review enhancements already put in place by Rothschild Bank. FINMA stated, that Rothschild Bank and Rothschild Trust were found to be in "breach of due diligence, reporting and documentation requirements […]. Although there were early indications that this client could be involved in money laundering activities, the institutions decided nevertheless to enter into the relationship and at a later stage considerably expand it." The 1MDB fraud saw billions of dollars siphoned off from the sovereign wealth fund into the pockets of corrupt officials. Dispute between Rothschild & Co and Edmond de Rothschild Group After Paris Orléans was renamed to Rothschild & Co, the Swiss-based Edmond de Rothschild Group disputed the use of the family name for branding purposes. Until their settlement, Rothschild & Co and the Edmond de Rothschild Group were cross-shareholders in each other's businesses, further complicating the matter. In 2018, the two sides of the family resolved the dispute. Marjorie Taylor Greene "space laser" accusation In January 2021, US Representative Marjorie Taylor Greene (R-GA) was reported to have made a Facebook post blaming "Rothschild, Inc" among others for using "space solar generators" to ignite the 2018 Camp Fire, one of California's deadliest and most destructive wildfires. == Notable current and former employees ==
Notable current and former employees
Many notable people, including heads of state, CEOs, and billionaires have been involved with the firm. This partial list excludes the many notable members of the Rothschild family who have worked at the family firm. Business René-Pierre Azria – Director of Jarden Corporation; managing director of Blackstone IndosuezClaude Arpels – heir to Van Cleef & ArpelsDominic Barton – Worldwide managing director of McKinsey & CompanyFranco Bernabè – CEO of Telecom Italia; director of PetroChinaMichel de Carvalho – vice-chairman of investment banking of Citigroup; director of Heineken InternationalJosé María Castellano – CEO of Inditex GroupSir John Collins – CEO of Shell UK; chairman of National PowerAlfonso Cortina – chairman and CEO of RepsolDouglas Daft – chairman and CEO of The Coca-Cola Company; director of The McGraw-Hill CompaniesDudley Eustace – Chairman of The Nielsen Company, vice-chairman of Royal Philips ElectronicsPehr G. Gyllenhammar – Chairman of Aviva; founder of European Round Table of IndustrialistsJay Hambro – CIO of Petropavlovsk plc; CEO of AricomSir Graham Hearne – deputy chairman of Gallaher Group; chairman and CEO of Enterprise Oil • Nigel Higgins – Chairman of Barclays BankHenry Keswick – Chairman of Jardine Matheson Holdings; director of Mandarin OrientalJames Lawrence – Chairman of L.E.K. Consulting; CFO of UnileverLord Leach of Fairford – Director of Jardine Matheson Holdings; Chairman of Open EuropeSir Carl Meyer – Deputy chairman of De Beers; governor of the National Bank of EgyptBaron Moser – Chairman of British Museum; Chairman Economist Intelligence UnitPaul Myners – Chairman of Guardian Media Group; Chairman of Marks & SpencerJonathan Oppenheimer – Director of E. Oppenheimer & Son Ltd. • Robert S. Pirie – Senior Managing Director of Bear Stearns & Co.Gerald Rosenfeld – Head of Investment Banking of LazardWilbur Ross – investor, billionaire, and former United States Secretary of CommerceTrevor C. Rowe – Director of the Australian Securities Exchange; chairman of United Group; chairman of Queensland Investment Corporation (QIC) • Anthony Salz – Senior partner of Freshfields Bruckhaus Deringer; acting chairman of Board of Governors of the BBCPeter Smith – Chairman of Coopers & Lybrand; Chairman of SavillsBaron Vallance of Tummel – vice-chairman of Royal Bank of Scotland; Chairman of British TelecomJeremy Weir – CEO of TrafiguraSian Westerman – Co-chair of the BFC Fashion Trust and trustee of the Royal Academy Trust Politics and public service Thierry BretonFrench Minister of Economy, Finance and Industry (2005–2007) • Gerhard SchröderChancellor of Germany (1998–2005) • Liam ByrneMinister of State at the Home Office (2006–2010); Minister of State at Her Majesty's Treasury (2008–2010) • Baron GeorgeGovernor of the Bank of England (1993–2003) • John Kingman – Chief executive of UK Financial InvestmentsBaron LamontMember of the British Parliament (1972–1997); Chancellor of the Exchequer(1990–93) • Anthony NelsonMember of the British Parliament (1974–1997); Economic Secretary to the Treasury(1992–94) • Sir Edwin LeatherMember of the British Parliament (1950–1964); Governor of Bermuda (1973–1977) • Oliver Letwin – Chairman of the Conservative Research Department; Minister of State for PolicyEmmanuel MacronPresident of France and Co-Prince of Andorra (2017–present) • René MayerPrime Minister of France (1953) • Baron Neuberger of AbbotsburyLord of Appeal in Ordinary (2007–2017) • Georges PompidouPrime Minister of France (1962–1968); President of the French Republic and Co-Prince of Andorra (1969–1974) • John RedwoodMember of the British Parliament (1987–2024) • Jacob Rees-MoggMember of the British Parliament (2010–2024) • Felix RohatynUnited States Ambassador to France (1997–2000) • Goh Keng SweeDeputy Prime Minister of Singapore (1973–1984); Minister of Finance of Singapore (1959–1965;1967–1970) • Baron WakehamLeader of the House of Lords (1992–1994); Leader of the House of Commons (1987–1989) • John Whittingdale – British Politician Armed forces Field Marshal Baron Guthrie of CraigiebankChief of the General Staff (1994–1997); Chief of the Defence Staff (1997–2001) ==See also==
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