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Royal Commission into the Management of Police Informants

The Royal Commission into the Management of Police Informants – An inquiry into Victoria Police's use of Nicola Gobbo as a human source, referred to in the press as Lawyer X Royal Commission, was a royal commission in Victoria, Australia set up to examine the actions of Nicola Gobbo and Victoria Police whilst Gobbo, also referred to as Informer 3838, Lawyer X (media), and EF (litigation), was working as a lawyer and acting as a registered informer. It was announced on 3 December 2018, in response to the High Court AB v CD; EF v CD judgement, and was established on 13 December 2018 under Hon Margaret McMurdo to examine the adequacy and effectiveness of the processes of Victoria Police for the recruitment, handling and management of human sources who are subject to legal obligations of confidentiality or privilege and the effect of using such sources on past cases.

Background
On 31March 2014 an article written by Anthony Dowsley was published in the Herald Sun which outlined, without going into detail, the role of Gobbo, under the pseudonym LawyerX, in assisting Victoria Police by providing information. After examining 14 witnesses under oath including Gobbo's police handlers, Kellam presented a confidential report to IBAC in February 2015 which found a high order of negligence in the handling of human sources by Victoria Police. The report directed Victoria Police to provide a copy of the report to the Director of Public Prosecutions (DPP) In response to the report acting Chief Commissioner Tim Cartwright said that "There is no evidence at this stage of any threat to any conviction or any evidence of mistrial", plus miscellaneous other payments from Victoria Police for providing information to police Gobbo claimed to have helped in the arrest and conviction of 386 people. Chief Commissioner Graham Ashton, himself defended by the Police Minister Lisa Neville, defended the action of police and said that the use of Informer 3838 was a necessary weapon in an escalating war on Melbourne's streets. In March 2019, Ashton said "Over the preceding 12 months, numerous people had been murdered, some in very public locations and high-profile criminals were vying for control of drug operations that were inflicting serious harm on the Victorian community, It was accordingly a desperate and dangerous time". Announcement of Royal Commission Shortly after the release of the judgment prosecutors at the state and federal level contacted an initial 22people letting them know that grounds may exist for them to appeal their conviction Victorian defence lawyer Zarah Garde-Wilson stated that she had been arguing for a Royal Commission since she learnt of the actions of LawyerX in 2014. After taking 2years to gather information Garde-Wilson filed an appeal in 2016 leading to the outcome in 2018. After the suppression orders relating to the judgement were lifted, in which Gobbo informing Victoria Police about her clients was called a "fundamental and appalling breach" of her obligations by the High Court, As well as working with media advisers to keep information about Gobbo out of the spotlight, Victoria Police revealed that they had spent a total of $4.52million attempting to keep the co-operation with Gobbo secret. In defending the money and effort spent attempting to keep the work of Gobbo secret Ashton stated "At all times when handling these matters our absolute concern has been for the protection of the lawyer and their family, who Victoria Police believed would be murdered if this information was released." and former South Australian Police Commissioner Malcolm Hyde as commissioners with Chris Winneke , Andrew Woods and Megan Tittensor as counsel assisting the commission . == Terms of reference ==
Terms of reference
The terms of reference of the Royal Commission were as follows: {{block quote|The Royal Commission into the Management of Police Informants is appointed to inquire into and report on: • The number of, and extent to which, cases may have been affected by the conduct of EF as a human source. • The conduct of current and former members of Victoria Police in their disclosures about and recruitment, handling and management of EF as a human source. • The current adequacy and effectiveness of Victoria Police's processes for the recruitment, handling and management of human sources who are subject to legal obligations of confidentiality or privilege, including: • whether Victoria Police's practices continue to comply with the recommendations of the Kellam report; and • whether the current practices of Victoria Police in relation to such sources are otherwise appropriate. • The current use of human source information in the criminal justice system from human sources who are subject to legal obligations of confidentiality or privilege, subject to section 123 of the Inquiries Act 2014, including: • the appropriateness of Victoria Police's practices around the disclosure or non-disclosure of the use of such human sources to prosecuting authorities; and • whether there are adequate safeguards in the way in which Victoria Police prosecutes summary cases, and the Office of Public Prosecutions prosecutes indictable matters on behalf of the Director of Public Prosecutions, when the investigation has involved human source material. • Recommended measures that may be taken to address: • the use of any other human sources who are, or have been, subject to legal obligations of confidentiality or privilege and who come to your attention during the course of your inquiry; and • any systemic or other failures in Victoria Police's processes for its disclosures about and recruitment, handling and management of human sources who are subject to legal obligations of confidentiality or privilege, and in the use of such human source information in the broader criminal justice system, including how those failures may be avoided in future. • Any other matters necessary to satisfactorily resolve the matters set out in paragraphs 1-5. The initial terms of reference were expanded after information provided by Victoria Police indicated that a wider investigation was required. == Taskforce Landow ==
Taskforce Landow
After the Royal Commission was announced Victoria Police created the 117 person Taskforce Landow which sits under the Specialist Operations executive command which is led by Deputy Commissioner Wendy Steendam. The taskforce was set up to manage the response of Victoria Police to the Royal Commission and was larger than the Purana Taskforce at the peak of the gangland war or the family violence command. One of the responsibilities of the taskforce was to retrieve documents of interest to the Royal Commission from the Archive Services Centre. The taskforce was led by Commander Paul Millet who was awarded the Australian Police Medal (APM) in the 2021 Australia Day Honours. The resources dedicated to the taskforce caused delays in other cases due to the level of resources that were being assigned. == Enquiry ==
Enquiry
In February 2019 Malcolm Hyde was disqualified as commissioner, leaving McMurdo as sole commissioner for the length of the enquiry, after it was discovered that Gobbo had been a periodic paid informer for Victoria Police since 1993 which included a period when Hyde was working there. At the same time it was revealed that up to 6 other legal professionals are still acting as informants. Victoria Police also provided information listing court clerks, legal secretaries, solicitors and a non registered self-proclaimed legal professional as people who appeared in their files regarding previous information provided. Details were not, however, provided for an additional practicing lawyer who was providing information to police due as they were a murder suspect at the time. In addition, former lawyer Joseph Acquaro, who was shot to death in March 2016, had given Victoria Police information on his former client Francesco “Frank” Madafferi. At that time Victoria Police stated that, of these legal professionals, there was only one possible case of unethical behaviour. In May 2020 it was reported that the number of legal professionals being investigated by the Royal Commission was now "at least a dozen", of which 2 were judges, including some that provided information during the period 2014–2016 whilst police were dealing with the consequences of working with Gobbo. The Victoria Police legal team initially included Brendan Murphy , the inaugural Victorian Public Interest Monitor, however Murphy was removed from the role after raising concerns with the extent of public interest immunity claims. Saul Holt appeared for Victoria Police. Due to the importance of the Royal Commission, Victoria Legal Aid created a scheme for those given notice to appear or granted leave to appeal, whereby they would provide for legal fees for appearances before the enquiry but not for the preparation of submissions or for civil or criminal cases arising out of the Royal Commission. Additionally, it was disclosed that Gobbo's legal fees, including Peter Collinson , were being paid for by the Victorian Government. A call for public submissions was made on 7February 2019 ahead of the inaugural hearing on 15February 2019. Public hearings into the conduct of Gobbo and Victoria Police occurred over the period 14March 2019 to 21February 2020 and hearing into policy and practice over the period 7May to 13May 2020. which, combined with a suppression order, were needed to protect the identity and safety of those involved. During testimony Victoria Police were represented by Justin Hannebery and Renee Enbom who frequently called for information to be suppressed with around 370 exclusion or non-disclosure orders in operation. The Victorian Inquiries Act, under which Royal Commissions in Victoria are constituted, gives police control over how Public Interest Immunity (or PII) is applied, which complicated an enquiry called after Victoria Police failed in their court bids to keep their interactions with Gobbo secret. In response to the extensive use of public interest immunity claims and the difficulties involved in keeping track of what information was public knowledge and pseudonyms, including those which changed multiple times during the Royal Commission, McMurdo commented that "It is a bit Kafkaesque, isn't it?". with public hearings beginning on 14March with the evidence of a Victoria Police officer who appeared under a pseudonym. Neil Paterson Over the period 27-29March 2019 Assistant Commissioner Neil Paterson testified Patterson also testified that even though handlers raised concern in 2008 and Gobbo was officially deregistered as an informer on 12January 2009, During Paterson's testimony it was disclosed that information obtained via Gobbo was still being used even whilst Gobbo was suing Victoria Police. Whilst Paterson was testifying Winneke questioned him regarding the "significant history" of the relationship between Dale and Gobbo which was left out of his statement to the Royal Commission. was facing drugs charges in 2003 he was in constant contact with Gobbo which included providing her with extensive hand written notes which she then passed on to Victoria Police. Paul Dale was later charged with the murder of police informer Terence Hodson based on information provided by Gobbo and Carl Williams but the charges were dropped when Gobbo, known as WitnessF by the prosecution, refused to testify and Williams was killed in jail. Stuart Bateson On 1-2July, 19-22, 28November and 2December 2019, Victoria Police Commander Stuart Bateson appeared before the Royal Commission Bateson also admitted destroying an unsigned draft witness statement after the witness altered what they told police citing security reasons and did not tell the court that their evidence had changed. In response, counsel assisting queried the significance of a witness changing their statement from "I didn't think it was going to be a murder" to "I think there was going to be a murder" after a visit from Gobbo who had been sceptical of the truth of the statement, to which to which Bateson replied "when I'm getting asked questions in the witness box ... it's clear that the final product is the only product." Sandy White (pseudonym) Officer Sandy White, Gobbo's former handler and head of the Source Development Unit appeared under a pseudonym on 30–31July, 1–2August and 5–8August 2019. White also talked about the mid 2000s case of a client of Gobbo who was arrested for drug trafficking after she provided information that led to their arrest. Due to the conflict of interest Victoria Police ordered Gobbo to stop acting for them. White said that when Gobbo failed to comply, he considered arresting her due to the possibility that she might be perverting the course of justice but felt that there were insufficient grounds. It was also disclosed that Gobbo suggested improvements to the deception case against Zaharoula Mokbel after warning that the brief of evidence in the case was weak. In talking about this, White agreed that it was legally privileged and it was not appropriate to be passed on. Gavin Ryan Former Victoria Police detective Gavan Ryan, who headed the investigation into the murders of Terrence and Christine Hodson, appeared before the Royal Commission on 9and 13-15August 2019. testified on 29–30October, 1and 11–12November 2019. Buick testified that the Purana task force was concentrating on solving murders rather than being concerned with the ethics. Graham Ashton When the Royal Commission was first announced the Victorian Premier said that he did not think that Current Victoria Police Commissioner Graham Ashton was involved in handling of Gobbo. Ashton, who was previously head of the police watchdog, testified over the period 9–11December 2019 that he would not have wanted to know that Gobbo was an informer whilst working in the watchdog role as it did not relate to misconduct or corruption. Ashton also stated that he first became aware of the role of Gobbo as an informer in 2007 although he was unaware of her earlier periods as an informer until the Royal Commission. Winneke suggested, based on diary notes, that Overland had told actually told Ashton one year earlier. whilst they were about to interview Gobbo about corruption allegations although Ashton had no memory of it. During testimony, the 2011 action of then Deputy Commissioner Ashton in ordering an internal investigation as a response to several court cases involving Gobbo was discussed including the fact that Ashton did not notify prosecutors or defence lawyers. At the Royal Commission Ashton claimed that reporting it to his bosses discharged his responsibilities in the matter. Ashton admitted that although the prosecutors from the commonwealth in the Tomato tins ecstasy case would normally have been told of the issues surrounding the case, known to Victoria Police to be tainted by their relationship with Gobbo since at least November 2011, they were not informed of the situation. Ken Jones During his testimony at the Royal Commission on 13December 2019, When he was initially made aware of the role of Gobbo he approached the Office of Police Integrity, a former Supreme Court justice and the Victorian Ombudsman in a failed attempt to initiate an investigation. Jones also made a written submission to the Commission stating his belief that prison staff were involved in the Barwon Prison murder of Carl Williams which caused the collapse of the trial of Paul Dale for the murders of Terence and Christine Hodson. Ashton headed Taskforce Purana which was set up in 2003 to investigate the Melbourne gangland killings. Evidence presented prior to his testimony indicated that Overland sanctioned the use of Gobbo. During testimony Overland claimed that although using Gobbo as an informer was dangerous and put her at risk her life was already under threat due to her work acting as lawyer for Tony Mokbel and he was not aware that she was breaching legal requirements. Overland admitted both that he was the most senior officer who knew about the role of Gobbo and police may have acted illegally in how information from LawyerX whilst agreeing with the statement from a recording of Gobbo that "the ethics was f---ed". Whilst Overland was testifying he was presented with the 2006 case of a drug cook who told Gobbo, their close friend and lawyer, the location of a drug lab which Gobbo proceeded to pass on to the police. Gobbo went on to represent the cook and encourage them to provide information on Mokbel whilst also advising police on how to obtain co-operation. In response Overland accepted that, even though he wasn't aware of the details at the time, he should have been due to the potential damage to the investigation. After initially claiming that the Director of Public Prosecutions was kept informed of Gobbo's role in defending three killers who ended up implicating each other Overland admitted that the DPP was not informed of Gobbo's role as an informant. Overland also said that it was a common practice to not make notes about Gobbo due to concerns about the information becoming known. was announced on 20December 2019 just hours before the Royal Commission wrapped up hearings for the year. The diaries were found after Overland's former chief of staff Shane Patton heard Overland's testimony and recalled that he had seen diaries whilst packing up Overland's office when he left Victoria Police. Whilst three diaries were discovered, a gap in coverage of October 2006 to November 2007 caused Overland to admit that a fourth diary may exist. Among the other changes presented was the claim that Christine Nixon had been informed of the recruitment of Gobbo on 29September 2005 which contradicted her earlier evidence. however Nixon ultimately only ended up appearing before the Royal Commission on 18December 2019. McRae stated that then Police Minister Bob Cameron was briefed in 2010 about the settlement given to Gobbo after she sued Victoria Police but may not have been told that she had been an informer. McRae also testified that in 2010 he met with Victorian Government Solicitor John Cain and director of the Office of Police Integrity Michael Strong to discuss the settlement of the civil case that Gobbo had submitted against Victoria Police in which Gobbo's role as an informed was discussed. Cain did not appear before the Royal Commission but said in a submitted statement that he did not have any knowledge of the role of Gobbo whilst he was Victorian Government Solicitor and was astounded when he found out about it in 2015. McRae also said that he had hoped that IBAC would investigate the effect of Gobbo's actions including providing them with case studies but was told that they did not have a remit to investigate. Nicola Gobbo In August 2019 Gobbo's lawyer Peter Collinson told the commission that Gobbo was motivated to inform on her clients as she wanted "to do the right thing" and help put the Mokbel clan in jail and had no financial incentive to become an informant. This contrasted with the view of Ryan who claimed that Gobbo was motivated by feelings of guilt over the murders of Terrence and Christine Hodson although Officer White expressed scepticism at that theory and when she testified Gobbo summed up her reasoning as "Looking back, I wanted to belong". After initially expressing a willingness to appear before the Royal Commission Gobbo applied to be excused from giving evidence on mental and physical health grounds. Whilst the application to be excused was waiting adjudication, and shortly after her lawyers said on 4December 2019 that she was too unwell both physically and mentally, Gobbo, without telling her lawyers, flew overseas and provided an interview for the ABC current affairs program 7.30 which then aired on 10December 2019. During the interview Gobbo denied betraying her clients and claimed that Victoria Police "fed her to the wolves" and claimed that it would take her "more than 1,000 hours" to provide a statement to the Royal Commission. McMurdo also said that she had no confidence that Gobbo would present evidence and ordered the release of phone transcripts of lengthy conversations, not taken under oath, between Gobbo and Royal Commission staff from earlier in March, April and June 2019. Gobbo testified from an undisclosed location for 5days finishing on 11February 2020 via video link with only McMurdo able to see the video following a confidential submission asking to have her image concealed with some suggesting that she had changed her appearance since her interview with 7:30. Whilst discussing the aftermath of a drug bust Gobbo admitted that she should have sought advice from the ethics committee of the Victorian Bar about representing both Azzam Ahmed and Abby Haynes whilst working with Haynes to provide information on Ahmed. After initially having no recollection of the conversation even though "It's something you would think would stick in your mind", Gobbo conceded that she had told police after she was shown text messages claiming credit for it. Gobbo also testified that the Mokbel family would speak openly in front of her including discussing drug deals and one of them vouched for Gobbo to their associates. She also mentioned saying to police that "If you people don't know what you're doing," she said to them, "I'll end up dead, and there will be a royal commission". Gobbo testified that her handlers had asked for the phone used to contact them to be returned and if arrested or approached by Federal Police she was instructed not to talk to them. Whilst talking about the fees that she charged those that she was reporting on to Victoria Police, Gobbo conceded that it was ethically wrong but did not concede that she was not entitled to the money or via her actions "obtain financial advantage or obtain money by deception". Ken Lay Former Commissioner Ken Lay testified on 10 February 2020. Ronald (Ron) Iddles Former Detective Senior Sergeant Ronald (Ron) Iddles appeared before the Royal Commission on 13-14February 2020. When presented evidence by counsel for Victoria Police at the Royal Commission, Iddles admitted that the confession existed. Stephen (Steve) Leane Former Assistant Commissioner Stephen (Steve) Leane of Victoria Police who was head of the professional standards command in 2014 when information about the role of Gobbo started becoming more widely know, appeared in front of the Royal Commission on 8February 2020. Pope also appeared on 19February 2020 when he denied claims of being the source of the 2014 leak that Gobbo was registered human source called WitnessF in the Paul Dale case. Murphy discussed the newly implemented policy of requiring lawyers, doctors, journalists or priests, that is those who might come into contact with legally privileged information, to be unanimously approved by the Victoria Police ethics committee before they are registered as an informer with an Assistant Commissioner taking ultimate responsibility for the decision. In particular Murphy was concerned that the new approach would not provide the same level of accountability that would be provided by making an individual responsible. Both the submissions and the responses were published on 1September 2020 followed by the publishing of further submissions ahead of the delivery of the final report to the Victorian Government on 30November 2020. The Office of Public Prosecutions made a submission which identified that prosecution of those identified by the Royal Commission requires a brief of evidence rather than just the findings of a Royal Commission saying "Any recommendation that an investigative agency consider any such offences is better effected by a direct referral to the agency itself". with the full transcripts, barring redactions, of the Royal Commission published in December 2020 and available online. After the enquiry finished McMurdo said that the welfare of Gobbo and her children was an item of concern throughout proceedings. == Report and recommendations ==
Report and recommendations
Commissioner McMurdo found that the use of Ms Gobbo as a secret informer was a "systemic failure" and said the conduct by some officers could not have happened without "critical failures of leadership and governance in Victoria Police". Evidence of the systemic failure by Victoria Police can be seen in the fact that over 100 people within the organisation were aware of the role of Gobbo. In her report McMurdo found that Overland didn't seek legal advice as it may have stopped the flow of information from Gobbo. In particular McMurdo noted the opportunity that was lost to investigate the role of Gobbo when, whilst working at the Office of Police Integrity in 2007, Graham Ashton was aware of the role of Gobbo. In 2018, a joint parliamentary inquiry report into how claims of police misconduct are investigated made 69 recommendations for reforming police oversight in the state. The Royal Commission made a total of 111 recommendations. Of the recommendations 54 directed to the Victorian Government, 41 were directed to the Victoria Police with additional recommendations directed towards the Director of Public Prosecutions, Victorian Bar Council, Public Interest Monitor, the Independent Broad-based Anti-corruption Commission (IBAC), Law Institute of Victoria, Law Council of Australia, Legal Services Council, and Victorian Legal Services Board and Commissioner. Some of the more notable recommendations include: • If Victoria Police is the subject of a Royal Commission then they would not be in charge of deciding public interest immunity. • An independent person should be appointed to investigate the 11cases identified by Victoria Police where the source may have obligations with respect to confidentiality or privilege. == Reaction ==
Reaction
The information presented about Gobbo at the Royal Commission and elsewhere caused widespread comment with Melbourne University law professor Jeremy Gans declared that "Nothing to this extreme, that we know of, has happened anywhere in the world". whilst promising to provide evidence to appeals courts. Whilst police said "we've been totally been open in our disclosure", Criminals and their lawyers After their convictions were overturned Orman called Victoria Police a "powerful, dangerous organisation", Cvetanovski described the actions of Gobbo and Victoria Police as "shocking, scandalous and unprecedented". and their attorney Ruth Parker called the actions of Gobbo and Victoria Police "the biggest criminal police-corruption conspiracy in the history of the Western world" whilst Shadow Attorney-General Edward O'Donohue said that Gobbo put the "integrity of the Victorian justice system at stake" and was described the record keeping of Victoria Police practicing "astounding and unacceptable" Others The President of the Victorian Bar, Matt Collins, called the allegations of what happened "wholly aberrant," the President of the Victorian Court of Appeal Justice Maxwell called the actions of Gobbo and others involved in her informing "disgraceful" and a "matter of profound importance" and former crown prosecutor in Victoria, Gavin Silbert, said that "It trashes the whole criminal-justice system" and "If people can't seek legal advice without being turned over, being betrayed by a legal practitioner, it's the fundamental root of the whole system we operate on." == Implementation of recommendations ==
Implementation of recommendations
Victoria Police established Taskforce Reset under Wendy Steendam to oversee their response to the issues raised in the Royal Commission. The Special Investigator Bill 2021 to officially create the Office of the Special Investigator (OSI), funded to the tune of provided $13.47million, was introduced into parliament on 12October 2021. == References in popular culture ==
References in popular culture
In February 2020 former drug squad detective Paul Dale released the book "Cops, Drugs, Lawyer X and Me" talking about his experiences being caught up in the Melbourne gangland wars for which he blamed corruption within Victoria Police. Gabbo's story was dramaticized in the Underbelly TV franchise spin-off Informer 3838 which was first aired on 20 and 27 April 2020. In September 2020 the book "Lawyer X" by Patrick Carlyon and Anthony Dowsley, both reporters from the Herald Sun, was published by HarperCollins presenting the story of the Melbourne Gangland Wars and the role that Gobbo played. In 2020 Journalist Adam Shand released a 6part podcast titled Understate: Lawyer X on Apple Podcasts. The 9 episodes of season two of the ABC investigative podcast Trace covers the actions of Gobbo and includes interviews with her. == After effects ==
After effects
As a consequence of the actions of Gobbo, as disclosed in AB v CD; EF v CD and the Royal Commission, there are multiple people who may have been denied a fair trial, and more than 1,000 case possibly affected On 21 June 2023, a report by the Special Investigator Geoffrey Nettle was tabled in parliament. Nettle reported that he had made recommendations to the Director of Public Prosecutions Kerri Judd to lay criminal charges against a number of people which was refused by the DPP as there was either "little prospect of conviction" or that "the likely sentence does not justify the effort involved". Nettle recommended that the OSI "be wound up" as he considered that the chances of the DPP laying charges against anyone "were effectively nil". On 2 February 2024, the OSI was abolished. == Notes ==
Commission publications
• • == Scholarly publications ==
Scholarly publications
• • • • • • • == Further reading ==
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