Crafting the amendment Acting under presidential war powers, Lincoln issued the
Emancipation Proclamation on September 22, 1862, with effect on January 1, 1863, which proclaimed the freedom of slaves in the ten states that were still in rebellion. In his
State of the Union message to Congress on December 1, 1862, Lincoln also presented a plan for "gradual emancipation and deportation" of slaves. This plan envisioned three amendments to the Constitution. The first would have required the states to abolish slavery by January 1, 1900. Lincoln's Emancipation Proclamation then proceeded immediately freeing slaves in January 1863 but did not affect the status of slaves in the
border states that had remained loyal to the Union. By December 1863, Lincoln again used his war powers and issued a "
Proclamation for Amnesty and Reconstruction", which offered Southern states a chance to peacefully rejoin the Union if they immediately abolished slavery and collected loyalty oaths from 10% of their voting population. Southern states did not readily accept the deal, and the status of slavery remained uncertain. proposed an amendment abolishing slavery in 1863. In the final years of the Civil War, Union lawmakers debated various proposals for Reconstruction. Some of these called for a constitutional amendment to abolish slavery nationally and permanently. On December 14, 1863, a bill proposing such an amendment was introduced by Representative
James Mitchell Ashley of Ohio. Representative
James F. Wilson of Iowa soon followed with a similar proposal. On January 11, 1864, Senator
John B. Henderson of Missouri submitted a
joint resolution for a constitutional amendment abolishing slavery. The
Senate Judiciary Committee, chaired by
Lyman Trumbull of Illinois, became involved in merging different proposals for an amendment.
Radical Republicans led by Massachusetts Senator
Charles Sumner and Pennsylvania Representative
Thaddeus Stevens sought a more expansive version of the amendment. On February 8, 1864, Sumner submitted a constitutional amendment stating: All persons are equal before the law, so that no person can hold another as a slave; and the Congress shall have power to make all laws necessary and proper to carry this declaration into effect everywhere in the United States. Sumner tried to have his amendment sent to his committee, rather than the Judiciary Committee, controlled by Trumbull, but the Senate refused. On February 10, the Senate Judiciary Committee presented the Senate with an amendment proposal based on drafts of Ashley, Wilson and Henderson. The committee's version used text from the
Northwest Ordinance of 1787, which stipulates, "There shall be neither slavery nor involuntary servitude in the said
territory, otherwise than in the punishment of crimes whereof the party shall have been duly convicted." Though using Henderson's proposed amendment as the basis for its new draft, the Judiciary Committee removed language that would have allowed a constitutional amendment to be adopted with only a majority vote in each House of Congress and ratification by two-thirds of the states (instead of two-thirds and three-fourths, respectively).
Passage by Congress The Senate passed the amendment on April 8, 1864, by a vote of 38 to 6; two Democrats, Oregon Senators
Benjamin F. Harding and
James Nesmith voted for the amendment. However, just over two months later on June 15, the House failed to do so, with 93 in favor and 65 against, thirteen votes short of the two-thirds vote needed for passage; the vote split largely along party lines, with Republicans supporting and Democrats opposing. In the 1864 presidential race, former
Free Soil Party candidate
John C. Frémont threatened a third-party run opposing Lincoln, this time on a platform endorsing an anti-slavery amendment. The Republican Party platform had, as yet, failed to include a similar plank, though Lincoln endorsed the amendment in a letter accepting his nomination. Frémont withdrew from the race on September 22, 1864, and endorsed Lincoln. With no Southern states represented, few members of Congress pushed moral and religious arguments in favor of slavery. Democrats who opposed the amendment generally made arguments based on
federalism and
states' rights. Some argued that the proposed change so violated the spirit of the Constitution it would not be a valid "amendment" but would instead constitute "revolution". Representative
Chilton A. White, among other opponents, warned that the amendment would lead to full citizenship for blacks. Republicans portrayed slavery as uncivilized and argued for abolition as a necessary step in national progress. Amendment supporters also argued that the slave system had negative effects on white people. These included the lower wages resulting from competition with
forced labor, as well as repression of abolitionist whites in the South. Advocates said ending slavery would restore the
First Amendment and other constitutional rights violated by censorship and intimidation in slave states. Northern Republicans and some Democrats became excited about an abolition amendment, holding meetings and issuing resolutions. Many blacks though, particularly in the South, focused more on land ownership and education as the key to liberation. As slavery began to seem politically untenable, an array of Northern Democrats successively announced their support for the amendment, including Representative
James Brooks, Senator
Reverdy Johnson, and the powerful New York political machine known as
Tammany Hall. President Lincoln had had concerns that the Emancipation Proclamation of 1863 might be reversed or found invalid by the judiciary after the war. He saw constitutional amendment as a more permanent solution. He had remained outwardly neutral on the amendment because he considered it politically too dangerous. Nonetheless, Lincoln's 1864 election platform resolved to abolish slavery by constitutional amendment. After winning reelection in the
election of 1864, Lincoln made the passage of the Thirteenth Amendment his top legislative priority. He began with his efforts in Congress during its "
lame duck" session, in which many members of Congress had already seen their successors elected; most would be concerned about unemployment and lack of income, and none needed to fear the electoral consequences of cooperation. Popular support for the amendment mounted and Lincoln urged Congress on in his December 6,
1864 State of the Union Address: "there is only a question of
time as to when the proposed amendment will go to the States for their action. And as it is to so go, at all events, may we not agree that the sooner the better?" Lincoln instructed Secretary of State
William H. Seward, Representative
John B. Alley and others to procure votes by any means necessary, and they promised government posts and campaign contributions to outgoing Democrats willing to switch sides. Seward had a large fund for direct bribes. Ashley, who reintroduced the measure into the House, also lobbied several Democrats to vote in favor of the measure. Representative
Thaddeus Stevens later commented that "the greatest measure of the nineteenth century was passed by corruption aided and abetted by the purest man in America"; however, Lincoln's precise role in making deals for votes remains unknown. Republicans in Congress claimed a mandate for abolition, having gained in the elections for
Senate and
House. The 1864 Democratic vice-presidential nominee, Representative
George H. Pendleton, led opposition to the measure. Republicans toned down their language of radical equality in order to broaden the amendment's coalition of supporters. In order to reassure critics worried that the amendment would tear apart the social fabric, some Republicans explicitly promised the amendment would leave broader American society's patriarchal traditions intact. In mid-January 1865, Speaker of the House
Schuyler Colfax estimated the amendment to be five votes short of passage. Ashley postponed the vote. At this point, Lincoln intensified his push for the amendment, making direct emotional appeals to particular members of Congress. On January 31, 1865, the House called another vote on the amendment, with neither side being certain of the outcome. With a total of 183 House members (
one seat was vacant after
Reuben Fenton was elected governor), 122 would have to vote "aye" to secure passage of the resolution; however, eight Democrats abstained, reducing the number to 117. Every Republican (84), Independent Republican (2), and Unconditional Unionist (16) supported the measure, as well as fourteen Democrats, almost all of them lame ducks, and three Unionists. The amendment finally passed by a vote of 119 to 56, narrowly reaching the required two-thirds majority. The House exploded into celebration, with some members openly weeping. Black onlookers, who had only been allowed to attend Congressional sessions since the previous year, cheered from the galleries. While the Constitution does not provide the President any formal role in the amendment process, the joint resolution was sent to Lincoln for his signature. Under the usual signatures of the Speaker of the House and the President of the Senate, President Lincoln wrote the word "Approved" and added his signature to the joint resolution on February 1, 1865. On February 7, Congress passed a resolution affirming that the Presidential signature was unnecessary. The Thirteenth Amendment was the first of two ratified amendments to be signed by a President, the second being the
Twenty-Sixth Amendment, the certification of which was signed by
Richard Nixon on July 5, 1971, and with three 18-year-olds signing on as his witnesses, although
James Buchanan had signed the
Corwin Amendment that the
36th Congress had adopted and sent to the states in March 1861.
Ratification by the states On February 1, 1865, when the proposed amendment was submitted to the states for ratification, there were 36 states in the U.S., including those that had been in rebellion; at least 27 states had to ratify the amendment for it to come into force. By the end of February, 18 states had ratified the amendment. Among them were the states of Virginia and Louisiana, states with large territories then held separately by the Union and the Confederacy. In these cases, it was the
Union recognized legislatures, operating out of Alexandria, Virginia and New Orleans respectively, that ratified the amendment. These, along with subsequent ratifications from Arkansas and Tennessee raised the issues of how many seceded states had legally valid legislatures; and if there were fewer legislatures than states, if Article V required ratification by three-fourths of the states or three-fourths of the legally valid state legislatures. President Lincoln in his last speech, on April 11, 1865, called the question about whether the Southern states were in or out of the Union a "pernicious abstraction". He declared they were not "in their proper practical relation with the Union"; whence everyone's object should be to restore that relation.
Lincoln was assassinated three days later. With Congress out of session, the new president,
Andrew Johnson, began a period known as "Presidential Reconstruction", in which he personally oversaw the creation of new state governments throughout the South. He oversaw the convening of state political conventions populated by delegates whom he deemed to be loyal. Three leading issues came before the conventions: secession itself, the abolition of slavery, and the Confederate war debt. Alabama, Florida, Georgia, Mississippi, North Carolina, and South Carolina held conventions in 1865, while Texas' convention did not organize until March 1866. Johnson hoped to prevent deliberation over whether to re-admit the Southern states by accomplishing full ratification before Congress reconvened in December. He believed he could silence those who wished to deny the Southern states their place in the Union by pointing to how essential their assent had been to the successful ratification of the Thirteenth Amendment. Direct negotiations between state governments and the Johnson administration ensued. As the summer wore on, administration officials began giving assurances of the measure's limited scope with their demands for ratification. Johnson himself suggested directly to the governors of Mississippi and North Carolina that they could proactively control the allocation of rights to freedmen. Though Johnson obviously expected the freed people to enjoy at least some civil rights, including, as he specified, the right to testify in court, he wanted state lawmakers to know that the power to confer such rights would remain with the states. When South Carolina provisional governor
Benjamin Franklin Perry objected to the scope of the amendment's enforcement clause, Secretary of State Seward responded by telegraph that in fact the second clause "is really restraining in its effect, instead of enlarging the powers of Congress". Politicians throughout the South were concerned that Congress might cite the amendment's enforcement powers as a way to authorize black suffrage. When South Carolina ratified the Amendment in November 1865, it issued its own interpretive declaration that "any attempt by Congress toward legislating upon the political status of former slaves, or their civil relations, would be contrary to the Constitution of the United States." Alabama and Louisiana also declared that their ratification did not imply federal power to legislate on the status of former slaves. During the first week of December, North Carolina and Georgia gave the amendment the final votes needed for it to become part of the Constitution. The first 27 states to ratify the Amendment were: • Illinois: February 1, 1865 • Rhode Island: February 2, 1865 • Michigan: February 3, 1865 • Maryland: February 3, 1865 • New York: February 3, 1865 • Pennsylvania: February 3, 1865 • West Virginia: February 3, 1865 • Missouri: February 6, 1865 • Maine: February 7, 1865 • Kansas: February 7, 1865 • Massachusetts: February 7, 1865 • Virginia: February 9, 1865 • Ohio: February 10, 1865 • Indiana: February 13, 1865 • Nevada: February 16, 1865 • Louisiana: February 17, 1865 • Minnesota: February 23, 1865 • Wisconsin: February 24, 1865 • Vermont: March 9, 1865 • Tennessee: April 7, 1865 • Arkansas: April 14, 1865 • Connecticut: May 4, 1865 • New Hampshire: July 1, 1865 • South Carolina: November 13, 1865 • Alabama: December 2, 1865 • North Carolina: December 4, 1865 • Georgia: December 6, 1865 Having been ratified by the legislatures of three-fourths of the states (27 of the 36 states, including those that had been in rebellion), Secretary of State Seward, on December 18, 1865, certified that the Thirteenth Amendment had become valid, to all intents and purposes, as a part of the Constitution. Included on the enrolled list of ratifying states were the three ex-Confederate states that had given their assent, but with strings attached. Seward accepted their affirmative votes and brushed aside their interpretive declarations without comment, challenge or acknowledgment. The Thirteenth Amendment was subsequently ratified by the other states, as follows: With the ratification by Mississippi in 1995, and certification thereof in 2013, the amendment was finally ratified by all states having existed at the time of its adoption in 1865. ==Effects==