For infinitesimal deformations of a
continuum body, in which the
displacement gradient tensor (2nd order tensor) is small compared to unity, i.e. \|\nabla \mathbf u\| \ll 1 , it is possible to perform a geometric linearization of any one of the finite strain tensors used in finite strain theory, e.g. the
Lagrangian finite strain tensor \mathbf E, and the
Eulerian finite strain tensor \mathbf e. In such a linearization, the non-linear or second-order terms of the finite strain tensor are neglected. Thus we have \mathbf E = \frac{1}{2} \left(\nabla_{\mathbf X}\mathbf u + (\nabla_{\mathbf X}\mathbf u)^T + (\nabla_{\mathbf X}\mathbf u)^T\nabla_{\mathbf X}\mathbf u\right)\approx \frac{1}{2}\left(\nabla_{\mathbf X}\mathbf u + (\nabla_{\mathbf X}\mathbf u)^T\right) or E_{KL}= \frac{1}{2} \left(\frac{\partial U_K}{\partial X_L} +\frac{\partial U_L}{\partial X_K}+ \frac{\partial U_M}{\partial X_K} \frac{\partial U_M}{\partial X_L}\right)\approx \frac{1}{2}\left(\frac{\partial U_K}{\partial X_L}+\frac{\partial U_L}{\partial X_K}\right) and \mathbf e =\frac{1}{2} \left(\nabla_{\mathbf x}\mathbf u + (\nabla_{\mathbf x}\mathbf u)^T - \nabla_{\mathbf x}\mathbf u(\nabla_{\mathbf x}\mathbf u)^T\right)\approx \frac{1}{2}\left(\nabla_{\mathbf x}\mathbf u + (\nabla_{\mathbf x}\mathbf u)^T\right) or e_{rs}=\frac{1}{2} \left(\frac{\partial u_r}{\partial x_s} +\frac{\partial u_s}{\partial x_r} -\frac{\partial u_k}{\partial x_r} \frac{\partial u_k}{\partial x_s}\right)\approx \frac{1}{2}\left(\frac{\partial u_r}{\partial x_s} +\frac{\partial u_s}{\partial x_r}\right) This linearization implies that the Lagrangian description and the Eulerian description are approximately the same as there is little difference in the material and spatial coordinates of a given material point in the continuum. Therefore, the
material displacement gradient tensor components and the
spatial displacement gradient tensor components are approximately equal. Thus we have \mathbf E \approx \mathbf e \approx \boldsymbol \varepsilon = \frac{1}{2}\left((\nabla\mathbf u)^T + \nabla\mathbf u\right) or E_{KL}\approx e_{rs}\approx\varepsilon_{ij} = \frac{1}{2} \left(u_{i,j}+u_{j,i}\right) where \varepsilon_{ij} are the components of the
infinitesimal strain tensor \boldsymbol \varepsilon, also called ''Cauchy's strain tensor
, linear strain tensor
, or small strain tensor''. \begin{align} \varepsilon_{ij} &= \frac{1}{2}\left(u_{i,j}+u_{j,i}\right) \\ &= \begin{bmatrix} \varepsilon_{11} & \varepsilon_{12} & \varepsilon_{13} \\ \varepsilon_{21} & \varepsilon_{22} & \varepsilon_{23} \\ \varepsilon_{31} & \varepsilon_{32} & \varepsilon_{33} \\ \end{bmatrix} \\ &= \begin{bmatrix} \frac{\partial u_1}{\partial x_1} & \frac{1}{2} \left(\frac{\partial u_1}{\partial x_2}+\frac{\partial u_2}{\partial x_1}\right) & \frac{1}{2} \left(\frac{\partial u_1}{\partial x_3}+\frac{\partial u_3}{\partial x_1}\right) \\ \frac{1}{2} \left(\frac{\partial u_2}{\partial x_1}+\frac{\partial u_1}{\partial x_2}\right) & \frac{\partial u_2}{\partial x_2} & \frac{1}{2} \left(\frac{\partial u_2}{\partial x_3}+\frac{\partial u_3}{\partial x_2}\right) \\ \frac{1}{2} \left(\frac{\partial u_3}{\partial x_1}+\frac{\partial u_1}{\partial x_3}\right) & \frac{1}{2} \left(\frac{\partial u_3}{\partial x_2}+\frac{\partial u_2}{\partial x_3}\right) & \frac{\partial u_3}{\partial x_3} \\ \end{bmatrix} \end{align} or using different notation: \begin{bmatrix} \varepsilon_{xx} & \varepsilon_{xy} & \varepsilon_{xz} \\ \varepsilon_{yx} & \varepsilon_{yy} & \varepsilon_{yz} \\ \varepsilon_{zx} & \varepsilon_{zy} & \varepsilon_{zz} \\ \end{bmatrix} = \begin{bmatrix} \frac{\partial u_x}{\partial x} & \frac{1}{2} \left(\frac{\partial u_x}{\partial y}+\frac{\partial u_y}{\partial x}\right) & \frac{1}{2} \left(\frac{\partial u_x}{\partial z}+\frac{\partial u_z}{\partial x}\right) \\ \frac{1}{2} \left(\frac{\partial u_y}{\partial x}+\frac{\partial u_x}{\partial y}\right) & \frac{\partial u_y}{\partial y} & \frac{1}{2} \left(\frac{\partial u_y}{\partial z}+\frac{\partial u_z}{\partial y}\right) \\ \frac{1}{2} \left(\frac{\partial u_z}{\partial x}+\frac{\partial u_x}{\partial z}\right) & \frac{1}{2} \left(\frac{\partial u_z}{\partial y}+\frac{\partial u_y}{\partial z}\right) & \frac{\partial u_z}{\partial z} \\ \end{bmatrix} Furthermore, since the
deformation gradient can be expressed as \boldsymbol{F} = \boldsymbol{\nabla}\mathbf{u} + \boldsymbol{I} where \boldsymbol{I} is the second-order identity tensor, we have \boldsymbol\varepsilon = \frac{1}{2} \left(\boldsymbol{F}^T+\boldsymbol{F}\right)-\boldsymbol{I} Also, from the
general expression for the Lagrangian and Eulerian finite strain tensors we have \begin{align} \mathbf E_{(m)}& =\frac{1}{2m} (\mathbf U^{2m}-\boldsymbol{I}) = \frac{1}{2m} [(\boldsymbol{F}^T\boldsymbol{F})^m - \boldsymbol{I}] \approx \frac{1}{2m} [\{\boldsymbol{\nabla}\mathbf{u}+(\boldsymbol{\nabla}\mathbf{u})^T + \boldsymbol{I}\}^m - \boldsymbol{I}]\approx \boldsymbol{\varepsilon}\\ \mathbf e_{(m)}& = \frac{1}{2m} (\mathbf V^{2m}-\boldsymbol{I})= \frac{1}{2m} [(\boldsymbol{F}\boldsymbol{F}^T)^m - \boldsymbol{I}]\approx \boldsymbol{\varepsilon} \end{align}
Geometric derivation Consider a two-dimensional deformation of an infinitesimal rectangular material element with dimensions dx by dy (Figure 1), which after deformation, takes the form of a rhombus. From the geometry of Figure 1 we have \begin{align} \overline {ab} &= \sqrt{\left(dx+\frac{\partial u_x}{\partial x}dx \right)^2 + \left( \frac{\partial u_y}{\partial x}dx \right)^2} \\ &= dx\sqrt{1+2\frac{\partial u_x}{\partial x}+\left(\frac{\partial u_x}{\partial x}\right)^2 + \left(\frac{\partial u_y}{\partial x}\right)^2} \\ \end{align} For very small displacement gradients, i.e., \|\nabla \mathbf u\| \ll 1 , we have \overline {ab} \approx dx + \frac{\partial u_x}{\partial x} dx The
normal strain in the x-direction of the rectangular element is defined by \varepsilon_x = \frac{\overline {ab}-\overline {AB}}{\overline {AB}} and knowing that \overline {AB}= dx, we have \varepsilon_x = \frac{\partial u_x}{\partial x} Similarly, the normal strain in the and becomes \varepsilon_y = \frac{\partial u_y}{\partial y} \quad , \qquad \varepsilon_z = \frac{\partial u_z}{\partial z} The
engineering shear strain, or the change in angle between two originally orthogonal material lines, in this case line \overline {AC} and \overline {AB}, is defined as \gamma_{xy}= \alpha + \beta From the geometry of Figure 1 we have \tan \alpha = \frac{\dfrac{\partial u_y}{\partial x}dx}{dx + \dfrac{\partial u_x}{\partial x} dx} = \frac{\dfrac{\partial u_y}{\partial x}}{1+\dfrac{\partial u_x}{\partial x}} \quad , \qquad \tan \beta=\frac{\dfrac{\partial u_x}{\partial y} dy}{dy+\dfrac{\partial u_y}{\partial y} dy}=\frac{\dfrac{\partial u_x}{\partial y}}{1+\dfrac{\partial u_y}{\partial y}} For small rotations, i.e., \alpha and \beta are \ll 1 we have \tan \alpha \approx \alpha \quad , \qquad \tan \beta \approx \beta and, again, for small displacement gradients, we have \alpha=\frac{\partial u_y}{\partial x} \quad , \qquad \beta=\frac{\partial u_x}{\partial y} thus \gamma_{xy}= \alpha + \beta = \frac{\partial u_y}{\partial x} + \frac{\partial u_x}{\partial y} By interchanging x and y and u_x and u_y, it can be shown that \gamma_{xy} = \gamma_{yx}. Similarly, for the y-z and x-z planes, we have \gamma_{yz} = \gamma_{zy} = \frac{\partial u_y}{\partial z} + \frac{\partial u_z}{\partial y} \quad , \qquad \gamma_{zx} = \gamma_{xz} = \frac{\partial u_z}{\partial x} + \frac{\partial u_x}{\partial z} It can be seen that the tensorial shear strain components of the infinitesimal strain tensor can then be expressed using the engineering strain definition, as \begin{bmatrix} \varepsilon_{xx} & \varepsilon_{xy} & \varepsilon_{xz} \\ \varepsilon_{yx} & \varepsilon_{yy} & \varepsilon_{yz} \\ \varepsilon_{zx} & \varepsilon_{zy} & \varepsilon_{zz} \\ \end{bmatrix} = \begin{bmatrix} \varepsilon_{xx} & \gamma_{xy}/2 & \gamma_{xz}/2 \\ \gamma_{yx}/2 & \varepsilon_{yy} & \gamma_{yz}/2 \\ \gamma_{zx}/2 & \gamma_{zy}/2 & \varepsilon_{zz} \\ \end{bmatrix}
Physical interpretation From
finite strain theory we have d\mathbf{x}^2 - d\mathbf{X}^2 = d\mathbf X \cdot 2\mathbf E \cdot d\mathbf X \quad\text{or}\quad (dx)^2 - (dX)^2 = 2E_{KL}\,dX_K\,dX_L For infinitesimal strains then we have d\mathbf{x}^2 - d\mathbf{X}^2 = d\mathbf X \cdot 2\mathbf{\boldsymbol \varepsilon} \cdot d\mathbf X \quad\text{or}\quad (dx)^2 - (dX)^2 = 2\varepsilon_{KL}\,dX_K\,dX_L Dividing by (dX)^2 we have \frac{dx-dX}{dX}\frac{dx+dX}{dX}=2\varepsilon_{ij}\frac{dX_i}{dX}\frac{dX_j}{dX} For small deformations we assume that dx \approx dX, thus the second term of the left hand side becomes: \frac{dx+dX}{dX} \approx 2. Then we have \frac{dx-dX}{dX} = \varepsilon_{ij}N_iN_j = \mathbf N \cdot \boldsymbol \varepsilon \cdot \mathbf N where N_i=\frac{dX_i}{dX}, is the unit vector in the direction of d\mathbf X, and the left-hand-side expression is the
normal strain e_{(\mathbf N)} in the direction of \mathbf N. For the particular case of \mathbf N in the X_1 direction, i.e., \mathbf N = \mathbf I_1, we have e_{(\mathbf I_1)}=\mathbf I_1 \cdot \boldsymbol \varepsilon \cdot \mathbf I_1 = \varepsilon_{11}. Similarly, for \mathbf N=\mathbf I_2 and \mathbf N=\mathbf I_3 we can find the normal strains \varepsilon_{22} and \varepsilon_{33}, respectively. Therefore, the diagonal elements of the infinitesimal strain tensor are the normal strains in the coordinate directions.
Strain transformation rules If we choose an
orthonormal coordinate system (\mathbf{e}_1,\mathbf{e}_2,\mathbf{e}_3) we can write the tensor in terms of components with respect to those base vectors as \boldsymbol{\varepsilon} = \sum_{i=1}^3 \sum_{j=1}^3 \varepsilon_{ij} \mathbf{e}_i\otimes\mathbf{e}_j In matrix form, \underline{\underline{\boldsymbol{\varepsilon}}} = \begin{bmatrix} \varepsilon_{11} & \varepsilon_{12} & \varepsilon_{13} \\ \varepsilon_{12} & \varepsilon_{22} & \varepsilon_{23} \\ \varepsilon_{13} & \varepsilon_{23} & \varepsilon_{33} \end{bmatrix} We can easily choose to use another orthonormal coordinate system (\hat{\mathbf{e}}_1,\hat{\mathbf{e}}_2,\hat{\mathbf{e}}_3) instead. In that case the components of the tensor are different, say \boldsymbol{\varepsilon} = \sum_{i=1}^3 \sum_{j=1}^3 \hat{\varepsilon}_{ij} \hat{\mathbf{e}}_i\otimes\hat{\mathbf{e}}_j \quad \implies \quad \underline{\underline{\hat{\boldsymbol{\varepsilon}}}} = \begin{bmatrix} \hat{\varepsilon}_{11} & \hat{\varepsilon}_{12} & \hat{\varepsilon}_{13} \\ \hat{\varepsilon}_{12} & \hat{\varepsilon}_{22} & \hat{\varepsilon}_{23} \\ \hat{\varepsilon}_{13} & \hat{\varepsilon}_{23} & \hat{\varepsilon}_{33} \end{bmatrix} The components of the strain in the two coordinate systems are related by \hat{\varepsilon}_{ij} = \ell_{ip}~\ell_{jq}~\varepsilon_{pq} where the
Einstein summation convention for repeated indices has been used and \ell_{ij} = \hat{\mathbf{e}}_i\cdot{\mathbf{e}}_j. In matrix form \underline{\underline{\hat{\boldsymbol{\varepsilon}}}} = \underline{\underline{\mathbf{L}}} ~\underline{\underline{\boldsymbol{\varepsilon}}}~ \underline{\underline{\mathbf{L}}}^T or \begin{bmatrix} \hat{\varepsilon}_{11} & \hat{\varepsilon}_{12} & \hat{\varepsilon}_{13} \\ \hat{\varepsilon}_{21} & \hat{\varepsilon}_{22} & \hat{\varepsilon}_{23} \\ \hat{\varepsilon}_{31} & \hat{\varepsilon}_{32} & \hat{\varepsilon}_{33} \end{bmatrix} = \begin{bmatrix} \ell_{11} & \ell_{12} & \ell_{13} \\ \ell_{21} & \ell_{22} & \ell_{23} \\ \ell_{31} & \ell_{32} & \ell_{33} \end{bmatrix} \begin{bmatrix} \varepsilon_{11} & \varepsilon_{12} & \varepsilon_{13} \\ \varepsilon_{21} & \varepsilon_{22} & \varepsilon_{23} \\ \varepsilon_{31} & \varepsilon_{32} & \varepsilon_{33} \end{bmatrix} \begin{bmatrix} \ell_{11} & \ell_{12} & \ell_{13} \\ \ell_{21} & \ell_{22} & \ell_{23} \\ \ell_{31} & \ell_{32} & \ell_{33} \end{bmatrix}^T
Strain invariants Certain operations on the strain tensor give the same result without regard to which orthonormal coordinate system is used to represent the components of strain. The results of these operations are called
strain invariants. The most commonly used strain invariants are \begin{align} I_1 & = \mathrm{tr}(\boldsymbol{\varepsilon}) \\ I_2 & = \tfrac{1}{2}\{[\mathrm{tr}(\boldsymbol{\varepsilon})]^2 - \mathrm{tr}(\boldsymbol{\varepsilon}^2)\} \\ I_3 & = \det(\boldsymbol{\varepsilon}) \end{align} In terms of components \begin{align} I_1 & = \varepsilon_{11} + \varepsilon_{22} + \varepsilon_{33} \\ I_2 & = \varepsilon_{11}\varepsilon_{22} + \varepsilon_{22}\varepsilon_{33} + \varepsilon_{33}\varepsilon_{11} - \varepsilon_{12}^2 - \varepsilon_{23}^2 - \varepsilon_{31}^2 \\ I_3 & = \varepsilon_{11}(\varepsilon_{22}\varepsilon_{33} - \varepsilon_{23}^2) - \varepsilon_{12}(\varepsilon_{21}\varepsilon_{33}-\varepsilon_{23}\varepsilon_{31}) + \varepsilon_{13}(\varepsilon_{21}\varepsilon_{32}-\varepsilon_{22}\varepsilon_{31}) \end{align}
Principal strains It can be shown that it is possible to find a coordinate system (\mathbf{n}_1,\mathbf{n}_2,\mathbf{n}_3) in which the components of the strain tensor are \underline{\underline{\boldsymbol{\varepsilon}}} = \begin{bmatrix} \varepsilon_{1} & 0 & 0 \\ 0 & \varepsilon_{2} & 0 \\ 0 & 0 & \varepsilon_{3} \end{bmatrix} \quad \implies \quad \boldsymbol{\varepsilon} = \varepsilon_{1} \mathbf{n}_1\otimes\mathbf{n}_1 + \varepsilon_{2} \mathbf{n}_2\otimes\mathbf{n}_2 + \varepsilon_{3} \mathbf{n}_3\otimes\mathbf{n}_3 The components of the strain tensor in the (\mathbf{n}_1,\mathbf{n}_2,\mathbf{n}_3) coordinate system are called the
principal strains and the directions \mathbf{n}_i are called the directions of principal strain. Since there are no shear strain components in this coordinate system, the principal strains represent the maximum and minimum stretches of an elemental volume. If we are given the components of the strain tensor in an arbitrary orthonormal coordinate system, we can find the principal strains using an
eigenvalue decomposition determined by solving the system of equations (\underline{\underline{\boldsymbol{\varepsilon}}} - \varepsilon_i~\underline{\underline{\mathbf{I}}})~\mathbf{n}_i = \underline{\mathbf{0}} This system of equations is equivalent to finding the vector \mathbf{n}_i along which the strain tensor becomes a pure stretch with no shear component.
Volumetric strain The
volumetric strain, also called
bulk strain, is the relative variation of the volume, as arising from
dilation or
compression; it is the
first strain invariant or
trace of the tensor: \delta=\frac{\Delta V}{V_0} = I_1 = \varepsilon_{11} + \varepsilon_{22} + \varepsilon_{33} Actually, if we consider a cube with an edge length
a, it is a quasi-cube after the deformation (the variations of the angles do not change the volume) with the dimensions a \cdot (1 + \varepsilon_{11}) \times a \cdot (1 + \varepsilon_{22}) \times a \cdot (1 + \varepsilon_{33}) and
V0 =
a3, thus \frac{\Delta V}{V_0} = \frac{\left ( 1 + \varepsilon_{11} + \varepsilon_{22} + \varepsilon_{33} + \varepsilon_{11} \cdot \varepsilon_{22} + \varepsilon_{11} \cdot \varepsilon_{33}+ \varepsilon_{22} \cdot \varepsilon_{33} + \varepsilon_{11} \cdot \varepsilon_{22} \cdot \varepsilon_{33} \right ) \cdot a^3 - a^3}{a^3} as we consider small deformations, 1 \gg \varepsilon_{ii} \gg \varepsilon_{ii} \cdot \varepsilon_{jj} \gg \varepsilon_{11} \cdot \varepsilon_{22} \cdot \varepsilon_{33} therefore the formula. In case of pure shear, we can see that there is no change of the volume.
Strain deviator tensor The infinitesimal strain tensor \varepsilon_{ij}, similarly to the
Cauchy stress tensor, can be expressed as the sum of two other tensors: • a
mean strain tensor or
volumetric strain tensor or
spherical strain tensor, \varepsilon_M\delta_{ij}, related to dilation or volume change; and • a deviatoric component called the
strain deviator tensor, \varepsilon'_{ij}, related to distortion. \varepsilon_{ij}= \varepsilon'_{ij} + \varepsilon_M\delta_{ij} where \varepsilon_M is the mean strain given by \varepsilon_M = \frac{\varepsilon_{kk}}{3} = \frac{\varepsilon_{11} + \varepsilon_{22} + \varepsilon_{33}}{3} = \tfrac{1}{3}I^e_1 The deviatoric strain tensor can be obtained by subtracting the mean strain tensor from the infinitesimal strain tensor: \begin{align} \ \varepsilon'_{ij} &= \varepsilon_{ij} - \frac{\varepsilon_{kk}}{3}\delta_{ij} \\ \begin{bmatrix} \varepsilon'_{11} & \varepsilon'_{12} & \varepsilon'_{13} \\ \varepsilon'_{21} & \varepsilon'_{22} & \varepsilon'_{23} \\ \varepsilon'_{31} & \varepsilon'_{32} & \varepsilon'_{33} \\ \end{bmatrix} &=\begin{bmatrix} \varepsilon_{11} & \varepsilon_{12} & \varepsilon_{13} \\ \varepsilon_{21} & \varepsilon_{22} & \varepsilon_{23} \\ \varepsilon_{31} & \varepsilon_{32} & \varepsilon_{33} \\ \end{bmatrix} - \begin{bmatrix} \varepsilon_M & 0 & 0 \\ 0 & \varepsilon_M & 0 \\ 0 & 0 & \varepsilon_M \\ \end{bmatrix} \\ &=\begin{bmatrix} \varepsilon_{11}-\varepsilon_M & \varepsilon_{12} & \varepsilon_{13} \\ \varepsilon_{21} & \varepsilon_{22}-\varepsilon_M & \varepsilon_{23} \\ \varepsilon_{31} & \varepsilon_{32} & \varepsilon_{33}-\varepsilon_M \\ \end{bmatrix} \\ \end{align}
Octahedral strains Let (\mathbf{n}_1, \mathbf{n}_2, \mathbf{n}_3) be the directions of the three principal strains. An
octahedral plane is one whose normal makes equal angles with the three principal directions. The engineering
shear strain on an octahedral plane is called the
octahedral shear strain and is given by \gamma_{\mathrm{oct}} = \tfrac{2}{3}\sqrt{(\varepsilon_1-\varepsilon_2)^2 + (\varepsilon_2-\varepsilon_3)^2 + (\varepsilon_3-\varepsilon_1)^2} where \varepsilon_1, \varepsilon_2, \varepsilon_3 are the principal strains. The
normal strain on an octahedral plane is given by \varepsilon_{\mathrm{oct}} = \tfrac{1}{3}(\varepsilon_1 + \varepsilon_2 + \varepsilon_3)
Equivalent strain A scalar quantity called the
equivalent strain, or the
von Mises equivalent strain, is often used to describe the state of strain in solids. Several definitions of equivalent strain can be found in the literature. A definition that is commonly used in the literature on
plasticity is \varepsilon_{\mathrm{eq}} = \sqrt{\tfrac{2}{3} \boldsymbol{\varepsilon}^{\mathrm{dev}}:\boldsymbol{\varepsilon}^{\mathrm{dev}}} = \sqrt{\tfrac{2}{3}\varepsilon_{ij}^{\mathrm{dev}}\varepsilon_{ij}^{\mathrm{dev}}} ~;~~ \boldsymbol{\varepsilon}^{\mathrm{dev}} = \boldsymbol{\varepsilon} - \tfrac{1}{3}\mathrm{tr}(\boldsymbol{\varepsilon})~\boldsymbol{I} This quantity is work conjugate to the equivalent stress defined as \sigma_{\mathrm{eq}} = \sqrt{\tfrac{3}{2} \boldsymbol{\sigma}^{\mathrm{dev}}:\boldsymbol{\sigma}^{\mathrm{dev}}} ==Compatibility equations==