Chinese surnames have a history of over 3,000 years. Chinese mythology, however, reaches back further to the legendary figure
Fuxi (with the surname Feng), who was said to have established the system of Chinese surnames to distinguish different families and prevent marriage of people with the same family names. Prior to the
Warring States period (fifth century BC), only the ruling families and the aristocratic elite had surnames. Historically there was a difference between ancestral clan names or
xing () and branch lineage names or
shi ().
Xing may be the more ancient surname that referred to the ancestral tribe or clan, while
shi denoted a branch of the tribe or clan. For example, the ancestors of the
Shang had
Zi (子) as
xing, but the descendants were subdivided into numerous
shi including
Yin (殷),
Song (宋), Kong (空),
Tong (同) and others. In modern usage,
xing is the surname, but the word
shi survives as a word to refer to the clan. The term
shi may be appended to the surname of a person; for example, a man with the Zhang surname may be referred to as Zhang-
shi instead of his full name. It is used in particular for the paternal surname of a married woman, therefore in this case
shi means
maiden name, which a Chinese woman would continue to use after marriage.
Xing The ancient
xing were surnames held by the
noble clans. They generally contain a "female" ()
radical, for example
Ji (),
Jiang (),
Yao () and
Yíng (). This is taken as evidence that they originated from
matriarchal societies based on
maternal lineages. The character for
xing itself is composed of a female radical and the character for "give birth" (生,
shēng).
Xing is believed to have been originally transmitted through women of noble birth, while noble men have
shi. After the states of China were unified by
Qin Shi Huang in 221 BC, surnames gradually spread to the lower classes. Most surnames that survive to the present day were originally
shi.
Origins of Chinese surnames According to the chapter on surnames in the Han dynasty work
Fengsu Tong – Xingshi Pian (風俗通姓氏篇), there are 9 origins of Chinese surnames: dynasty names, posthumous titles, ranks of nobility, state names, official positions, style names, places of residence, occupations, and events. while others suggested at least 24. These may be names associated with a ruling dynasty such as the various titles and names of rulers, nobility and dynasty, or they may be place names of various territories, districts, towns, villages, and specific locations, the title of official posts or occupations, or names of objects, or they may be derived from the names of family members or clans, and in a few cases, names of contempt given by a ruler. The following are some of the common sources: •
Xing: These were usually reserved for the central lineage of the ancient royal family, with collateral lineages taking their own
shi. The traditional description was what were known as the "Eight Great
Xings of High Antiquity" (), namely
Jiāng (),
Jī (),
Yáo (),
Yíng (),
Sì (), Yún (),
Guī () and Rèn (), though some sources quote
Jí () as the last one instead of Rèn. Of these
xing, only Jiang and Yao have survived in their original form to modern days as frequently occurring surnames, while few others, like Ji, Yun and Ren, survived in forms without the female radical: 吉, 云 and 任. •
State name: Many nobles and commoners took the name of their state, either to show their continuing allegiance or as a matter of national and ethnic identity. These are some of the most common Chinese surnames in the present day such as
Wú (, 9th most common),
Zhōu (, 10th most common) •
Name of a fief or place of origin: Fiefdoms were often granted to collateral branches of the aristocracy and it was natural as part of the process of sub-surnaming for their names to be used. An example is Di, Marquis of Ouyang Village, whose descendants took the surname
Ouyang (). There are some two hundred examples of this identified, often of
two-character surnames, but few have survived to the present. Some families acquired their surname during the Han dynasty from the
Commandery they resided in. •
Names of an ancestor: Like the previous example, this was also a common origin with close to 500 or 600 examples, 200 of which are two-character surnames. Often an ancestor's
courtesy name would be used. For example,
Yuan Taotu took the second character of his grandfather's courtesy name Boyuan () as his surname. Sometimes titles granted to ancestors could also be taken as surnames. •
Seniority within the family: In ancient usage, the characters
zhong (),
shu () and
ji () were used to denote the second, third and fourth (or last) eldest sons in a family. For the first son
meng () was meant for a child born to a secondary wife or a concubine, while
bo indicated a child born to the primary wife. These were sometimes adopted as surnames. Of these, Meng is the best known, being the surname of the philosopher
Mencius. •
Official positions, such as
Shǐ (, "historian"),
Jí (, "royal librarian"),
Líng (, "ice master"), Cāng (, "granary manager"), Kù (, "store manager"), Jiàn (, "
adviser"), Shàngguān (, "high official"),
Tàishǐ (, "grand historian"), Zhōngháng (, "commander of middle
column"), Yuèzhèng (, "chief musician"), and in the case of
Shang's "Five Officials" (), namely
Sīmǎ (, "minister of horses", akin to
defence minister, almost of the exact same etymological origin of the English title/surname
Steward),
Sītú (, "
minister of the masses", akin to treasurer), Sīkōng (, "minister of works", akin to minister of infrastructure), Sīshì (, "minister of
yeomen", akin to chief
ombudsman) and Sīkòu (, "minister of bandits", akin to
attorney general); •
General occupations, as with
Táo (, "
potter"),
Tú (, "butcher"),
Bǔ (, "
diviner"), Jiàng (, "
craftsman"),
Wū (, "
shaman") and Chú (, "cook"). •
Titles of nobility, such as
Wáng (, "king"),
Hóu (, "marquis"),
Xiàhóu (, "
Marquis of
Xia") and
Gōngsūn (, "Duke's grandchild") •
Royal decree by the Emperor, such as
Kuang (), bestowed amongst other gifts to Kuang Yuping, previously Fang Yuping (方愈平), by
Emperor Xiaozong of Song, upon making Yuping's daughter an imperial concubine. •
Ethnic and religious groups:
Non-Han Chinese peoples in China sometimes took the name of their ethnic groups as
sinicized surnames, such as
Hú (, "barbarian"),
Jīn (, "
Jurchen"), Mǎn (, "
Manchu"),
Dí (, "
Di people"), Huí (, "
Hui people") and
Mùróng (, a
Xianbei tribe). Many
Hui Muslims adopted the
surname Ma (), an old Chinese surname, when they were required to use Chinese surnames during the Ming dynasty as it sounded close to the first syllable of
Mohammad; it was also fitting for some of those who were caravaneers as the word means "horse". •
Famous people: A couple of surnames originate from famous people in Chinese history. For example, the surname 李 originates from
Lao Tzu. This probably means that people today with the surname 李 are mostly descendants of Lao Tzu, including the Tang emperors. Many also changed their surnames throughout history for a number of reasons. • A ruler may bestow his own surname on those he considered to have given outstanding service to him; for example, the surname
Liu () was granted by emperors in the
Han dynasty,
Li () during the Tang dynasty, and
Zhao () from the
Song dynasty. • Others, however, may avoid using the name of a ruler, for example Shi () was changed to
Shuai () to
avoid conflict with the name of
Sima Shi. Others may modify their name in order to escape from their enemies at times of turmoil, for example Duanmu () to Mu ( and ), and Gong () to
Gong (). • The name may also be changed by simplification of the writing, e.g. Mu () to
Mo (), or reducing from double or multiple character names to single character names, e.g. Duangan () to Duan (). • It may also have occurred through error, or changed due to a dissatisfaction with the name (e.g. Ai , "sorrow", to Zhong , "heartfelt feeling"). ==Usage==