After the Senate vote to suspend Rousseff's presidential powers and duties, subsequent procedure required new citations, new defense, appointing witnesses and producing evidence for preparation of the final report, which first of all had to be reviewed by a committee and then the entire Senate, each requiring a simple majority to confirm that the charges were well-founded. After that, the debate over conviction or acquittal began, requiring a two-thirds majority of the Senate, which proceedings were chaired by
Ricardo Lewandowski. This eventually resulted in Rousseff's permanent removal, the appeal of which was denied by the court.
Rousseff's defense Rousseff had 20 days to present a preliminary written defense for the trial in the Senate and Rousseff's lawyer
José Eduardo Cardozo did so on 1 June 2016. His 370-page filing said that the president had not committed the alleged crimes and that Rousseff's impeachment "was solely and exclusively aimed at ending Operation Car Wash." Cardozo submitted as evidence transcripts of a recorded telephone conversation between , former president of Petrobras subsidiary
Transpetro, and Senator
Romero Jucá, an influential politician in the PMDB. Published by the newspaper
Folha de S. Paulo, the conversation convinced Cardozo that the two were trying to prevent the investigation from widening, due to the risk to both of being caught up in it, and suggested that Rousseff's impeachment could have been part of an agreement aimed at preventing (and possibly later stopping) the Operation Car Wash investigations. Jucá's lawyer said that his client never thought to interfere in Operation Car Wash and that the dialogue did not suggest that he did. Jucá, who had been appointed
Planning Minister by Temer, also denied ever attempting to obstruct the investigation, and after speaking with Temer on 23 May, said that he had no intention of resigning. However, the next day Jucá stepped down after eleven days in office.
Committee meetings Work plan and preliminary requests On 25 May 2016, Senator
Antônio Anastasia,
rapporteur of the Special Committee of Impeachment 2016 (CEI 2016), presented a work plan for the trial. The next meeting was scheduled for 2 June, to analyze new deadlines. in a session that lasted over nine hours. Anastasia proposed that final arguments be heard by 7 July. Anastasia ruled against recorded telephone conversation between Machado and Jucá being introduced into evidence, ruling it irrelevant since the charges against Rousseff were fiscal responsibility crimes and the recording was only an informal conversation and proved nothing in law. Cardozo protested that the facts cited in the recording were a primary question of the investigation, and announced on 3 June that he would appeal the decision to the president of the Supreme Court. The committee approved the work plan and deadlines on 6 June. On 7 June, Lewandowski denied the appeal filed by Cardozo to append the recording of Sérgio Machado, citing a precedent that evidence of that type is confidential until the beginning of a formal investigation. Machado was arrested and introduced the recording of the conversation during his interrogation. The subject under appeal had been discussed in prior decisions of the Court. Lewandowski also denied an appeal by senator
Aloysio Nunes, former member of the committee, to reduce the number of witnesses. At 2 June meeting, the committee had established that eight witnesses would be heard for each of the six supplemental budget decrees against Rousseff, both for the prosecution and for the defense, i.e. a total of 48 witnesses for each side, with each decree considered separately. Nunes contended that the six decrees should be considered a single entity, to be added to the so-called "tax pedaling", so that the number of witnesses to be heard could be reduced to 16. On 8 June, the committee accepted a request by both defense and prosecution reducing to four the number of supplemental budget decrees to be considered in the trial. Thus, the number of witnesses in the process was reduced to forty. Since each charge entitled eight witnesses, the defense of Rousseff could introduce up to 32 witnesses for the four decrees and eight for the "tax pedaling" charge. The prosecution would be entitled to the same number. The decision to reduce the charges was supported by a report produced at the House of Representatives, which considered that two decrees signed by Rousseff without approval of Congress were neutral from a fiscal perspective, once the primary sources and financial expenses listed in the documents were equivalent.
Witnesses The hearings began on 8 June 2016 with four prosecution witnesses. The prosecutors were
Janaína Paschoal and Miguel Reale Junior; Rousseff was represented by her lawyer, José Eduardo Cardozo. Oliveira, procurator of the
Federal Court of Accounts (TCU), said that in April 2015 TCU identified the recidivist fiscal misconduct, so-called "tax pedaling", immediately rejected. There was no previous understanding to modify the rules and the consensus, and every time that the TCU has ruled, it had disapproved the conduct adopted by Rousseff. Antonio Carlos Costa D'avila Carvalho, the auditor of TCU, said that the Rousseff's fiscal practices were unprecedented and caused serious outcomes. Adriano Pereira de Paula, credit operations manager of the National Treasury, and Otavio Ladeira de Medeiros, deputy secretary of the National Treasury, also testified during this session. Medeiros said that the delays of the federal government in the transfers to subsidize the loans of the Plan Safra were regularized throughout 2015 – thus confirmed what had been said before by de Paula – and as for the debt stock, the decision of the Federal Court of Accounts was awaited so that it could make the payment. Prosecution witnesses Tiago Alves de Gouveia Lins Dutra and Leonardo Rodrigues Albernaz, both TCU auditors, testified on 13 June. Tiago Dutra said that Rousseff created overdrafts with public banks in 2015 that had already observed in 2014. A TCU report indicated a delay of eleven months in transferring to banks an amount of R$2.6 billion, and five months in transferring R$3 billion related to the operations. For principal and interest, until December 2015, the government have been paid R$15 billion, of which R$2 billion were related to interest. Albernaz said that more than fifty auditors had carried out an analysis of Rousseff accounts and concluded unanimously that her administration has made "the most reckless management" of public finances since the Fiscal Responsibility Law was enacted in May 2000. Committee President
Raimundo Lira announced the decision of the President of the Supreme Court, Ricardo Lewandowski, authorizing an audit requested by the defense. Lira designated a board consisting of three experts, granting to prosecution, defense and Senators 48 hours to formulate questions and indicate technical assistants, as well as 24 hours to refute the appointed experts, fixing also a ten-day deadline for the completion of the audit. On 14 June, the first defense witnesses testified. They were former Secretary of Planning and Strategic Investment, Gilson Bittencourt, and former Secretary of Agricultural Policy of the
Ministry of Agriculture, André Nassar. Bittencourt said that there was no credit operation between the Government and public banks and also denied that there was a delay in paying interest to public banks in 2015. According to him, the debit to be paid in 2016 came due only at the time of collection by the banks, every six months. Nassar said that the Bank of Brazil had an interest in "circulating money", by lending to producers, and even in getting the transfers delayed by the government. He also said that, as Secretary of Agricultural Policy and from the point of view of the agricultural sector, this was important to avoid a disruption that, had it occurred, would have generated serious outcomes to the sector. On 15 June, former Deputy Secretary of the Federal Budget Office, Cilair Rodrigues de Abreu, former Secretary of Budget and Administration for the
Ministry of Social Security, José Geraldo França Diniz, and Consultant for the Ministry of Planning, Budget, and Management, Walter Baere de Araújo Filho, all testified. Rodrigues said that the understanding of the TCU before 2015 had always been that the future target could be used by the budget secretary in the publication of their reports. This understanding did not change, he said, until 2015. Diniz testified that due to the complexity of supplemental budget decrees, the documents are reviewed by experts and that while Rousseff signed, it would have been impossible for herself to analyze in detail 200 pages of attachments, calculations and spreadsheets. Walter Baere said that the TCU had never issued a formal opinion concerning the illegality of supplemental budget decrees by the President, and that the TCU had the specific legal duty to raise an alert whenever there is a possibility of the non-attainment of fiscal targets. Former Executive Secretary of the
Ministry of Education, , former Assistant Executive Secretary of the Ministry of Education, Wagner Vilas Boas, Assistant Secretary of Planning and Budget of the Ministry of Education, Iara Ferreira Pinho, and Director of the Department of Economic Programs of the Secretary of Federal Budget, Clayton Luiz Montes, all testified on 16 June. According to Luiz Claudio Costa, the supplemental budget decree for the Ministry of Education was important for the management, enabling several sectors linked to the Ministry, such as universities, institutes and others, to ensure their budget met immediate needs. Vilas Boas explained that it was not appropriate for the Ministry of Education to evaluate the impact of the credit opening for obtaining the primary balance target. He said that the sectorial authority – in this case the agencies of the Ministry – makes a request for supplemental budget, but that this is subject to policy guidance and technical supervision by the budget agency. Both, Wagner Vilas Boas and Iara Pinho, said they could not give an opinion on the compatibility of the signed supplementary decrees and the current fiscal target since their functions don't allow them to conduct an analysis of the achievement of the target. Concerning these statements, the prosecution pointed out that the technicians were not able to explain specifically the possible crime of responsibility. "The witnesses left show that they are unaware the facts. Our claim is that the evidence shall be excused," said prosecution lawyer, Janaína Paschoal, after the testimony of Iara Pinho. Clayton Luiz Montes said that "the government has followed the new understanding of the TCU by October 2015. Since that time, we were not sent any credit decrees". This, nevertheless, conflicted with the statements of TCU auditorsthat there was no previous understanding to modify the rules. Henrique Paim said that the decrees were essential to the functioning of various sectors of Education, including scientific research and operation of universities. Moreover, according to the former minister, the additional credits are often edited based on revenue generation, provided by "budget units", linked to the Ministry. Also the technicians Zarak de Oliveira, Chatack Carmelo and Georgimar Martiniano, have not seen incompatibility of supplemental decrees with the fiscal target. From 20 to 24 June, there were five meetings, with hearings of fifteen witnesses called by the defense. On 20 June, former Deputy Chief for Legal Affairs of
Staff of the Presidency Ivo da Motta Azevedo Correa, former Minister of Education
Renato Janine Ribeiro Director of the Department of Social Programs of the Secretary of Federal Budget Felipe Daruich Neto, and former Deputy Executive Secretary of the Staff of the Presidency Bruno Moretti, all testified. Ivo Correa said that an alert of the TCU was not a decision of the Court, and thus, the government relied on previous jurisprudence to edit the decrees. Janine Ribeiro said that no alert was received from the TCU about irregularities in the supplemental budget decrees when Minister of Education. Daruich Neto said that, at no time was there any intentional misconduct and that it was impracticable for the President to evaluate all decrees before signing them. Former Minister of the
Pepe Vargas, former Minister of Planning, Budget and Management (who was also the former President of Caixa Econômica Federal), Planning and Budget Analyst Orlando Magalhães da Cunha, and Coordinator of Budget and Finance of the Ministry of Justice Marcelo Minghelli, testified on 21 June. The former Minister Pepe Vargas asserted that the supplemental credit to the Secretary of Human Rights was derived not just from treasury resources, but from surplus funds obtained through donations by individuals and corporations. Mirian Belchior said that the supplemental budget decrees, by which Rousseff was indicted were lawful and that it was impossible to increase the budgetary contingency that was made in 2015. Planning and Budget Analyst and General Coordinator of Technology and Information of the Federal Budget Office Robson Azevedo Rung, Secretary of Institutional Organization of the
Ministry of Defence Luiz Antonio de Souza Cordeiro, and
Superior Labor Court representative Luciano Carlos de Almeida testified on 22 June. Azevedo Rung said that the Federal Budget Office received a new interpretation from TCU only in 2015, concerning the procedures that were ever well settled. Also at this session, the Committee approved a new
timetable for the trial on 6 July, the testimony of Rousseff, who could be represented by her lawyer, José Eduardo Cardozo; from 7 to 12 July, final arguments of the prosecution; and from 13 to 27 July, final arguments of the defence. On 9 August, there was to be discussion and voting on the report in plenary; and 22 August was the estimated date for the final judgement. The Deputy Secretary of Planning, Budget and Administration of the
Ministry of Science, Technology and Innovation Anderson Lozi da Rocha and former Federal Budget Secretary Esther Dweck testified on 23 June. Dweck denied that the supplemental budget decrees in 2015 had contributed to the breach of the target for primary surplus for that year. Two more witnesses (former Executive Secretary of the
Ministry of Labor and Employment Francisco José Pontes Ibiapina and the Director of Special Programs of the Secretary of Federal Budget Marcos de Oliveira Ferreira) testified on 24 June. Pontes Ibiapina said that the supplemental budget decrees were published to aid programs such as the transfer of resources to States and Municipalities, by the and other programs. Former
Ministry of Agrarian Development Patrus Ananias testified on 27 June. Ananias said that he did not acknowledge the "tax pedalling" and the resources were transferred from the Bank of Brazil directly to producers at subsidized interest rates, due to the attention that agriculture deserved. On 28 June were heard , former Executive Secretary of the Ministry of Agrarian Development;
Aldo Rebelo, former Ministry of Defence;
Luís Inácio Adams, former
General's Office attorney; and Antônio Carlos Stangherlin Rebelo, who was responsible for analysis of supplemental credits on the
National Justice Council. Maria Fernanda said that the delay in the payment of interest rate equalization of the Plan Safra (government's plan to support agriculture) for 2015, did not configure a credit operation, since the non-compliance was not subject to penalty payment in the contract terms. According to former Secretary, the values were only monetarily adjusted. The prosecution lawyer Janaína Paschoal rejected the claims of Maria Fernanda and said that the remuneration per (a benchmark interest rate of the Brazilian economy) is a proof that there was a credit operation. The prosecution reiterated that this statement confirmed the infringement materially, she concluded. Aldo Rebelo rejected the accusations that the government spent wantonly in 2015, and that year was characterized by fiscal adjustments and efforts to reduce public spending. On 29 June were heard João Luiz Guadagnin, Director of the Department of Finance and Production Protection of the Ministry of Agrarian Development; Marcel Mascarenhas dos Santos, Prosecutor of the
Central Bank; Fernando Rocha, Deputy Head of the Economic Department of the Central Bank; and Paulo José dos Reis Souza, Finance and Control Analyst and Fiscal Policy Secretary on the . The witness hearings ended on 29 June. A total of 44 witnesses were heard, six convened by prosecution and 38 by the defense. At the end of the witnesses hearings phase, both the prosecution and the defense lawyers said they were confident of their respective theses. Prosecution lawyer Janaína Paschoal criticized the actions of Rousseff's defense because of the large number of witnesses called. Defense lawyer José Eduardo Cardozo also expressed confidence, but said that the process had political undertones and that this might interfere with the result. He also pointed out that some senators refused to question the witnesses because there was already a predetermined outcome prior to the completion of work. Ribeiro said that the supplemental budget decrees were submitted for her signature by the technical departments of the ministries, and her participation, as demonstrated in the report, was limited to signing them.
Rousseff interrogatory and final arguments Rousseff was scheduled to be questioned on 6 July, but she declined to attend and sent a letter that was read by Cardozo. Rousseff defended herself, claiming that she was the victim of a conspiracythat "a number of political forces" saw her as a risk and that those who "failed to acknowledge the opposition's defeat [in the
2014 elections]" wanted a different political party for the country. She also said she acted in
bona fide and asked lawmakers to "get rid of personal bias". The final arguments were delivered on 12 July and 28 July respectively, for preparation of the final report by rapporteur Antonio Anastasia.
Final report: discussion and approval Anastasia submitted the final report on 2 August, concluding that Rousseff was culpable. On 3 August, the document was discussed by the committee. João Correia Serra, prosecution lawyer
in lieu, praised Anastasia's report and stressed the known "centralizing temperament" of Rousseff, making it seem unlikely Rousseff had been unaware of or had not directly ordered the actions of which she was accused. Countering, Cardozo said that he was sure that Anastasia's report did not evince that Rousseff had committed crimes, and accused the
rapporteur, despite his aptitude and brilliance, of managing his actions within the opinion of his party. On 4 August, the report was voted on and approved by 14–5 votes – ending the work of the Committee – followed by voting on the Senate floor on 9 August, chaired by Supreme Federal Court president Ricardo Lewandowski.
Senate vote on the final report At a long session of the Senate – from 9 to 10 August – Anastasia's final report was approved and by a 59–21 vote, the indictments against Rousseff were upheld. This marked the end of the penultimate phase of the impeachment process, called
pronunciation, which would determine the final judgement in the Senate, beginning on 25 August. In this judgement, two-thirds of 81 senators were necessary to remove the President and make her ineligible for office for another eight years with effect from 1 January 2019, when her second term would have ended.
Deciding Senate vote The last phase of the trial consisted of four steps: • Cross-examination of witnesses by Lewandowski and the senators (eight witnesses, two called by the prosecution and six by the defense), followed by cross-examination by prosecution and defense lawyers. • Cross-examination of Rousseff by senators, • Final arguments by prosecution and defense. • Vote by senators.
Cross-examination of witnesses On 25 August, the prosecution called two witnesses, Julio Marcelo de Oliveira, procurator of the TCU, and author of the report recommending the rejection of the 2014 accounts, and Antonio Carlos Costa D'avila Carvalho Júnior, auditor of the TCU. Oliveira was questioned as an expert, not as an evidentiary, witness, as ruled by Lewandowski, after Cardozo accused Oliveira of making a report based on a biased understanding. He denied this, saying that he only fulfilled a recommendation to adopt a "less tolerant" rule that came from TCU. Oliveira asserted that Rousseff broke budget laws in 2014 and also in 2015. In his status as informant, his complaints could not be considered as evidence, but as technical information. The next prosecution witness questioned, D'Avila Carvalho, asserted that Rousseff "disguised" the accounting and was responsible for delaying transfers to state banks. Cardozo tried to disqualify this witness, accusing him of bias because he had helped Oliveira to draft the TCU report, "clearly an unethical situation that violates the principle of impartiality." However, Lewandowski overruled this motion. Cross-examination continued the next day when the defense called six witnesses: •
Luiz Gonzaga Belluzzo, economist, • Geraldo Luiz Mascarenhas Prado, legal advisor, • , former Secretary of the
Ministry of Education, •
Nelson Barbosa, former
Minister of Planning, Budget and Management • Esther Dweck, former Secretary of Federal Budget • Ricardo Ribeiro Lodi, Law professor at the
State University of Rio de Janeiro. Dweck was found by Lewandowski to have a conflict of interest, since she was being contracted for the office of
Gleisi Hoffmann, one of the senators opposed to impeachment. Gonzaga Belluzzo and Ribeiro Lodi testified as
expert witnesses. Belluzo said that removal of an elected official should require very special care and could only be done in extreme situations, and that the trial wasn't facing one. Mascarenhas Prado said that in signing decrees Rousseff had relied on subordinates who vouched for the signings' legality, adding that she "was dismissed for issuing a decree to follow a determination of the National Justice Council". Cláudio Costa said the supplementary credit decrees were used for educational programs. Senator
Cássio Cunha Lima refuted this, stating that the crime was not in the expansion of universities and technical schools, but in the lack of congressional authorization for the decrees. Barbosa said that decrees provide more leeway for the administration of funds when the budget is limited, and are used by experienced officials. Pro-impeachment senators insisted that the decrees had aggravated the economic crisis facing the country. Barbosa countered that the crisis was due to various internal and external factors. At last, Ribeiro Lodi stated that the decrees issued by the President in July and August 2015 were not, until the time of the trial, considered violations by TCU and that when they were issued, current understanding did not exist.
Cross-examination of Rousseff by senators and final arguments by lawyers Rousseff spoke in her own defense before the Senate on 29 August for 45 minutes, proclaiming her innocence and decrying the impeachment process, noting that many of her accusers faced worse charges than she. "Everybody knows this impeachment process opened with explicit blackmail by the former head of the lower house, Eduardo Cunha," she said. She then answered questions from senators for more than twelve hours. She explained that she had needed to make difficult choices on the budget, to address declining
revenue and a refusal by opposition in Congress to work with her. She compared her situation with other Brazilian presidents pursued by their opponents, including
João Goulart, a leftist ousted in a
military coup in 1964, and replaced by a 21-year dictatorship. She also compared the effort to impeach her to the torture she endured after agents of the military dictatorship arrested and jailed her as an
urban guerrilla. Rousseff called the impeachment proceedings a new type of coup and evoked the breakdown of Brazilian democracy in the 1960s before the military coup. Senator
Ana Amélia Lemos in reply expressed respect for her personal history but said that the senators were not there to judge her biography, but the actions of her government. She said Rousseff had broken the law by manipulating the budget to hide economic problems. The proceedings resumed on 30 August with final arguments of the prosecution and defense, followed by speeches from the senatorsthe speeches lasted twelve hours, ending about 02:30am on the 31st.
Senate vote The Senate found President Dilma Rousseff guilty of responsibility crimes and administrative misconduct regarding the federal budget and removed her from office after a vote of 61–20 on 31 August 2016. She has vowed to do so.
Lawsuits against the Senate judgment Rousseff's defense on 1 September 2016 filed a
writ of mandamus with the Supreme Court against the Senate decision to remove her from office, which the court rejected on 8 September. On 30 September, the defense filed a last appeal of the impeachment. A 493-page piece called for an annulment. "
This petition is aimed at invalidating the decision-making legal act of the Senate that led to the conviction, on August 31 this year, for the crime of responsibility of Her Excellency President of the Republic, Dilma Rousseff", reads the text. The appeal, signed by José Eduardo Cardozo, was denied by the Supreme Court on 20 October. On the other hand, the parties PSDB,
DEM and
PPS also decided to file a
mandamus at the Supreme Court against the Senate's decision to vote separately on the loss of political rights during the impeachment trial, thereby allowing the former president to later run for public office, as opposed to the laws defining crimes of responsibility and regulating the respective trial process (
impeachment law), that determines a concommitance of penalties. == After impeachment ==