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Climatic Research Unit email controversy

The Climatic Research Unit email controversy began in November 2009 with the hacking of a server at the Climatic Research Unit (CRU) at the University of East Anglia (UEA) by an external attacker, copying thousands of emails and computer files to various internet locations several weeks before the Copenhagen Summit on climate change.

Timeline of the initial incident
The incident began when a server used by the Climatic Research Unit was breached in "a sophisticated and carefully orchestrated attack", On 20 November, the story emerged in mainstream media. == Content of the documents ==
Content of the documents
The material comprised more than 1,000 emails, 2,000 documents, as well as commented source code pertaining to climate-change research, covering the period from 1996 to 2009. The controversy has focused on a small number of emails which had already been openly discussed in scientific papers, but these two phrases were taken out of context by commentators promoting climate change denial, including US Senator Jim Inhofe and former Governor of Alaska Sarah Palin, as though the phrases referred to some decline in measured global temperatures, even though they came from an email written at a time when temperatures were at a record high. John Tierney, writing in The New York Times in November 2009, said that the claims by sceptics of "hoax" or "fraud" were incorrect, but that the graph on the cover of a report for policy makers and journalists did not show these non-experts where proxy measurements changed to measured temperatures. The final analyses from various subsequent inquiries concluded that in this context "trick" was normal scientific or mathematical jargon for a neat way of handling data, in this case a statistical method used to bring two or more different kinds of data sets together in a legitimate fashion. The EPA notes that in fact, the evidence shows that the research community was fully aware of these issues and that no one was hiding or concealing them. An Associated Press review of the emails concluded that they showed scientists fending off critics, stating that "One of the most disturbing elements suggests an effort to avoid sharing scientific data with critics skeptical of global warming", and mentioned ethical problems with this action due to the fact that "free access to data is important so others can repeat experiments as part of the scientific method". They cited a science policy expert as stating that it was "normal science politics, but on the extreme end, though still within bounds". == Responses ==
Responses
In the United States, former Republican House Science Committee chairman Sherwood Boehlert called the attacks a "manufactured distraction", and Newsweek and The New York Times described the dispute as a "highly orchestrated" and manufactured controversy. Concerns about the media's role in promoting early allegations while also minimising later coverage exonerating the scientists were raised by journalists and policy experts. Historian Spencer R. Weart of the American Institute of Physics said the incident was unprecedented in the history of science, having "never before seen a set of people accuse an entire community of scientists of deliberate deception and other professional malfeasance". The United States National Academy of Sciences expressed concern and condemned what they called "political assaults on scientists and climate scientists in particular". In the United Kingdom and United States, there were calls for official inquiries into issues raised by the documents. The British Conservative politician Nigel Lawson said: "The integrity of the scientific evidence ... has been called into question. And the reputation of British science has been seriously tarnished. A high-level independent inquiry must be set up without delay." Bob Ward of the Grantham Research Institute on Climate Change and the Environment at the London School of Economics said that there had to be a rigorous investigation into the substance of the email messages, once appropriate action has been taken over the hacking, to clear the impression of impropriety given by the selective disclosure and dissemination of the messages. also planned to demand an inquiry. Climate change sceptics gained wide publicity in blogs and news media, said that the evidence supported claims that dissenting scientific papers had been suppressed. Climate scientists at the CRU and elsewhere received numerous threatening and abusive emails in the wake of the initial incidents. Norfolk Police interviewed Phil Jones about death threats made against him following the release of the emails; Jones later said that the police told him that these "didn't fulfil the criteria for death threats". Death threats against two scientists also are under investigation by the US Federal Bureau of Investigation. Climate scientists in Australia have reported receiving threatening emails including references to where they live and warnings to "be careful" about how some people might react to their scientific findings. University of East Anglia The University of East Anglia was notified of the security breach on 17 November 2009, but when the story was published in the press on 20 November, they had no statement ready. On 22 March 2010 the university announced the composition of an independent Science Assessment Panel to reassess key CRU papers that have already been peer-reviewed and published in journals. The panel did not seek to evaluate the science itself, but rather whether "the conclusions [reached by the CRU] represented an honest and scientifically justified interpretation of the data". The university consulted with the Royal Society in establishing the panel. It was chaired by Lord Oxburgh, and its membership consisted of Huw Davies of ETH Zurich, Kerry Emanual of Massachusetts Institute of Technology, Lisa Graumlich of the University of Arizona, David Hand of Imperial College London, and Herbert Huppert and Michael Kelly of the University of Cambridge. It started its work in March 2010 and released its report on 14 April 2010. James Hansen said that the controversy has "no effect on the science" and that while some of the emails reflect poor judgment, the evidence for human-made climate change is overwhelming. Scientific organisations The Intergovernmental Panel on Climate Change Working Group I issued statements that the assessment process, involving hundreds of scientists worldwide, is designed to be transparent and to prevent any individual or small group from manipulating the process. The statement said that the "internal consistency from multiple lines of evidence strongly supports the work of the scientific community, including those individuals singled out in these email exchanges". A paper by Reiner Grundmann used a limited account of the events to discuss norms of scientific practice in relation to two science ethics approaches, the Mertonian norms as of Robert K. Merton, and Roger Pielke Jr.'s concept of honest brokering in science policy interactions. Sources for the paper were chosen for accessibility, emphasising "critical accounts". == Inquiries and reports ==
Inquiries and reports
Eight committees investigated the allegations and published reports, finding no evidence of fraud or scientific misconduct. House of Commons Science and Technology Committee On 22 January 2010, the House of Commons Science and Technology Select Committee announced it would conduct an inquiry into the affair, examining the implications of the disclosure for the integrity of scientific research, reviewing the scope of the independent Muir Russell review announced by the UEA, and reviewing the independence of international climate data sets. The committee invited written submissions from interested parties, and published 55 submissions that it had received by 10 February. They included submissions from the University of East Anglia, the Global Warming Policy Foundation, the Institute of Physics, the Royal Society of Chemistry, the Met Office, several other professional bodies, prominent scientists, some climate change sceptics, several MEPs and other interested parties. An oral evidence session was held on 1 March 2010. The Science and Technology Select Committee inquiry reported on 31 March 2010 that it had found that "the scientific reputation of Professor Jones and CRU remains intact". The emails and claims raised in the controversy did not challenge the scientific consensus that "global warming is happening and that it is induced by human activity". The MPs had seen no evidence to support claims that Jones had tampered with data or interfered with the peer-review process. The committee chairman Phil Willis said that the "standard practice" in climate science generally of not routinely releasing all raw data and computer codes "needs to change and it needs to change quickly". Jones had admitted sending "awful emails"; Willis commented that "[Jones] probably wishes that emails were never invented," but "apart from that we do believe that Prof. Jones has in many ways been scapegoated as a result of what really was a frustration on his part that people were asking for information purely to undermine his research." Science Assessment Panel The report of the independent Science Assessment Panel was published on 14 April 2010 and concluded that the panel had seen "no evidence of any deliberate scientific malpractice in any of the work of the Climatic Research Unit." It found that the CRU's work had been "carried out with integrity" and had used "fair and satisfactory" methods. The CRU was found to be "objective and dispassionate in their view of the data and their results, and there was no hint of tailoring results to a particular agenda." Instead, "their sole aim was to establish as robust a record of temperatures in recent centuries as possible." Another panel member, Professor David Hand, commended the CRU for being explicit about the inherent uncertainties in its research data, commenting that "there is no evidence of anything underhand – the opposite, if anything, they have brought out into the open the uncertainties with what they are dealing with." At the press conference, Hand also commented on the well publicised 1998 paper produced in the United States by scientists led by Michael E. Mann, saying that the hockey stick graph it showed was a genuine effect, but he had an "uneasy feeling" about the use of "inappropriate statistical tools" and said that the 1998 study had exaggerated the effect. He commended McIntyre for pointing out this issue. Mann subsequently told The Guardian that the study had been examined and approved in the US National Academies of Science North Report, and described Hand's comment as a "rogue opinion" not meriting "much attention or credence". He criticised the way that the emails had been misrepresented, saying that "UEA has already put on record its deep regret and anger that the theft of emails from the University, and the blatant misrepresentation of their contents as revealed both in this report and the previous one by the Science and Technology Select Committee, damaged the reputation of UK climate science." It later emerged that the Science Assessment Panel was not assessing the quality but instead the integrity of the CRU's science. Phil Willis described this a "sleight of hand" and was not what the Parliamentary Committee he had chaired had been led to believe. There were also questions about the selection of publications examined by the panel. Lord Oxburgh said that Acton had been wrong to tell the Science and Technology Select Committee in March that his inquiry would look into the science itself. "I think that was inaccurate," Oxburgh said. "This had to be done rapidly. This was their concern. They really wanted something within a month. There was no way our panel could evaluate the science." Pennsylvania State University Pennsylvania State University announced in December 2009 it would review the work of Michael E. Mann, in particular looking at anything that had not already been addressed in the 2006 North Report review by the National Research Council of the National Academy of Sciences which had investigated Mann's "hockey stick graph" studies and found some faults with his 1998 methodology but agreed with the results which had been reaffirmed by later studies using different methods. The second Investigatory Committee reported on 4 June 2010 that it had "determined that Dr Michael E. Mann did not engage in, nor did he participate in, directly or indirectly, any actions that seriously deviated from accepted practices within the academic community." Regarding his sharing unpublished manuscripts with colleagues on the assumption of implied consent, it considered such sharing to be "careless and inappropriate" without following the best practice of getting express consent from the authors in advance, though expert opinion on this varied. It said that his success in proposing research and obtaining funding for it, commenting that this "clearly places Dr Mann among the most respected scientists in his field. Such success would not have been possible had he not met or exceeded the highest standards of his profession for proposing research." Mann's extensive recognitions within the research community demonstrated that "his scientific work, especially the conduct of his research, has from the beginning of his career been judged to be outstanding by a broad spectrum of scientists." It agreed unanimously that "there is no substance" to the allegations against Mann. Mann said he regretted not objecting to a suggestion from Jones in a 29 May 2008 message that he destroy emails. "I wish in retrospect I had told him, 'Hey, you shouldn't even be thinking about this, Mann said in March 2010. "I didn't think it was an appropriate request." Mann's response to Jones at the time was that he would pass on the request to another scientist. "The important thing is, I didn't delete any emails. And I don't think [Jones] did either." Independent Climate Change Email Review First announced in December 2009, a British investigation commissioned by the UEA and chaired by Sir Muir Russell, published its final report in July 2010. The commission cleared the scientists and dismissed allegations that they manipulated their data. The "rigour and honesty" of the scientists at the Climatic Research Unit were found not to be in doubt. The panel did rebuke the CRU for their reluctance to release computer files, and found that a graph produced in 1999 was "misleading," though not deliberately so as necessary caveats had been included in the accompanying text. It found evidence that emails might have been deleted in order to make them unavailable should a subsequent request be made for them, though the panel did not ask anyone at CRU whether they had actually done this. At the conclusion of the inquiry, Jones was reinstated with the newly created post of Director of Research. United States Environmental Protection Agency report The United States Environmental Protection Agency (EPA) had issued an "endangerment finding" in 2009 in preparation for climate regulations on excessive greenhouse gases. Petitions to reconsider this were raised by the states of Virginia and Texas, conservative activists and business groups including the United States Chamber of Commerce, the Competitive Enterprise Institute and the coal company Peabody Energy, making claims that the CRU emails undermined the science. The EPA examined every email and concluded that there was no merit to the claims in the petitions, which "routinely misunderstood the scientific issues", reached "faulty scientific conclusions", "resorted to hyperbole", and "often cherry-pick language that creates the suggestion or appearance of impropriety, without looking deeper into the issues." In a statement issued on 29 July 2010, EPA Administrator Lisa P. Jackson said the petitions were based "on selectively edited, out-of-context data and a manufactured controversy" and provided "no evidence to undermine our determination. Excess greenhouse gases are a threat to our health and welfare." The EPA issued a detailed report on issues raised by petitioners and responses, together with a fact sheet, and a "myths versus facts" page stating that "Petitioners say that emails disclosed from CRU provide evidence of a conspiracy to manipulate data. The media coverage after the emails were released was based on email statements quoted out of context and on unsubstantiated theories of conspiracy. The CRU emails do not show either that the science is flawed or that the scientific process has been compromised. EPA carefully reviewed the CRU emails and found no indication of improper data manipulation or misrepresentation of results." Inspector General of the U.S. Department of Commerce In May 2010 Senator Jim Inhofe requested the Inspector General of the United States Department of Commerce to conduct an independent review of how the National Oceanic and Atmospheric Administration (NOAA) had dealt with the emails, and whether the emails showed any wrongdoing. The report, issued on 18 February 2011, cleared the researchers and "did not find any evidence that NOAA inappropriately manipulated data or failed to adhere to appropriate peer review procedures". It noted that NOAA reviewed its climate change data as standard procedure, not in response to the controversy. One email included a cartoon image showing Inhofe and others marooned on a melting ice floe, NOAA had taken this up as a conduct issue. In response to questions raised, NOAA stated that its scientists had followed legal advice on FOIA requests for information which belonged to the IPCC and was made available by that panel. In two instances funding had been awarded to CRU, National Science Foundation The Office of the Inspector General (OIG) of the National Science Foundation closed an investigation on 15 August 2011 that exonerated Michael Mann of Pennsylvania State University of charges of scientific misconduct. It found no evidence of research misconduct, and confirmed the results of earlier inquiries. The OIG reviewed the findings of the July 2010 Penn State panel, took further evidence from the university and Mann, and interviewed Mann. The OIP findings confirmed the university panel's conclusions which cleared Mann of any wrongdoing, and it stated "Lacking any evidence of research misconduct, as defined under the NSF Research Misconduct Regulation, we are closing the investigation with no further action." ==ICO decisions on Freedom of Information requests==
ICO decisions on Freedom of Information requests
In two cases, the Information Commissioner's Office (ICO) issued decisions on appeals of Freedom of Information (FOI) requests which had been turned down by the university. David Holland, an electrical engineer from Northampton, made a 2008 FOI request for all emails to and from Keith Briffa about the IPCC Fourth Assessment Report; the university's information policy and compliance manager refused the request. On 23 November 2009, after the start of the controversy, he wrote to the Commissioner explaining in detail the relevance of the alleged CRU emails to his case, with specific reference to a May 2008 email in which Phil Jones asked others to delete emails discussing AR4 with Briffa. In January 2010 news reports highlighted that FOI legislation made it an offence to intentionally act to prevent the disclosure of requested information, but the statute of limitations meant that any prosecution had to be raised within 6 months of the alleged offence. This was discussed by the House of Commons Science and Technology Select Committee. The ICO decision on Holland's requests published on 7 July 2010 concluded that the emails indicated prima facie evidence of an offence, but as prosecution was time-barred the Commissioner had been unable to investigate the alleged offence. On the issue of the university failing to provide responses within the correct time, no further action was needed as Holland was content not to proceed with his complaint. with the aim of publishing all the data jointly with the Met Office. McIntyre complained that data denied to him had been sent to Jones's colleague Peter Webster at the Georgia Institute of Technology for work on a joint publication, and FOI requests for this data were made by Jonathan A. Jones of the University of Oxford and Don Keiller of Anglia Ruskin University. Both requests were refused by the UEA by 11 September 2009. Though some National Meteorological Organisations gave full or conditional agreement to waive confidentiality, others failed to respond, and the request was explicitly refused by Trinidad and Tobago and Poland. In discussions with the ICO, the university argued that the data was publicly available from the Met organisations, and the lack of agreement exempted the remaining data. In its decision released on 23 June 2011, the ICO stated that the data was not easily available, and required the university to release the data covered by the FOIA request. In September 2011 the ICO issued new guidance to universities, taking into account issues raised in relation to the CRU information requests. This describes exceptions and exemptions to protect research, including allowance for internal exchange of views between academics and researchers, leaving formulation of opinions on research free from external scrutiny. It notes the benefits of actively disclosing information when it is in the public interest, and disclosure of personal email information related to public authority business. == Media coverage ==
Media coverage
The initial story about the hacking originated in the blogosphere, Following the release of documents in the blogosphere, unproven allegations and personal attacks against scientists increased and made their way into the traditional media. Physicist Mark Boslough of the University of New Mexico noted that many of the attacks on scientists came from "bloggers, editorial writers, Fox News pundits, and radio talk show hosts who have called them liars and vilified them as frauds". According to Chris Mooney and Sheril Kirshenbaum in their book Unscientific America (2010), the accusations originated in right-wing media and blogs, "especially on outlets like Fox News". Journalist Suzanne Goldenberg of The Guardian reported that according to an analysis by Media Matters, "Fox had tried to delegitimise the work of climate scientists in its coverage of the hacked emails from the University of East Anglia" and had "displayed a pattern of trying to skew coverage in favour of the fringe minority which doubts the existence of climate change". The intense media coverage of the documents stolen from climate researchers at the University of East Anglia created public confusion about the scientific consensus on climate change, leading several publications to comment on the propagation of the controversy in the media in the wake of a series of investigations that cleared the scientists of any wrongdoing. In an editorial, The New York Times described the coverage as a "manufactured controversy" and expressed hope that the investigations clearing the scientists "will receive as much circulation as the original, diversionary controversies". Writing for Newsweek, journalist Sharon Begley called the controversy a "highly orchestrated, manufactured scandal", noting that the public was unlikely to change their mind. Regardless of the reports exonerating the scientists, Begley noted that "one of the strongest, most-repeated findings in the psychology of belief is that once people have been told X, especially if X is shocking, if they are later told, 'No, we were wrong about X,' most people still believe X." Jean-Pascal van Ypersele, vice-chair of the Intergovernmental Panel on Climate Change (IPCC) and science historian Naomi Oreskes said that the "attacks on climate science that were made ahead of the Copenhagen climate change summit were 'organised' to undermine efforts to tackle global warming and mirror the earlier tactics of the tobacco industry". Noting the media circus that occurred when the story first broke, Oreskes and Erik Conway writing about climate change denial, said that following the investigations "the vindication of the climate scientists has received very little coverage at all. Vindication is not as sexy as accusation, and many people are still suspicious. After all, some of those emails, taken out of context, sounded damning. But what they show is that climate scientists are frustrated, because for two decades they have been under attack." Bill Royce, head of the European practice on energy, environment and climate change at the United States communications firm Burson-Marsteller, also described the incident as an organised effort to discredit climate science. He said that it was not a single scandal, but "a sustained and coordinated campaign" aimed at undermining the credibility of the science. Disproportionate reporting of the original story, "widely amplified by climate deniers", meant that the reports that cleared the scientists received far less coverage than the original allegations, he said. Journalist Curtis Brainard of the Columbia Journalism Review criticised newspapers and magazines for failing to give prominent coverage to the findings of the review panels and said that "readers need to understand that while there is plenty of room to improve the research and communications process, its fundamental tenets remain as solid as ever". In November 2021, BBC Radio 4 broadcast a five-part series, The Hack that Changed the World, about the issue; it was presented by BBC Security Correspondent Gordon Corera. ==Public opinion and political fallout==
Public opinion and political fallout
Jon Krosnick, professor of communication, political science and psychology at Stanford University, said that scientists were overreacting. Referring to his own poll results of the American public, he said: "It's another funny instance of scientists ignoring science." Krosnick found that "Very few professions enjoy the level of confidence from the public that scientists do, and those numbers haven't changed much in a decade. We don't see a lot of evidence that the general public in the United States is picking up on the (University of East Anglia) emails. It's too inside baseball." The Christian Science Monitor, in an article titled "Climate scientists exonerated in 'climategate' but public trust damaged", stated: "While public opinion had steadily moved away from belief in man-made global warming before the leaked CRU emails, that trend has only accelerated." Paul Krugman, columnist for The New York Times, argued that this, along with all other incidents that called into question the scientific consensus on climate change, was "a fraud concocted by opponents of climate action, then bought into by many in the news media". A. A. Leiserowitz, Director of the Yale University Project on Climate Change, and colleagues found in 2010 that: In late 2011, Steven F. Hayward wrote that "Climategate did for the global warming controversy what the Pentagon Papers did for the Vietnam war 40 years ago: It changed the narrative decisively." An editorial in Nature said that many in the media "were led by the nose, by those with a clear agenda, to a sizzling scandal that steadily defused as the true facts and context were made clear". == Further release, 2011 ==
Further release, 2011
On 22 November 2011, a second set of approximately 5,000 emails, apparently hacked from University of East Anglia servers at the same time as those in the 2009 release, was posted on a Russian server, with links distributed to the message boards on several climate-sceptic websites. Nature described the further release as a "poor sequel" and claimed that "it is hard for anyone except the most committed conspiracy theorist to see much of interest in the content of the released e-mails, even taken out of context". == Further reading ==
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