Fetal alcohol spectrum disorders encompass a range of
physical and
neurodevelopmental problems which can result from prenatal alcohol exposure. Diagnosis is based on the signs and symptoms in the person and evidence of alcohol use.
Classification Presently, four FASD diagnostic systems that diagnose FAS and other FASD conditions have been developed in North America: • The
Institute of Medicine's guidelines for FAS, the first system to standardize diagnoses of individuals with prenatal alcohol exposure; and • Canadian guidelines for FASD diagnoses, which established criteria for diagnosing FASD in Canada and harmonized most differences between the IOM and the University of Washington's systems. Each diagnostic system requires an assessment of four key features: growth, facial features, central nervous system, and alcohol exposure. To determine any FASD condition, a
multi-disciplinary evaluation is necessary to assess each of the four key features for assessment. Generally, a trained
physician will determine growth deficiency and FAS facial features. While a qualified physician may also assess central nervous system structural abnormalities or neurological problems, usually central nervous system damage is determined through
psychological,
speech-language, and
occupational therapy assessments to ascertain clinically significant impairments in three or more of the Ten Brain Domains. A positive finding on all four features is required for a diagnosis of FAS, and the four diagnostic systems essentially agree on criteria for fetal alcohol syndrome (FAS). However, there are differences among systems when full criteria for FAS are not met. Prenatal alcohol exposure and central nervous system damage are the critical elements of the spectrum of FASD, and a positive finding in these two features is sufficient for an FASD diagnosis in all FASD systems. But different researchers and systems may use a wide variety of terminology to describe an individual's FASD condition, as the nomenclature is still evolving. Most individuals with deficits resulting from prenatal alcohol exposure do not express all features of FAS and fall into other FASD conditions. The following criteria must be fully met for an FAS diagnosis: The following criteria must be fully met for a diagnosis of Partial FAS: The following criteria must be fully met for a diagnosis of ARND or static encephalopathy:
Specific criteria Growth In terms of FASD,
growth deficiency is defined as significantly below average
height,
weight or both due to prenatal alcohol exposure and can be assessed at any point in the
lifespan. Growth measurements must be adjusted for parental height,
gestational age (for a
premature infant), and other
postnatal insults (e.g.,
poor nutrition), although birth height and weight are the preferred measurements. Prenatal or postnatal presentation of growth deficits can occur, but are most often postnatal. Criteria for FASD are least specific in the
Institute of Medicine (IOM) diagnostic system ("low birth weight..., decelerating weight not due to nutrition..., [or] disproportional low weight to height" p. 4 of executive summary), • Severe: Height and weight at or below the 3rd percentile. • Moderate: Either height or weight at or below the 3rd percentile, but not both. • Mild: Either height or weight or both between the 3rd and 10th percentiles. • None: Height and weight both above the 10th percentile. In the initial studies that described FAS, growth deficiency was a requirement for inclusion in the studies; thus, all the original people with FAS had growth deficiency as an
artifact of
sampling characteristics used to establish criteria for the syndrome. That is, growth deficiency is a key feature of FASD because growth deficiency was a criterion for inclusion in the study that defined FAS. Growth deficiency may be less critical for understanding the disabilities of FASD than the neurobehavioral sequelae to the brain damage.
Facial features Several characteristic
craniofacial abnormalities are often visible in individuals with FAS. The presence of FAS facial features indicates
brain damage, although brain damage may also exist in their absence. FAS facial features (and most other visible, but non-diagnostic, deformities) are believed to be caused mainly during the 10th to 20th week of gestation. Refinements in diagnostic criteria since 1975 have yielded three distinctive and diagnostically significant facial features which distinguish FAS from other disorders with partially overlapping characteristics. The three FAS facial features are: • A smooth
philtrum: The divot or groove between the nose and upper lip flattens with increased prenatal alcohol exposure. • Thin vermilion: The
upper lip thins with increased prenatal alcohol exposure. • Small
palpebral fissures:
Eye width decreases with increased prenatal alcohol exposure. Measurement of FAS facial features uses criteria developed by the
University of Washington. The lip and philtrum are measured by a trained physician with the Lip-Philtrum Guide, a five-point
Likert scale with representative photographs of lip and philtrum combinations ranging from normal (ranked 1) to severe (ranked 5). Palpebral fissure length (PFL) is measured in millimeters with either
calipers or a clear ruler and then compared to a PFL growth chart, also developed by the University of Washington. Ranking FAS facial features is complicated because the three separate facial features can be affected independently by prenatal alcohol. A summary of the criteria follows: • Severe: All three facial features ranked independently as severe (lip ranked at 4 or 5, philtrum ranked at 4 or 5, and PFL two or more standard deviations below average). • Moderate: Two facial features ranked as severe and one feature ranked as moderate (lip
or philtrum ranked at 3,
or PFL between one and two standard deviations below average). • Mild: A mild ranking of FAS facial features covers a broad range of facial feature combinations: • Two facial features ranked severe, and one ranked within normal limits, • One facial feature ranked severe, and two ranked moderate, or • One facial feature ranked severe, one ranked moderate, and one ranked within normal limits. • None: All three facial features ranked within normal limits.
Central nervous system Central nervous system (CNS) damage is the primary feature of any FASD diagnosis. Prenatal alcohol exposure, which is classified as a
teratogen, can damage the brain across a continuum of gross to subtle impairments, depending on the amount, timing, and frequency of the exposure as well as genetic predispositions of the fetus and mother. While functional abnormalities are the behavioral and cognitive expressions of the FASD disability, CNS damage can be assessed in three areas: structural, neurological, and functional impairments. All four diagnostic systems allow for assessment of CNS damage in these areas, but the criteria vary. The IOM system requires structural or neurological impairment for a diagnosis of FAS, but also allows a "complex pattern" of functional anomalies for diagnosing PFAS and ARND. During the third trimester, damage can be caused to the
hippocampus, which plays a role in memory, learning, emotion, and encoding visual and auditory information, all of which can create neurological and functional CNS impairments as well. As of 2002, there were 25 reports of
autopsies on infants known to have FAS. The first was in 1973, on an infant who died shortly after birth. In 1977, Clarren described a second infant whose mother was a binge drinker. The infant died ten days after birth. The autopsy showed severe
hydrocephalus, abnormal neuronal migration, and a small corpus callosum.
Neurological When structural impairments are not observable or do not exist, neurological impairments are assessed. In the context of FASD,
neurological impairments are caused by prenatal alcohol exposure, which causes general neurological damage to the
central nervous system (CNS), the
peripheral nervous system, or the
autonomic nervous system. A determination of a neurological problem must be made by a trained physician, and must not be due to a postnatal insult, such as
meningitis,
concussion,
traumatic brain injury, etc. All four diagnostic systems show virtual agreement on their criteria for CNS damage at the neurological level, and evidence of a CNS neurological impairment due to prenatal alcohol exposure will result in a diagnosis of FAS or pFAS, and functional impairments are highly likely. The Fetal Alcohol Diagnostic Program (FADP) uses unpublished Minnesota state criteria of performance at 1.5 or more
standard deviations on
standardized testing in three or more of the Ten Brain Domains to determine CNS damage. However, the Ten Brain Domains are easily incorporated into any of the four diagnostic systems' CNS damage criteria, as the framework only proposes the domains, rather than the cut-off criteria for FASD.
Alcohol exposure Prenatal alcohol exposure is determined by interview of the biological mother or other family members knowledgeable of the mother's alcohol use during the pregnancy (if available), prenatal health records (if available), and review of available birth records, court records (if applicable),
chemical dependency treatment records (if applicable), chemical biomarkers, or other reliable sources. Exposure level is assessed as
confirmed exposure,
unknown exposure, and
confirmed absence of exposure by the IOM, CDC, and Canadian diagnostic systems. The "4-Digit Diagnostic Code" further distinguishes confirmed exposure as
High Risk and
Some Risk: • Confirmed exposure: The CDC guidelines are silent on using information on the amount, frequency, and timing of prenatal alcohol use for diagnostic purposes. The IOM and Canadian guidelines explore this further, acknowledging the importance of significant alcohol exposure from regular or heavy episodic alcohol consumption in determining, but offer no standard for diagnosis. Canadian guidelines discuss this lack of clarity and parenthetically point out that "heavy alcohol use" is defined by the
National Institute on Alcohol Abuse and Alcoholism as five or more drinks per episode on five or more days during 30 days. "The 4-Digit Diagnostic Code" ranking system distinguishes between levels of prenatal alcohol exposure as
high risk and
some risk. It operationalizes high risk exposure as a
blood alcohol concentration (BAC) greater than 100 mg/dL delivered at least weekly in early pregnancy. This BAC level is typically reached by a 55 kg female drinking six to eight beers in one sitting. Biomarkers being studied include fatty acid ethyl esters (FAEE) detected in the meconium (first feces of an infant) and hair. FAEE may be present if chronic alcohol exposure occurs during the second and third trimesters since this is when the meconium begins to form. Concentrations of FAEE can be influenced by medication use, diet, and individual genetic variations in FAEE metabolism, however.
Differential diagnosis The CDC reviewed nine
syndromes that have overlapping features with FAS; however, none of these syndromes include all three FAS facial features, and none are the result of prenatal alcohol exposure: •
Attention deficit hyperactive disorder •
Autism spectrum disorder •
Reactive attachment disorder •
Oppositional defiant disorder •
Sensory integration dysfunction •
Bipolar disorder •
Depression Most people with FASD have most often been misdiagnosed with ADHD due to the large overlap between their behavioral deficits. ==Treatment==