Among the types of reactions that can be catalyzed by
Lewis acids, those with
carbonyl-containing substrates have received the greatest amount of attention. The first major discovery in this area was in 1960, when Yates and Eaton reported the significant acceleration of the
Diels-Alder reaction by AlCl3 when
maleic anhydride is the dienophile. Early theoretical studies that depended on
frontier orbital analysis established that Lewis acid catalysis operates via lowering of the dienophile's LUMO energy. Recent studies, however, have shown that this rationale behind Lewis acid-catalyzed Diels-Alder reactions is incorrect. It is found that Lewis acids accelerate the Diels-Alder reaction by reducing the destabilizing steric Pauli repulsion between the interacting diene and dienophile and not by lowering the energy of the dienophile's LUMO and consequently, enhancing the normal electron demand orbital interaction. The Lewis acid bind via a donor-acceptor interaction to the dienophile and via that mechanism polarizes occupied orbital density away from the reactive C=C
double bond of the dienophile towards the Lewis acid. This reduced occupied orbital density on C=C double bond of the dienophile will, in turn, engage in a less repulsive closed-shell-closed-shell orbital interaction with the incoming diene, reducing the destabilizing steric Pauli repulsion and hence lowers the Diels-Alder reaction barrier. In addition, the Lewis acid catalyst also increases the asynchronicity of the Diels-Alder reaction, making the occupied π-orbital located on the C=C double bond of the dienophile asymmetric. As a result, this enhanced asynchronicity leads to an extra reduction of the destabilizing steric Pauli repulsion as well as a diminishing pressure on the reactants to deform, in other words, it reduced the destabilizing activation strain (also known as distortion energy). This working catalytic mechanism is known as
Pauli-lowering catalysis, which is operative in a variety of organic reactions. The original rationale behind Lewis acid-catalyzed Diels-Alder reactions is incorrect, because besides lowering the energy of the dienophile's LUMO, the Lewis acid also lowers the energy of the HOMO of the dienophile and hence increases the inverse electron demand LUMO-HOMO orbital energy gap. Thus, indeed Lewis acid catalysts strengthen the normal electron demand orbital interaction by lowering the LUMO of the dienophile, but, they simultaneously weaken the inverse electron demand orbital interaction by also lowering the energy of the dienophile's HOMO. These two counteracting phenomena effectively cancel each other, resulting in nearly unchanged orbital interactions when compared to the corresponding uncatalyzed Diels-Alder reactions and making this not the active mechanism behind Lewis acid-catalyzed Diels-Alder reactions. In addition to rate acceleration, Lewis acid-catalyzed reactions sometimes exhibit enhanced stereoselectivity, which stimulated the development of stereoinduction models. The models have their roots in knowledge of the structures of Lewis acid-carbonyl complexes which, through decades of research in
theoretical calculations,
NMR spectroscopy, and
X-ray crystallography, were fairly firmly established in the early 1990s: • σ-Complexation: The complex in which the Lewis acid interacts with the carbonyl compound through a σ-bond with the oxygen
lone pair is both thermodynamically favored and catalytically relevant. Several
transition metal complexes of aldehydes and ketones have been characterized crystallographically. • Bent geometry: The metal-oxygen-carbon bond angle is less than 180°, and the metal is
syn to the smaller substituent, unless influenced by a
chelating group on the larger substituent. • An
s-trans preference for α,β-unsaturated compounds.
Addition and conjugate addition to carbonyl compounds The
Mukaiyama aldol reaction and the
Sakurai reaction refer to the addition of
silyl enol ethers and allylsilanes to carbonyl compounds, respectively. Only under Lewis acid catalysis are the reactions useful for synthesis. Acyclic transition states are believed to be operating in both reactions for either 1,2- or 1,4- addition, and steric factors control stereoselectivity. This is in contrast with the rigid
Zimmerman-Traxler cyclic transition state that has been widely accepted for the
aldol reaction with lithium, boron, and titanium
enolates. As a consequence, the double bond geometry in the silyl enol ether or allylsilane does not translate well into product stereochemistry. A model for the Sakurai 1,2-addition, proposed by Kumada, is presented in the scheme below; the
syn diastereomer is predominant when the
(E) silane is used, and also slightly favored when the
(Z) silane is used. A similar analysis by Heathcock explains the fact that, with simple substrates, there is essentially no diastereoselectivity for the intermolecular Mukaiyama aldol reaction. The Lewis acid catalyst plays a role in stereoselectivity when the aldehyde can
chelate onto the metal center and form a rigid cyclic intermediate. The stereochemical outcome is then consistent with approach of the
nucleophile anti to the more bulky substituent on the ring.
Diels-Alder reaction Lewis acids such as ZnCl2, BF3, SnCl4, AlCl3, and MeAlCl2 can catalyze both normal and inverse electron demand
Diels-Alder reactions. The enhancement in rate is often dramatic, and regioselectivity towards ortho- or para-like products is often improved, as shown in the reaction between
isoprene and
methyl acrylate. The catalyzed Diels-Alder reaction is believed to be
concerted. A computational study at the B3LYP/6-31G(d) level has shown, however, that the
transition state of the BF3-catalyzed Diels-Alder reaction between
propenal and 1,3-butadiene is more asynchronous than that of the thermal reaction – the bond further from the carbonyl group is formed ahead of the other bond.
Ene reaction The
carbonyl-ene reaction is almost always catalyzed by Lewis acids in synthetic applications. A stepwise or a largely asynchronous mechanism has been proposed for the catalyzed reaction based on
kinetic isotope effect studies. Nonetheless, cyclic transition states are frequently invoked to interpret diastereoselectivity. In a seminal review in the early 1990s, Mikami and colleagues proposed a late, chair-like transition state, which could rationalize many observed stereochemical results, including the role of steric bulk in diastereoselectivity: More recently, however, the same group carried out HF/6-31G* calculations on tin or aluminum Lewis acid-catalyzed ene reactions. Citing that methyl glyoxylate
chelates tin Lewis acids but not aluminum ones, they invoked an early, envelope-like transition state and rationalized the divergent stereochemical outcome of the ene reaction between
(E)-2-butene and methyl glyoxylate.
Application in synthesis Lewis-acid catalyzed carbonyl addition reactions are routinely used to form carbon–carbon bonds in
natural product synthesis. The first two reactions shown below are from the syntheses of (+)-lycoflexine and
zaragozic acid C, respectively, which are direct applications of Sakurai and Mukaiyama reactions. The third reaction, en route to (+)-fawcettimine, is a Lewis-acid catalyzed
cyclopropane opening that is analogous to a Mukaiyama-
Michael reaction. The Diels-Alder reaction catalyzed or promoted by Lewis acids is a powerful and widely used method in
natural product synthesis to attain scaffold complexity in a single step with stereochemical control. The two reactions shown below are an intramolecular Diels-Alder reaction towards (−)-fusarisetin A and an intermolecular hetero-Diels-Alder reaction towards (−)-epibatidine, respectively. == Friedel–Crafts and related reactions ==