MarketNorman Hsu
Company Profile

Norman Hsu

Norman Yung Yuen Hsu is a convicted pyramid investment promoter who associated himself with the apparel industry. His business activities were intertwined with his role as a major fundraiser for the Democratic Party, and he gained notoriety after suspicious patterns of bundled campaign contributions were reported in 2007. Subsequently he was discovered to have been a long-time fugitive in connection with a 1992 fraud conviction. After turning himself in to California authorities in 2007 he fled the state again and was quickly recaptured.

Biography
Early life Hsu was born and raised in Hong Kong, though his family was originally from Shanghai. He then created other sportswear companies, including Wear This, Base, and Foreign Exchange. In 1991, California authorities brought fraud charges against him, describing his operation as a Ponzi scheme. Specifically, authorities claimed Hsu had not engaged in any legitimate business activity, but instead was using funds from later investors to pay returns to earlier ones. Hsu subsequently failed to appear at the sentencing hearing and a warrant was issued for his arrest. Hsu fled to Hong Kong and lived there from 1992 to 1996 while working in the garment industry. despite his fugitive status, and established several addresses in the San Francisco and Los Angeles areas. although he did not join the party and was not registered to vote. Democratic Party figures claimed they did not know much about him or his businesses, but appreciated his support; By 2007, Hsu's status within Hillary Clinton's 2008 presidential campaign had risen to the level where he was a "HillRaiser", someone who had "bundled" more than $100,000 for her campaign, and to where he co-hosted a $1 million fundraiser at wealthy Democratic Party supporter Ron Burkle's Beverly Hills estate, and in September, he was scheduled to co-host a major gala fundraising event featuring music legend Quincy Jones. == Controversy regarding political donations ==
Controversy regarding political donations
Relationship with Paw family In August 2007, an investigation by The Wall Street Journal revealed potential campaign finance irregularities involving Hsu, in his role as a "bundler", and his long-time associates, the Paw family of Daly City, California. Specifically, members of the Paw family made donations of over $200,000 to Democratic candidates since 2005. These donations closely coordinated with those of Hsu in terms of timing, amounts and donees. In addition, the donations appeared to be much larger than would be expected given the Paw's modest income. According to records obtained for the investigation, the Paws own a gift shop and live in a house that they recently refinanced for $270,000. William Paw, the 64-year-old head of the household, is a mail carrier with the U.S. Postal Service and earns approximately $49,000 a year. Status as fugitive One day after the release of The Wall Street Journal's investigation, it was reported that the warrant issued after Hsu's failure to appear for sentencing for his 1992 fraud conviction was still valid. The California Attorney General's office had negotiated $1 million bail to be eventually applied to restitution, but the presiding judge set the amount at the $2 million. Hsu was jailed briefly that day until his attorney returned with the increased bail. The following week, Hsu failed to appear for a bail reduction hearing on 5 September at which he was expected to turn in his passport. A "no bail" warrant was immediately issued for his arrest and Hsu forfeited the $2 million. On 6 September, he was arrested by the FBI in Grand Junction, Colorado, after falling ill on the California Zephyr train headed for Chicago. It was subsequently revealed that Hsu mailed suicide notes to several acquaintances and organizations before boarding the train, and was discovered with prescription pills loose in his compartment. It was unclear how Hsu could have remained at large for 15 years and engage in prominent political activity without being detected. It was also unclear how a convicted felon, having already fled prosecution once, was allowed out on bail without first having to surrender his passport. Prior to Hsu's second attempt to flee, James Brosnahan, Hsu's attorney in California, defended Hsu stating that Hsu's prominence showed that he did not behave like a fugitive and that Hsu was moving towards a resolution of the matter, including a plan of restitution for victims of Hsu's actions. The prosecutor reported Hsu to have a checkbook listing a balance of $6 million at the time of his capture in Grand Junction. The presiding judge remarked, "$2 million wasn't enough to keep Mr. Hsu from running. We'll see if $5 million will do it." On 4 January 2008, Hsu was sentenced to jail for 3 years by California Superior Court Judge Stephen Hall for the original fraud conviction, now 16 years old. Judge Hall rejected Hsu's argument that his right to a speedy trial was denied by authorities who could have easily found and arrested him. Source of income The source of Hsu's income once he returned to the United States is unclear. While he claims to be involved in several businesses in the fashion industry, visits to those addresses "found no trace of Mr. Hsu." At several business addresses provided on Hsu's campaign donation forms, none of the listed businesses could be located. Hsu may in fact have been running multiple cons on a massive scale. As an example, a New York investment fund run by Woodstock Festival founder Joel Rosenman invested $40 million spread over 37 separate deals with a Hsu company. Hsu reportedly told Rosenman the money would be used to manufacture apparel for well known luxury brands, yielding a 40% profit on each deal. When Rosenman's fund recently attempted to cash checks from Hsu's company in September 2007, there were insufficient funds. Federal charges of fraud have since been brought against Hsu. == Legal actions against Hsu ==
Legal actions against Hsu
Since his re-incarceration, a variety of legal actions have been brought against Hsu. Federal charges On 19 September 2007, a federal complaint was issued against Hsu by the U.S. Attorney in Manhattan. The complaint alleges that Hsu's investment offerings were a Ponzi scheme that paid early investors with money that was contributed by later investors, that Hsu pressured investors to contribute to candidates for office, providing them with a list of candidates to choose from and that Hsu reimbursed some contributors to candidates for office in the amount of their contributions. Based on these actions, Hsu is charged with mail fraud, wire fraud and violating the Federal Election Campaign Act. He could face a sentence of up to 45 years in prison. The Complaint cites to statements from three "victims" and two "witnesses" as well as a confession by Hsu to an FBI agent. On 27 November 2007, a federal grand jury sitting in Manhattan indicted Hsu on charges of violating federal campaign finance laws and defrauding investors out of at least $20 million. According to the indictment, Hsu made "false promises" to private investors in his companies that they would be paid "guaranteed high rates of return on investments in the short term." Hsu was still contesting the charges of campaign finance fraud, however. Source Financing "Source Financing Investors LLC," an investment fund started by Joel Rosenman (a Woodstock founder), claims that Hsu owes it $40 million. Source Financing sued Hsu on 20 September 2007. It has asked that all candidates who received campaign contributions from Hsu not donate them to charity as the money may have been improperly channeled from investors. Briar Wood Investors On 21 September 2007 a group of Southern California investors ("Briar Wood Investors") sued Hsu, claiming that he defrauded them, and that he pressured them into making contributions to the campaigns of elected officials. It is not clear whether the recipients of Hsu's campaign contributions will be added as defendants to any of the lawsuits as the various funds seek solvent entities from which to recover their initial investments. == Democratic party reaction ==
Democratic party reaction
After initial reports of suspicious contributions, prominent Democrats defended Hsu's reputation. Supporters began to distance themselves after his long-time fugitive status was revealed. After Hsu fled the California justice system again in 2007, his contributions were renounced by an increasing number of elected officials. The general pattern of reaction has been typified by Bob Kerrey, president of the New School and former Senator from Nebraska, who originally stated that Hsu had been "a terrific member" of the New School board. and that he hoped that Hsu "didn't break the law." Clinton was the first major candidate to give up bundled contributions from associates of Norman Hsu. However, it is also true that her campaign ignored earlier private warnings about Hsu and that Clinton was the largest recipient of bundled donations from Hsu. In 2006, former President Clinton referred to Hsu as "our friend Norman". After the scandal went public, Bill Clinton remarked in colloquial language, "You could have knocked me over with a straw". Democrats are continuing to try to reconcile positive personal impressions of Hsu with his criminal behavior. Mark Gorenberg, who sat on President Barack Obama campaign's national finance committee, remarked, "Despite it all, I still love the guy, despite everything you read, every experience I ever had with him was nothing but delightful, and I just scratch my head." Hsu never appeared to want or expect anything in return for his many contributions, other than to appear in high-profile circles; ==References==
tickerdossier.comtickerdossier.substack.com