MarketState-owned enterprises of China
Company Profile

State-owned enterprises of China

A state-owned enterprise of the People's Republic of China is a legal entity that undertakes commercial activities on behalf of an owner government.

Role
The state sector is a major part of China's economy, with SOEs accounting for approximately 25% of the national GDP as of 2020. China's SOEs are among the largest global firms by revenue, and of the 135 Chinese companies on the Fortune Global 500 list (2023), 85 are state-owned. SOEs are important to domestic equity markets, accounting for about 40% of total market capitalization and 50% of company revenues on the Shanghai Stock Exchange and Shenzhen Stock Exchange. When China's SOEs were first created, they served as instruments for carrying out national goals and providing social stability via the iron rice bowl. Through the danwei system, SOEs provided workers with housing, amenities, and social welfare benefits, functioning as communities where employees worked, lived, and socialized. Through this system, which existed until the late 1990s, urban SOE workers had higher levels of social welfare benefits as compared to other workers. Workers in collectively owned enterprises (owned at local levels of government, such as county or village) did not have as a high a level of social welfare benefits. SOEs continue to support stability through providing employment and maintaining low prices for key economic inputs. SOEs spend much of their investment on infrastructure development in China's less developed interior provinces, and therefore also perform a redistributive role. SOEs support China's industrial policy by channeling resources into sectors that the state regards as key, like artificial intelligence, nuclear power, aerospace, and electric vehicles. The work of SOEs helps China to move up the industrial value chain. Foreign business of SOEs also helps to address excess industrial capacity in China. SOEs have monopolies in the industries of telecommunications, military equipment, railroads, tobacco, petroleum, and electric power. SOEs have a primary role in China's energy sector. Its five large state-owned power generation companies are: Datang, Guodian, Huadian, Huaneng, and China Power Investment Corporation. Its state-owned grid companies are State Grid Corporation of China (SGCC) and China Southern Power Grid Corporation. Most Chinese universities are SOEs. SOEs are important to major government initiatives including the targeted poverty alleviation campaign, Made in China 2025, and the Belt and Road Initiative. China's SOEs are at the forefront of global seaport construction, and most new ports built by them are part of the BRI. State-owned banks are important sources of funding for port construction. Large overseas projects by SOEs can also be politically important to China's international relations. SOEs that compete in the market are largely owned by provincial or sub-provincial governments. A significant cluster of these SOEs are joint ventures with foreign companies in the automotive industry. In addition to their own operations, SOEs invest in private enterprises. From the perspective of these private enterprises, this form of partial state ownership is helpful in obtaining financing from banks, particularly as prompts banks to require less collateral. Sometimes in investing in private enterprises, SOEs acquire enough shares to nationalize them. Over the period 2018–2020, 109 publicly traded enterprises with more than $100 billion in collective total assets were nationalized in this way. China's SOEs have historically provided most of its outbound foreign direct investment. Outbound FDI from SOEs have benefitted from policy support including export buyers' credits and concessional loans from policy banks. SOEs help stabilize public finance, including through allowing the government to use assets as collateral to issue debt or to sell shares to balance budgets. According to academic Wendy Leutert, China's SOEs, "...contribute to central and local governments revenues through dividends and taxes, support urban employment, keep key input prices low, channel capital towards targeted industries and technologies, support sub-national redistribution to poorer interior and western provinces, and aid the state's response to natural disasters, financial crises and social instability." Financial performance of SOEs was not a major concern until China's reform era. With the exception of a small number of national monopolies, SOEs compete in the market as privately enterprises do. State ownership does not prevent SOEs from seeking to make profits; rather they are incentivized to make profits to increase the value of the state's assets. Although China's SOEs seek to make profits, they do not necessarily seek to maximize them. Academic Wendy Leutert describes them as frequently behaving as "'asset maximizers' rather than 'profit maximizers'." == History of SOEs ==
History of SOEs
Nationalist era When China's Nationalist government controlled northeast China from 1946 to 1948 after the end of the Second Sino-Japanese War, it restructured formerly Japanese enterprises into SOEs. It also confiscated the enterprises of puppet states, such as the Wang Jingwei regime. Most of these enterprises were re-organized into the National Resources Commission, China Textile Construction Company, and China Merchants Steam Navigation Company. After the war, the Nationalist government focused on industrial reconstruction in Manchuria. As a result, it many SOEs in inland China were privatized, transferred to local governments, or shut down. Early People's Republic of China Following the CCP victory in the Chinese Civil War, one of the party's early steps was to nationalize enterprises that the defeated Nationalists had controlled. At the founding of the People's Republic of China, 27.8% of the country's industrial output came from SOEs. Over the 1950s, the government gradually restructured the industry under state ownership. By 1956, SOEs produced more than 80% of China's industrial output. , 1960.In the early years of the PRC, the Manchuria region had the highest concentration of SOEs. These were prominent in the PRC heavy industry-focused method of "socialist industrialization" (a term adopted from the Soviets). The policy trend from the early to mid-1950s was to centralize control over SOEs. SOEs were generally within the authority of central government industrial ministries during the First Five-Year Plan period of 1953–1957. Proponents of centralizing authority over SOEs included Gao Gang. During the Great Leap Forward, control of SOEs was largely decentralized, with control being transferred to local governments instead of the central government. This process of decentralization also significantly increased the power of local CCP organizations. During the Third Front campaign to develop heavy industry in China's interior regions, almost 400 state-owned enterprises were re-located from coastal cities to secret sites in the Chinese interior where they would be more protected in event of foreign invasion. During the Cultural Revolution, significant amounts of authority over national SOEs was transferred to local CCP cadres and People's Liberation Army officials. Among the major SOEs transferred to local control during this period were Daqing Oil Field, Changchun Auto Manufacturing, and Anshan Iron and Steel. Reform and opening up The period from 1978 to 1991 was characterized by "deal track" economic reform of SOEs. The relationship between the state and SOEs shifted from central command to strategic bargaining. SOE leaders were significant in experimentation with reform policies and could negotiate with their administrative superiors on various matters, including production targets and budgets. Beginning the late 1970s, SOEs became allowed to pay bonuses to workers. As a response to the return of Sent-down youth, SOEs in the late 1970s and 1980s often started collectively-owned enterprises to create employment opportunities for the family of SOE workers. This approach to providing jobs was particularly common in northeast China. Under Deng Xiaoping's leadership, the trend towards localizing authority over SOEs was reversed, and SOE management was again centralized. The government sought to make SOEs more independent from local CCP authorities by strengthening the power of SOE directors relative to the party committees within enterprises. This approach, called "the director responsibility system under the party-committee leadership" was similar to the Soviet one-chief system of the early and middle 1950s. Beginning in the early 1980s, the central government began to develop multi-regional "general companies" which became the predecessors of central SOEs and national champions. In 1984, the State Council issued a directive to expand the autonomy of SOEs. SOEs were also allowed to sell surplus goods on the market once they had met their quotas. Through the reform of "substituting taxes for profits" (li gai shui) the government sought to give SOEs incentives to pursue profits, sought to reduce SOE dependence on the government, and sought to increase market competition. Rather than requiring SOEs to remit profits to the state, SOEs were instead subjected to income tax. Implementation of this policy was hampered by political contentions and too-hasty introduction. Following adoption of "substituting taxes for profits", SOE profits declined for 22 consecutive months. Jiang Zemin administration After the failure of the tax-for-profit approach, China implemented its Contract Responsibility System which remained in place until the middle 1990s. Through this system, SOEs submitted an amount of their profit to the state per their contracts with the state, but could keep remaining profits. This was intended to increase the managerial autonomy of SOEs without privatizing their ownership. Increased diplomatic openness in the 1980s and 1990s helped SOEs to negotiate better trade terms. Beginning in 1991, policymakers introduced the concept of enterprise groups, initially piloting the idea with 57 SOEs. Through this organizational approach, a large SOE or a cluster of SOEs was re-organized into an enterprise group through which a parent company controlled various subsidiaries. SOEs in enterprise groups separated profit-making assets into subsidiaries which could be listed on China's stock markets, thereby introducing private capital without eliminating state control and ownership. Non-profit making assets and social welfare assets (like schools, housing, and hospitals) were either kept by the parent enterprise or transferred to local governments. Housing assets were often then sold to SOE employees at below-market prices. By May 1997, 120 SOEs (accounting for approximately 25% of SOE assets in the China) had been organized into enterprise groups. With the goal of boosting innovation and efficiency, more than half of China's largest SOEs had established technical development centers by 1993. The same year, the CCP issued its "Decision on Issues Related to the Establishment of a Socialist Market Economy System." In the wave of reform thereafter, one goal was to separate SOE management from government and to empower a select group of SOEs with special property rights and autonomy. The principles of the socialist market economy also legitimized the idea that ownership of SOEs could be structured in various forms, including majority state-owned joint stock companies. In 1994, three of the largest industrial firms were selected for a pilot program of restructuring as state holding companies, thereby enabling partial public listings of their subsidiaries' assets: Sinopec, Aviation Industry Corporation of China (AVIC), and China Nonferrous Metals Industry Group. The 1994 Company Law provided restructuring guidelines for SOEs, such as SOEs adopting more corporate structures like shareholding and limited liability, procedures for paying dividends, establishing subsidies, and bankruptcy. The law stated that the government would continue to make supervisory appointments for SOEs and provided that workers would be consulted. As part of China Western Development program, China's five large state-owned hydropower companies planned, underwrote, and built the majority of dams on the river and its tributaries. On 12 August 2005, the State Council released the Opinions on Encouraging, Supporting, and Guiding the Development of Individual Businesses, Private Firms, and Other Parts of the Non-State Economy (commonly known as the 36 Articles). As Jin et al. wrote in 2022, Xi emphasizes the leadership function of the CCP in SOEs and states that SOEs must make the party their "political core". He emphasizes the importance of CCP branches within SOEs. They are expected "to work together with grassroots organizations to collect intelligence and information, dissolve and/or eliminate security concerns at the budding stage," according to the ''People's Liberation Army Daily''. ==State Council (Central Government)==
State Council (Central Government)
===China Investment Corporation=== • Central Huijin InvestmentChina Jianyin InvestmentChina Everbright Group SASAC of the State Council Central SOEs (中央国有企业) or Yangqi (央企) are non-financial sector companies owned by the central government and administered through SASAC. These are the central SOEs which cover industries deemed most significant to the national economy, such as those in the defense, telecommunications, petroleum, or electricity industries. Central SOEs are further categorized based on their size and strategic importance. "Core" enterprises described as "important backbone SOEs" include enterprises such as China Mobile, State Grid, and Sinopec. The directors of the central SOEs overseen by SASAC are appointed through the cadre system. The directors of the 50 largest are appointed directly by the Central Committee of the Chinese Communist Party and are equivalent in rank to ministers or vice ministers. Leaders of core central SOEs are assessed by the Organization Department of the CCP. SASAC appoints the heads of non-core central SOEs. The heads of non-core central SOEs have departmental-level rank. Although central SOE heads have rank equivalents, they are not civil servants. SASAC is not empowered to appointment or remove SOE management outside of the purview of the CCP's Organization Department. The position of chairman is typically the highest authority in a central SOE. Typically, a single person at the SOE holds both the title of chairman and CCP Committee Secretary. SASAC establishes yearly metrics for evaluating SOE leadership, such as operating revenue, profits, economic value added (EAV), and total new contract value. Central SOEs are primarily structured as enterprise groups. As of 2017, central SOEs held RMB 6 trillion (US$904 billion) in assets in more than 185 countries. , SASAC oversees 98 central SOEs. Companies directly supervised by SASAC have been reduced and consolidated through mergers according to the state-owned enterprise restructuring plan with the number of SASAC companies down from over 150 in 2008. Ministry of Finance Ministry of EducationPeking UniversityFounder Group (70%) • Peking University Resources Group (30% by Founder Group, 40% by Peking University directly) • Peking University Resources (Holdings) (65.96% collectively by Founder Group and PKU Resources Group) • Founder TechnologyFounder Holdings • Jade Bird Software (48%) • Beida Jade Bird Universal Sci-Tech (24.05% collectively) • Sinobioway Group (40% as minority shareholder) ==Regional Governments==
Regional Governments
Governments below the national level operate portfolios of SOEs which operate both domestically and abroad. These SOEs are much more numerous than central SOEs, but each is smaller. Examples of regional or local SOEs include: Anhui ProvinceAnhui Conch CementMasteel Group (49%) Beijing Municipality BAIC GroupBBMG (44.93%) • Beijing Guoxiang Asset ManagementUBS Securities (33%) • Beijing State-owned Capital Operation and ManagementShougangShougang CompanyShougang Concord InternationalCSC Financial (37.46%) Chongqing Municipality Chongqing Iron and Steel Company Fujian ProvinceFujian Motors GroupFujian Radio Film and TV Group Gansu Province • Gansu SASAC • Baiyin Nonferrous (36.16%) Guangdong ProvinceGuangdong Radio and Television • Guangdong Rising Asset Management • Zhongjin Lingnan (36.04%) • Rising Nonferrous Metals ShareGuangdong Hengjian Investment Holding (100%) • Shaoguan Iron and Steel Group (49%) • Guangdong Provincial Communication GroupGuangdong Provincial Railway Construction Investment GroupGuangdong HoldingsGuangdong Investment (54.68%) • TCL Corporation (36%) • Tonly Electronics Holdings Limited (48.70%) Shenzhen CityShenzhen Capital GroupShenzhen HTI GroupShenzhen Zhixin New Information Technology Co.Honor Zhuhai CityGree Group (100%) • Gree Electric (sold in 2019) • Gree Real Estate Guangxi Zhuang Autonomous RegionGuangxi Automobile GroupGuangxi Non-ferrous Metals Guizhou ProvinceKweichow Moutai GroupKweichow Moutai HainanHaima Automobile (51%) Hebei ProvinceHesteel GroupHesteel CompanyHansteelTangsteel Heilongjiang ProvinceBeiman Special Steel (41.37%) Hubei Province Wuhan CityWuhan Financial Holdings Group (100%) • Founder BEA Trust (67.51%) Jiangsu ProvinceJiangsu Broadcasting CorporationJiangsu Guoxin Investment GroupJiangsu Sainty (49.97%) • Jiangsu High-Tech Investment GroupAddor Capital Liaoning ProvinceBenxi Steel GroupBrilliance Auto GroupDongbei Special SteelBeiman Special SteelFushun Special Steel (38.58%) Shanghai Municipality China Pacific Insurance Company (21.33%) • Greenland Holdings (46.37%) • SAIC MotorShanghai Airport AuthorityShanghai Construction GroupShanghai Data ExchangeShanghai International Port GroupShanghai Jiushi GroupShanghai Municipal Investment GroupShanghai United Media GroupShanghai Venture Capital Co.Shenergy Group Shandong ProvinceShandong Gaosu GroupShandong Energy Group Linfen CityLinfen Investment Group (100%) Yantai City • Yantai Guofeng (100%) • Wanhua Industrial Group (39.497%) • Wanhua Chemical Group (21.56%) Shanxi ProvinceDatong Coal Mining GroupDatong Coal IndustryJincheng Anthracite Mining GroupJinneng Holding GroupJinneng Holding Equipment Manufacturing Group (62.57%) • Shanxi Coking Coal GroupShanxi Coking CompanyXishan Coal Electricity GroupXishan Coal and Electricity PowerTaiyuan Coal Gasification Group (51%) Tianjin Municipality TEDA HoldingChina Bohai Bank (25%) • Tianjin PipeTianjin TEDA F.C.Tianjin TEDA Co.Tianjin Real Estate Group Xinjiang Uyghur Autonomous Region • Xinjiang Investment Development Group (100%) • Xinjiang Ba Yi Iron and Steel Group (15%) Zhejiang Province Ningbo CityBank of Ningbo (21.38%) Hong Kong S.A.R.Hong Kong Link (100%) • MTR Corporation (around 75% shares) • Kowloon–Canton Railway Corporation (100%) ==See also==
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