This Act has six titles.
Title I - Research and Related Programs Title I includes a
Declaration of Goals and Policy and various grant authorizations for research programs and pollution control programs. Some of the programs authorized by the 1972 law are ongoing (e.g. section 104 research programs, section 106 pollution control programs, section 117
Chesapeake Bay Program) while other programs no longer receive funds from Congress and have been discontinued.
Title II - Grants for Construction of Treatment Works standards. To assist municipalities in building or expanding sewage treatment plants, also known as
publicly owned treatment works (POTW), Title II established a system of construction grants. The 1972 CWA provided that federal funds would support 75% of project costs, with state and local funds providing the remaining 25%. In 1981 Congress reduced the federal funding proportion for most grants to 55%. The construction grant program was replaced by the
Clean Water State Revolving Fund in the 1987 WQA (
see Title VI), although some local utilities continued to receive "special purpose project grants" directly from Congress, through a budgetary procedure known as "
earmarking."
See Title IV for discussion of permit programs. Recreational vessels are exempt from the permit requirements, but vessel operators must implement
Best Management Practices to control their discharges.
See Regulation of ship pollution in the United States.
Technology-Based Standards Program Under the 1972 act EPA began to issue technology-based standards for municipal and industrial sources: • Municipal sewage treatment plants (POTW) are required to meet
secondary treatment standards. •
Effluent guidelines (for existing sources) and
New Source Performance Standards (NSPS) are issued for categories of industrial facilities discharging directly to surface waters. • Categorical Pretreatment Standards are issued to industrial users (also called "indirect dischargers") contributing wastes to POTW. These standards are developed in conjunction with the effluent guidelines program. As with effluent guidelines and NSPS, pretreatment standards consists of Pretreatment Standards for Existing Sources (PSES) and Pretreatment Standards for New Sources (PSNS). There are 28 categories with pretreatment standards as of 2023. As of 2023 the effluent guidelines and categorical pretreatment standards regulations have been published for 59 categories and apply to between 35,000 and 45,000 facilities that discharge directly to the nation's waters,129,000 facilities that discharge to POTWs, and construction sites. These regulations are responsible for preventing the discharge of almost 700 billion pounds of pollutants each year. EPA has updated some categories since their initial promulgation and has added new categories. The secondary treatment standards for POTWs and the effluent guidelines are implemented through NPDES permits (see
Title IV.) The categorical pretreatment standards are typically implemented by POTWs through permits that they issue to their industrial users.
Water Quality Standards Program The CWA requires states to monitor their water bodies and establish Water Quality Standards for them. Water Quality Standards (WQS) are risk-based requirements which set site-specific allowable pollutant levels for individual water bodies, such as rivers, lakes, streams and wetlands. States set WQS by designating uses for the water body (e.g., recreation, water supply, aquatic life, agriculture) and applying water quality criteria (numeric pollutant concentrations and narrative requirements) to protect the designated uses. An antidegradation policy is also issued by each state to maintain and protect existing uses and high quality waters. If a state fails to issue WQS, EPA is required to issue standards for that state. Water bodies that do not meet applicable water quality standards with technology-based controls alone are placed on the section 303(d) list of water bodies not meeting standards. Water bodies on the 303(d) list require development of a
Total Maximum Daily Load (TMDL). A TMDL is a calculation of the maximum amount of a pollutant that a water body can receive and still meet WQS. The TMDL is determined after study of the specific properties of the water body and the pollutant sources that contribute to the non-compliant status. Generally, the TMDL determines load based on a Waste Load Allocation (WLA), Load Allocation (LA), and Margin of Safety (MOS). Once the TMDL assessment is completed and the maximum pollutant loading capacity defined, an implementation plan is developed that outlines the measures needed to reduce pollutant loading to the non-compliant water body, and bring it into compliance. Following the issuance of a TMDL for a water body, implementation of the requirements involves modification to NPDES permits for facilities discharging to the water body to meet the WLA allocated to the water body (see
Title IV). The development of WQS and TMDL is a complex process, both scientifically and legally, and it is a resource-intensive process for state agencies. More than half of U.S. stream and river miles continue to violate water quality standards. Surveys of lakes, ponds and reservoirs indicated that about 70 percent were impaired (measured on a surface area basis), and a little more than 70 percent of the nation's coastlines, and 90 percent of the surveyed ocean and near coastal areas were also impaired. The assessments identify water quality problems within the states and jurisdictions, list the impaired and threatened water bodies, and identify non-point sources that contribute to poor water quality. Every two years states must submit reports that describe water quality conditions to EPA with a complete inquiry of social and economic costs and benefits of achieving goals of the Act. • For a first offense of
criminal negligence, the minimum fine is $2,500, with a maximum of $25,000 fine per day of violation. A violator may also receive up to a year in jail. On a second offense, a maximum fine of $50,000 per day may be issued. • For a knowing endangerment violation, i.e. placing another person in imminent danger of death or serious bodily injury, a fine may be issued up to $250,000 and/or imprisonment up to 15 years for an individual, or up to $1,000,000 for an organization. • For civil violations, EPA currently can seek up to $66,712 per violation per day. States that are authorized by EPA to administer the NPDES program must have authority to enforce permit requirements under their respective state laws.
Federal facilities Military bases, national parks and other federal facilities must comply with CWA provisions.
Thermal pollution Section 316 requires standards for
thermal pollution discharges, as well as standards for
cooling water intake structures (e.g.,
fish screens). These standards are applicable to
power plants and other industrial facilities.
Nonpoint Source Management Program The 1987 amendments created the
Nonpoint Source Management Program under CWA section 319. This program provides grants to states, territories and Indian tribes to support demonstration projects,
technology transfer, education, training, technical assistance and related activities designed to reduce nonpoint source pollution. Grant funding for the program averaged $210 million annually for Fiscal Years 2004 through 2008.
Military vessels Congress amended the CWA in 1996 to require development of
Uniform National Discharge Standards ("UNDS") for military vessels. EPA and the
Department of Defense published standards in 2017 and 2020.
Title IV - Permits and licenses State certification of compliance States are required to certify that discharges authorized by federal permits will not violate the state's water quality standards.
NPDES permits for point sources The NPDES permits program is authorized by CWA section 402. The initial permits issued in the 1970s and early 1980s focused on POTWs and industrial wastewater—typically "process" wastewater and
cooling water where applicable, and in some cases, industrial stormwater. The 1987 WQA expanded the program to cover
stormwater discharges explicitly, both from municipal separate storm sewer systems (MS4) and
industrial sources. The MS4 NPDES permits require regulated municipalities to use
Best Management Practices to reduce pollutants to the "Maximum Extent Practicable." MS4s serve over 80% of the US population and provide drainage for 4% of the land area. POTWs with
combined sewers are required to comply with the national
Combined Sewer Overflow Control Policy, published by EPA in 1994. The policy requires municipalities to make improvements to reduce or eliminate overflow-related pollution problems. About 860 communities in the US have combined sewer systems, serving about 40 million people. Non-stormwater permits typically include numeric effluent limitations for specific pollutants. A numeric limitation quantifies the maximum pollutant load or concentration allowed in the discharge, e.g., 30 mg/L of
biochemical oxygen demand. Exceeding a numeric limitation constitutes a violation of the permit, and the discharger is subject to fines as laid out in section 309. Facilities must periodically monitor their effluent (i.e., collect and analyze
wastewater samples), and submit
Discharge Monitoring Reports to the appropriate agency, to demonstrate compliance. Stormwater permits typically require facilities to prepare a
Stormwater Pollution Prevention Plan and implement best management practices, but do not specify numeric effluent limits and may not include regular monitoring requirements. Some permits cover both stormwater and non-stormwater discharges. NPDES permits must be reissued every five years. Permit agencies (EPA, states, tribes) must provide notice to the public of pending permits and provide an opportunity for public comment. In 2012, EPA estimated that there are over 500,000 stormwater permittees. This number includes permanent facilities such as municipal (POTW, MS4) and industrial plants; and construction sites, which are temporary stormwater dischargers.
Dredge and fill permits Section 404 requires that a discharger of
dredged or fill material obtain a permit, unless the activity is eligible for an exemption. Essentially, all discharges affecting the bottom elevation of a jurisdictional water body require a permit from the
U.S. Army Corps of Engineers (USACE). These permits are an essential part of protecting streams and wetlands, which are often filled by
land developers. Wetlands are vital to the ecosystem in filtering streams and rivers and providing habitat for wildlife, although the extent to which wetlands may be regulated under the Clean Water Act has been substantially limited by the Supreme Court's ruling in
Sackett v. Environmental Protection Agency.
Exemptions After passage of the CWA in 1972, a controversy arose as to the application of section 404 to agriculture and certain other ordinary land-use activities. The Act was interpreted by some to place restrictions on virtually all placement of dredged materials in wetlands and other waters of the United States, raising concern that the federal government was about to place all agricultural activities under the jurisdiction of USACE. For opponents of the Act, section 404 had, as a result of this concern, become a symbol of dramatic over-regulation. When Congress considered the 1977 CWA Amendments, a significant issue was to ensure that certain agricultural activities and other selected activities, could continue without the government's supervision—in other words, completely outside the regulatory or permit jurisdiction of any federal agency. The 1977 amendments included a set of six section 404 exemptions. For example, totally new activities such as construction of farm roads, Sec. 1344(f)(1)(E), construction of farm or stock ponds or irrigation ditches, and minor agricultural drainage, Sec. 1344(f)(1)(A), all are exempted by Statute. Section 1344(f)(1)(C), which exempts discharge of dredged material "for the purpose of... the maintenance of drainage ditches." All of these exemptions were envisioned to be self-executing, that is not technically requiring an administrative no-jurisdiction determination. One such example was the maintenance of agricultural drainage ditches.
Importance of no-jurisdiction determinations Although Congress envisioned a set of self-executing exemptions, it has become common for landowners to seek no-jurisdiction determinations from the USACE. A landowner who intends to make substantial investments in acquisition or improvement of land might lawfully proceed with exempt activity, a permit not being required. The problem is that if the landowner's assumptions are incorrect and the activity is later determined not to be exempt, the USACE will issue a cease-and-desist order. Obtaining an advanced ruling provides some level of comfort that the activities will have been deemed conducted in good faith. Further, as the Supreme Court observed in
Army Corps of Engineers v. Hawkes Co., a no-jurisdiction determination "binds the two agencies authorized to bring civil enforcement proceedings under the Clean Water Act, see 33 U.S.C. § 1319, creating a five-year safe harbor from such proceedings for property owner."
Recapture of exemptions Because some of the six exemptions involved new activities, such as minor drainage and
silviculture (the clearing of forests by the timber industry), Congress recognized the need to impose some limitations on exemptions. Consequently, Congress placed the so-called recapture clause limitation on these new project exemptions. Under section 404(f)(2), such new projects would be deprived of their exemption if all of the following three characteristics could be shown: • A discharge of dredge or fill material in the navigable waters of the United States; • The discharge is incidental to an activity having as its purpose the bringing of an area of navigable waters into a use to which it was not previously subject, and • Where the flow or circulation of navigable waters may be impaired or the reach of such waters may be reduced. To remove the exemption, all of these requirements must be fulfilled—the discharge, the project purpose of bringing an area into a use to which it was not previously subject, and the impairment or reduction of navigable waters.
POTW Biosolids Management Program The 1987 WQA created a program for management of
biosolids (sludge) generated by POTWs. The Act instructed EPA to develop guidelines for usage and disposal of sewage sludge or biosolids. The EPA regulations: (1) Identify uses for sewage sludge, including disposal; (2) Specify factors to be taken into account in determining the measures and practices applicable to each such use or disposal (including publication of information on costs); and (3) Identify concentrations of pollutants which interfere with each such use or disposal. EPA created an Intra-Agency Sludge Task Force to aid in developing comprehensive sludge regulations that are designed to do the following: (1) Conduct a multimedia examination of sewage sludge management, focusing on sewage sludge generated by POTWs; and (2) develop a cohesive Agency policy on sewage sludge management, designed to guide the Agency in implementing sewage sludge regulatory and management programs. The term
biosolids is used to differentiate treated sewage sludge that can be beneficially recycled. Environmental advantages of sewage sludge consist of, application of sludge to land due to its soil condition properties and nutrient content. Advantages also extend to reduction in adverse health effects of incineration, decreased chemical fertilizer dependency, diminishing greenhouse gas emissions deriving from incineration and reduction in incineration fuel and energy costs.
Beneficial reuse of sewage sludge is supported in EPA policies: the 1984
Beneficial Reuse Policy and the 1991
Inter-agency Policy on Beneficial Use of Sewage Sludge, with an objective to reduce volumes of waste generated. Sewage sludge contains nutrients such as nitrogen and phosphorus but also contains significant numbers of pathogens such as bacteria, viruses, protozoa and eggs of parasitic worms. Sludge also contains more than trace amounts of organic and inorganic chemicals. Benefits of reusing sewage sludge from use of organic and nutrient content in biosolids is valuable source in improving marginal lands and serving as supplements to fertilizers and soil conditioners. Extension of benefits of sludge on agriculture commodities include increase forest productivity, accelerated tree growth, re-vegetation of forest land previously devastated by natural disasters or construction activities. Also, sewage sludge use to aid growth of final vegetative cap for municipal solid waste landfills is enormously beneficial. Opposing benefits of sludge water result from high levels of pathogenic organisms that can possibly contaminate soil, water, crops, livestock, and fish. Pathogens, metals, organic chemical content and odors are cause of major health, environmental and aesthetic factors. Sludge treatment processes reduce the level of pathogens which becomes important when applying sludge to land as well as distributing and marketing it. Pollutants of sewage sludge come from domestic wastewater, discharge of industrial wastewater, municipal sewers and also from runoffs from parking lots, lawns and fields that were applied fertilizers, pesticides and insecticides. Citizens may commence citizen suits after giving a 60-day prior notice of the alleged violations to the alleged violator.
Title VI - State Water Pollution Control Revolving Funds The
Clean Water State Revolving Fund (CWSRF) program was authorized by the 1987 WQA. This replaced the municipal construction grants program, which was authorized in the 1972 law under Title II. In the CWSRF, federal funds are provided to the states and Puerto Rico to capitalize their respective revolving funds, which are used to provide financial assistance (loans or grants) to local governments for wastewater treatment, nonpoint source pollution control and estuary protection. The fund provides loans to municipalities at lower-than-market rates. The program's average interest rate was 1.4 percent nationwide in 2017, compared to an average market rate of 3.5 percent. In 2017, CWSRF assistance totaling $7.4 billion was provided to 1,484 local projects across the country. == Recent developments ==