Barbarisation of the army (117–253 AD) troops, on the
Portonaccio sarcophagus (190–200) By the time of the emperor
Hadrian the proportion of Italians in the legions had fallen to just ten percent but Andrew Alfoldi states that the Illyrian troops were both valiant and warlike, and
Tacitus described
German recruits as being natural mercenaries (Latin:
vivi ad arma nati). It seems that discipline in the legions did slacken, with soldiers granted permission to live with wives outside of military lodgings and permitted to adopt a more lavish and comfortable lifestyle, in contrast to the strict military regimen of earlier years. The barbarisation of the lower ranks was paralleled by a concurrent barbarisation of its command structure, with the Roman senators who had traditionally provided its commanders becoming entirely excluded from the army. By 235 AD the
Emperor himself, the figurehead of the entire military, was a man born outside of Italy to non-Italian parents. The gradual inclusion of greater numbers of non-citizen troops into the military was taken a further step by the creation under Hadrian of a new type of force in addition to the legions and
auxilia, known as
numeri. Formed in bodies of around 300 irregular troops, the
numeri were drawn from subjugate provinces and peoples of client-states or even from beyond the borders of the empire. They were both less regimented and less Romanised than auxiliary troops, with a "pronounced national character," including native dress and native war cries. The introduction of the
numeri was a response to the need for cheap troops, who were nevertheless fierce and provided a force balance of light infantry and cavalry. They were therefore largely less well armed and less well trained than
auxilia or legions, although more prestigious elite irregular native troops were also utilised. However, the legions still made up around one half of the Roman army at this point.
Successive crises (238–359 AD) armoured knight, the model for the Roman
catafractarii By the late Empire, enemy forces in both the East and West were "sufficiently mobile and sufficiently strong to pierce [the Roman] defensive perimeter on any selected axis of penetration"; from the 3rd century onwards, both Germanic tribes and Persian armies pierced the frontiers of the Roman Empire. In response, the Roman army underwent a series of changes, more organic and evolutionary than the deliberate military reforms of the Republic and early Empire. A stronger emphasis was placed upon ranged combat ability of all types, such as field artillery, hand-held
ballistae, archery and darts. Roman forces also gradually became more mobile, with one cavalryman for every three infantrymen, compared to one in forty in the early Empire. Additionally, the Emperor
Gallienus took the revolutionary step of forming an entirely cavalry field army, which was kept as a mobile reserve at the city of
Milan in northern Italy. It is believed that Gallienus facilitated this concentration of cavalry by stripping the legions of their integral mounted element. A diverse range of cavalry regiments existed, including
catafractarii or
clibanarii,
scutarii, and legionary cavalry known as
promoti. Collectively, these regiments were known as
equites. Around 275 AD, the proportion of
catafractarii was also increased. There is some disagreement over exactly when the relative proportion of cavalry increased, whether Gallienus' reforms occurred contemporaneously with an increased reliance on cavalry, or whether these are two distinct events. Alfoldi appears to believe that Gallienus' reforms were contemporaneous with an increase in cavalry numbers. He argues that, by 258, Gallienus had made cavalry the predominant troop type in the Roman army in place of heavy infantry, which dominated earlier armies. According to
Warren Treadgold, however, the proportion of cavalry did not change between the early 3rd and early 4th centuries. Larger groups of
barbari began to settle in Rome's territories around this time, and the troops they were contracted to provide to the Roman army were no longer organised as
numeri but rather were the forerunners of the later rented native armies known as federated troops (Latin:
foederati). Though they served under Roman officers, the troops of these units were far more barbarised than the
numeri, lacked Romanisation of either military structure or personal ideology, and were ineligible for Roman citizenship upon discharge. These native troops were not permitted to fight in native war bands under their own leaders, unlike the later
foederati; instead, these troops were split into small groups attached to other Roman units. They existed therefore as a halfway house between
numeri, who were encouraged to be Romanised, and the
foederati, who raised officers from their own ranks and were almost entirely self-dependent.
Comitatenses and limitanei (284–395 AD) , c. 312 AD, however, the sculptured panels were re-used from earlier monuments of
Trajanic date. A distinction between frontier guard troops and more mobile reserve forces had emerged with the use of certain troops to permanently man frontiers such as Hadrian's Wall in
Britannia in the 2nd century AD. The competing demands of manned frontiers and strategic reserve forces had led to the division of the military into four types of troops by the early 4th century: • The
limitanei or
riparienses patrolled the border and defended the border fortifications. According to some older theories, the
limitanei were "settled and hereditary" militia that were "tied to their posts." But according to most recent research, the
limitanei were originally regular soldiers, including infantry, cavalry, and river flotillas, although they eventually became settled militia. According to Luttwak, by the time of
Constantine I, the
cunei of cavalry, and
auxilia of infantry, both usually around 500 men strong, were local provincial units under sector commanders. According to Pat Southern and Karen Dixon, the ,
auxilia, and of the border armies were part of the
limitanei, but higher-status than the older
cohortes and
alae which they had replaced. The permanent field armies of the
palatini and
comitatenses were expansions of the field escort of the emperors, which were larger than bodyguard units, becoming temporary field armies known as the
sacer comitatus. The
palatini were "praesental" armies, central field armies under the direct command of the emperors, while the
comitatenses, were usually the regional field armies, although units could be moved between the two forces. The initial expansion of the emperor's escort units, although substantial, still did not form a large enough force to campaign independently until further expanded by Diocletian and Constantine I. consisting largely of peasant-soldiers that were both "grossly inferior" to the earlier legions and inferior also to their counterparts in the mobile field armies. However, more recent work establishes that the were regular soldiers. Both border and field armies consisted of a mix of infantry and cavalry units although the weight of cavalry was, according to some authorities, greater in the mobile field armies. Overall, approximately one quarter of the army consisted of cavalry troops but their importance is uncertain. Older works such as the Eleventh Edition of the
Encyclopædia Britannica (1911) state that the Roman military of the late Empire was "marked by that predominance of the horseman which characterised the earlier centuries of the
Middle Ages," There is some dispute about whether this new military structure was put into place under the Emperor
Diocletian or Constantine since both reorganised the Roman Army in the late 3rd and early 4th centuries to some degree. Both Diocletian and even his predecessor of thirty years Gallienus may already have controlled mobile strategic reserves to assist the empire's border forces; either Diocletian or Constantine expanded this nascent force into permanent field armies. Recruitment from amongst Roman citizens had become greatly curtailed as a consequence of a declining population, "cripplingly numerous" categories of those exempted from military service and the spread of Christianity with its pacifist message. Together, these factors culminated in "the withdrawal of the urban class from all forms of military activity." In their place, much of Rome's military were now recruited from non-Italian peoples living within the empire's borders. Many of these people were barbarians or semi-barbarians recently settled from lands beyond the empire, including several colonies of
Carpi,
Bastarnae and
Sarmatians. Although units described as
legiones existed as late as the 5th century in both the border and field armies, the legionary system was very different from that of the principate and early empire. Since the term legion continued to be used, it is unclear exactly when the structure and role of the legions changed. In the 3rd or 4th century, however, the legions' role as elite heavy infantry was substantially reduced and may have evaporated entirely. Instead, those "legions" that remained were no longer drawn exclusively (and perhaps hardly at all) from Roman citizens. or Constantine reorganised the legions into smaller infantry units or, as in at least one documented instance, because they were prohibited from wearing heavy armour by their general in order to increase their mobility. 4th-century legions were at times only one sixth the size of early imperial legions, and they were armed with some combination of spears, bows, slings, darts and swords, reflecting a greater contemporary emphasis on ranged fighting. The
auxilia and
numeri had also largely disappeared. Constantine further increased the proportion of German troops in the regular army; their cultural impact was so great that even legionaries began wearing German dress. At the start of Diocletian's reign, the Roman army numbered about 390,000 men, but by the end of his reign he successfully increased the number to 581,000 men.
Adoption of barbarian allies (358–395 AD) By the late 4th century, the Empire had become chronically deficient in raising sufficient troops from amongst its own population. As an alternative, taxation raised internally was increasingly used to subsidise growing numbers of barbarian recruits. The Romans had, for some time, recruited individual non-Roman soldiers into regular military units. In 358 AD, this practice was accelerated by the wholescale adoption of the entire
Salian Franks people into the Empire, providing a ready pool of such recruits. In return for being allowed to settle as
foederatii in northern
Gallia on the near side of the
Rhine, the Franks were expected to defend the Empire's borders in their territory and provide troops to serve in Roman units. In 376, a large band of
Goths asked Emperor
Valens for permission to settle on the southern bank of the
Danube River on terms similar to the Franks. The Goths were also accepted into the empire as
foederati; however, they rebelled later that year and defeated the Romans at the
Battle of Adrianople. The heavy losses that the Roman military suffered during this defeat ironically forced the Roman Empire to rely still further on such
foederati troops to supplement its forces. In 382, the practice was radically extended when federated troops were signed up
en masse as allied contingents of
laeti and
foederatii troops separate from existing Roman units. that were raised both as a temporary levy for a specific campaign need and, in some cases, as a permanent addition to the army. Hugh Elton believes that the importance of
foederati has been overstated in traditional accounts by historians such as A.H.M. Jones. Elton argues that the majority of soldiers were probably non-Italian Roman citizens, while Santosuosso believes that the majority of troops were almost certainly non-citizen
barbari.
Collapse in the West and survival in the East (395–476 AD) were employed as
foederati by the Romans in the 5th century The non-federated mobile field army, known as the
comitatenses, was eventually split into a number of smaller field armies: a central field army under the emperor's direct control, known as the
comitatensis palatina or
praesentalis, and several regional field armies. In 395, the Western Roman Empire had several regional field armies in Italy,
Illyricum, Gallia, Britannia and
Africa, and about twelve border armies. By about 430, two more field armies were established in
Hispania and
Tingitania but the central government had lost control of Britannia As Roman troops were spread increasingly thin over its long border, the Empire's territory continued to dwindle in size as the population of the empire declined. Barbarian war bands increasingly began to penetrate the Empire's vulnerable borders, both as settlers and invaders. In 451, the Romans defeated
Attila the Hun, but only with assistance from a confederation of
foederatii troops, which included
Visigoths,
Franks and
Alans. As barbarian incursions continued, some advancing as far as the heart of Italy, Rome's borders began to collapse, with frontier forces swiftly finding themselves cut off deep in the enemy's rear. Simultaneously, barbarian troops in Rome's pay came to be "in a condition of almost perpetual turbulence and revolt" from 409 onwards. In 476 these troops finally unseated the last emperor of the Western Roman Empire. The
Eastern Roman forces continued to defend the Eastern Roman (Byzantine) Empire until its
fall in 1453. The former Oxford University historian
Adrian Goldsworthy has argued that the cause of the fall of the Roman Empire in the West should not be blamed on barbarization of the late Roman Army, but on its recurrent civil wars, which led to its inability to repel or defeat invasions from outside its frontiers. The East Roman or
Byzantine empire on the other hand had fewer civil wars to contend with in the late fourth and early fifth centuries, or in the years from 383 to 432 A.D. ==Notes==