Development Early English
common law did not have or require the
stare decisis doctrine for a range of legal and technological reasons: • During the formative period of the
common law, the royal courts constituted only one among many fora in which in the English could settle their disputes. The royal courts operated alongside and in competition with ecclesiastic, manorial, urban, mercantile, and local courts. • Royal courts were not organised into a hierarchy; instead, different royal courts (exchequer, common pleas, king's bench, and chancery) were in competition with each other. • Substantial law on almost all matters was neither legislated nor codified, eliminating the need for courts to interpret legislation. • Common law's main distinctive features and focus were not substantial law, which was customary law, but procedural. • The practice of citing previous cases was not to find binding legal rules but as evidence of custom. • Customary law was not a rational and consistent body of rules and did not require a system of binding precedent. • Before the printing press, the state of the written records of cases rendered the
stare decisis doctrine utterly impracticable. These features changed over time, opening the door to the doctrine of
stare decisis:
United States legal system Over time courts in the United States and especially its Supreme Court developed a large body of
judicial decisions which are called "precedents". These "[r]ules and principles established in prior cases inform the Court's future decisions."
Stare decisis aims to bolster the legitimacy of the judicial process and foster the rule of law. It does so by strengthening stability, certainty, predictability, consistency and uniformity in the application of the law to cases and litigants. In
Vasquez v. Hillery (1986) the Supreme Court stated succinctly that stare decisis "contributes to the integrity of our constitutional system of government, both in appearance and in fact" by maintaining the notion "that bedrock principles are founded in the law, rather than in the proclivities of individuals." In doing so the Supreme Court has time and time again made several statements regarding stare decisis. •
Citizens United v. FEC, 558 U.S. 310, at 378 (2010) (
Roberts, J., concurring): "[Stare decisis'] greatest purpose is to serve a constitutional ideal—the rule of law. It follows that in the unusual circumstance when fidelity to any particular precedent does more damage to this constitutional ideal than to advance it, we must be more willing to depart from that precedent." (citations omitted) •
Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, at 854 (1992): "[T]he very concept of the
rule of law underlying
our own Constitution requires such continuity over time that a respect for precedent is, by definition, indispensable." (citations omitted) •
Alleyne v. United States, 570 U.S. 99, 118 (2013) (
Sotomayor, J.,
concurring): "We generally adhere to our prior decisions, even if we questions their soundness, because doing so 'promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process'." •
Hilton v. South Carolina Public. Railway Commission, 502 U.S. 197, at 202 (1991): "Adherence to precedent promotes stability, predictability, and respect for judicial authority." •
Payne v. Tennessee, 501 U.S. 808, at 827 (1991): "Stare decisis is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process." •
Vasquez v. Hillery, 474 U.S. 254, at 265-66 (1986): "[T]he important doctrine of stare decisis [is] the means by which we ensure that the law will not merely change erratically, but will develop in a principled and intelligible fashion. That doctrine permits society to presume that bedrock principles are founded in the law, rather than in the proclivities of individuals, and thereby contributes to the integrity of our constitutional system of government, both in appearance and in fact." •
Taylor v. Sturgell, 553 U.S. 880, at 903 (2008): "
[S]tare decisis will allow courts swiftly to dispose of repetitive suits ..." •
Payne v. Tennessee, 501 U.S. 808, at 834 (1991) (
Scalia, J., concurring): "What would enshrine power as the governing principle of this Court is the notion that an important constitutional decision with plainly inadequate rational support must be left in place for the sole reason that it once attracted a [majority of the Court]." •
Patterson v. McLean Credit Union, 491 U.S. 164, at 172 (1989): "Our precedents are not sacrosanct, for we have overruled prior decisions where the necessity and propriety of doing so has been established." •
Smith v. Allwright, 321 U.S. 649, at 665 (1944): "[W]hen convinced of former error, this Court has never felt constrained to follow precedents. In constitutional questions, where correction depends upon amendment and not upon legislative action this Court throughout its history has freely exercised its power to reexamine the basis of its constitutional decisions." •
Janus v. Am. Fed. of State, County, & Mun. Employees, 585 U.S. ___, No. 16-1466,
slip op. at 34 (2018): "We will not overturn a past decision unless there are strong grounds for doing so." •
Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, at 864 (1992) (plurality opinion): "[A] decision to overrule should rest on some special reason over and above the belief that a prior case was wrongly decided." The
plurality opinion in
Casey stated also that reexamining precedent requires more than "a present doctrinal disposition to come out differently". •
Arizona v. Rumsey, 467 U.S. 203, at 212 (1984): "Although adherence to precedent is not rigidly required in constitutional cases, any departure from the doctrine of
stare decisis demands special justification."
Stare decisis applies to the
holding of a case, rather than to
obiter dicta ("things said by the way"). As the
United States Supreme Court has put it: "dicta may be followed if sufficiently persuasive but are not binding". In the U.S. Supreme Court, the principle of stare decisis is most flexible in constitutional cases, as observed by Justice Brandeis in his landmark dissent in
Burnet (as quoted at length above). For example, in the years 1946–1992, the U.S. Supreme Court reversed itself in about 130 cases. The U.S. Supreme Court has further explained as follows: The Court has stated that where a court gives multiple reasons for a given result, each alternative reason that is "explicitly" labeled by the court as an "independent" ground for the decision is not treated as "simply a dictum". As Colin Starger has pointed out, the contemporary rule of stare decisis descended from Brandeis's landmark dissent in
Burnet would later split into strong and weak conceptions as a result of the disagreement between Chief Justice
William Rehnquist and Associate Justice
Thurgood Marshall in
Payne v. Tennessee (1991). The strong conception requires a "special justification" to overrule challenged precedent beyond the fact the precedent was "wrongly decided", while the weak conception holds that a precedent can be overruled if it suffers from "bad reasoning".
English legal system The doctrine of binding precedent or
stare decisis is basic to the English legal system. Special features of the English legal system include the following:
The Supreme Court's ability to override its own precedent The British
House of Lords, as the court of last appeal outside Scotland before it was replaced by the
UK Supreme Court, was not strictly bound to always follow its own decisions until the case
London Street Tramways v London County Council [1898] AC 375. After this case, once the Lords had given a ruling on a point of law, the matter was closed unless and until Parliament made a change by statute. This is the most strict form of the doctrine of
stare decisis (one not applied, previously, in
common law jurisdictions, where there was somewhat greater flexibility for a court of last resort to review its own precedent). This situation changed, however, after the House of Lords issued the
Practice Statement of 1966. The House of Lords decided to allow itself to adapt English law to meet changing social conditions. In
R v G [2003] UKHL 50, the House of Lords overruled its 1981 decision in
R v Caldwell, which had allowed the Lords to establish
mens rea ("guilty mind") by measuring a defendant's conduct against that of a "reasonable person", regardless of the defendant's actual state of mind. However, the Practice Statement was seldom applied by the House of Lords, usually only as a last resort. Up to 2005, the House of Lords rejected its past decisions no more than 20 times. They were reluctant to use it because they feared to introduce uncertainty into the law. In particular, the Practice Statement stated that the Lords would be especially reluctant to overrule themselves in criminal cases because of the importance of certainty of that law. The first case involving criminal law to be overruled with the Practice Statement was
Anderton v Ryan (1985), which was overruled by
R v Shivpuri (1986), two decades after the Practice Statement. Remarkably, the precedent overruled had been made only a year before, but it had been criticised by several academic lawyers. As a result,
Lord Bridge stated he was "undeterred by the consideration that the decision in
Anderton v Ryan was so recent. The Practice Statement is an effective abandonment of our pretension to infallibility. If a serious error embodied in a decision of this House has distorted the law, the sooner it is corrected the better." Still, the House of Lords has remained reluctant to overrule itself in some cases; in
R v Kansal (2002), the majority of House members adopted the opinion that
R v Lambert had been wrongly decided and agreed to depart from their earlier decision.
Distinguishing precedent on legal (rather than fact) grounds A precedent does not bind a court if it finds there was a lack of care in the original (
per incuriam). The Court of Appeal recognised this as an exception to
stare decisis in
Young v Bristol Aeroplane Co Ltd. For example, if a statutory provision or precedent had not been brought to the previous court's attention before its decision, courts may treat the precedent as not binding. There has been some judicial dispute as to the content and applicability of this doctrine. In the Court of Appeal case of
Duke v Reliance Systems Ltd, Sir
John Donaldson MR stated the doctrine as follows:I have always understood that the doctrine of per incuriam only applies where another division of this court has reached a decision in the absence of knowledge of a decision binding upon it or a statute, and that in either case it has to be shown that, had the court had this material, it must have reached a contrary decision. That is per incuriam. I do not understand the doctrine to extend to a case where, if different arguments had been placed before it or if different material had been placed before it, it might have reached a different conclusion.In
Simpson v R, the Court of Appeal preferred a definition from
Bennion on Statutory Interpretation:The basis of the
per incuriam doctrine is that a decision given in the absence of relevant information cannot be safely relied on. This applies whenever it is at least probable that if information had been known the decision would have been affected by it.
Binding obiter dicta As of
R v Barton and Booth according to the Court of Appeal, the Supreme Court has the apparent ability to issue binding precedent through otherwise non-binding
obiter dicta. This may only occur when, in deciding another matter, the Supreme Court directs that otherwise binding precedent should no longer be followed and proposes new authority, albeit the proposal is
obiter. The existence of binding
obiter, the soundness of the proposition that the Supreme Court did so alter the rules of precedent, and the soundness of the proposition that the Supreme Court could so alter the rules of precedent without first addressing how and why it is doing so have all been subject to academic criticism. ==Rules of statutory interpretation==