Carolingian period Imperial ideology Charlemagne, who was crowned as Roman Emperor
Karolus Imperator Augustus in the year 800 by
Pope Leo III due to, and in opposition to, the
Roman Empire in the East being ruled by
Irene, a woman. His coronation was strongly opposed by the Eastern Empire. Though the inhabitants of the Byzantine Empire itself never stopped referring to themselves as "Romans" (
Rhomaioi), sources from Western Europe from the coronation of Charlemagne and onwards denied the Roman legacy of the eastern empire by referring to its inhabitants as "Greeks". The idea behind this renaming was that Charlemagne's coronation did not represent a division (
divisio imperii) of the Roman Empire into West and East nor a restoration (
renovatio imperii) of the old Western Roman Empire. Rather, Charlemagne's coronation was the transfer (
translatio imperii) of the
imperium Romanum from the Greeks in the east to the Franks in the west. To contemporary sources in Western Europe, such as the
Annals of Lorsch, Charlemagne's key legitimizing factor as emperor (other than papal approval) was the territories which he controlled. As he controlled formerly Roman lands in Gaul, Germany and Italy (including Rome itself), and acted as a true emperor in these lands, he deserved to be called emperor, while the eastern emperor was seen as having abandoned these traditional provinces. This argument from antiquity or tradition had more longevity than
Alcuin of York's argument that the Roman emperor could not be a woman and therefore was automatically vacant upon
Irene of Athens' usurpation in 797, since Irene herself was deposed in 802 and followed by male rulers for the rest of Charlemagne's reign. Although crowned as an explicit refusal of the eastern emperor's claim to universal rule, Charlemagne himself does not appear to have been interested in open confrontation with the Byzantine Empire or its rulers, and seems to have desired to eliminate the appearance of division diplomatically. When Charlemagne wrote to Constantinople in 813, Charlemagne titled himself as the "Emperor and
Augustus and also King of the Franks and of the Lombards", identifying the imperial title with his previous royal titles in regards to the Franks and Lombards, rather than to the Romans. As such, his imperial title could be interpreted by the Byzantines as stemming from the fact that he was the king of more than one kingdom (equating the title of emperor with that of
king of kings), rather than signifying a usurpation of Byzantine power. Nevertheless, Charlemagne's coronation was in actuality an active challenge to Byzantine imperial legitimacy and was regarded as such by the Pope. On his coins, the name and title used by Charlemagne is
Karolus Imperator Augustus and in his own documents he used
Imperator Augustus Romanum gubernans Imperium ("august emperor, governing the Roman Empire") and
serenissimus Augustus a Deo coronatus, magnus pacificus Imperator Romanorum gubernans Imperium ("most serene Augustus crowned by God, great peaceful emperor governing the empire of the Romans"). The identification as an "emperor governing the Roman Empire" rather than a "Roman emperor" could be seen as an attempt at avoiding the dispute and issue over who was the true emperor and attempting to keep the perceived unity of the empire intact. (green) and the
Byzantine Empire (purple) in 814 AD In response to the Frankish adoption of the imperial title, the Byzantine emperors (which had previously simply used "emperor" as a title) adopted the full title of "emperor of the Romans" to make their supremacy clear. To the Byzantines, Charlemagne's coronation was a rejection of their perceived order of the world and an act of usurpation. Although Emperor
Michael I () eventually relented and recognized Charlemagne as an emperor and a "spiritual brother" of the eastern emperor, Charlemagne was not recognized as the
Roman emperor and his
imperium was seen as limited to his actual domains (as such not universal) and not as something that would outlive him (with his successors being referred to as "kings" rather than emperors in Byzantine sources). Following Charlemagne's coronation, the two empires engaged in diplomacy with each other. The exact terms discussed are unknown and negotiations were slow but it seems that Charlemagne proposed in 802 that he and Irene would marry and unite their empires, sending ambassadors to
Constantinople. As such, the empire could have "reunited" without arguments as to which ruler was the legitimate one. However, as reported by
Theophanes the Confessor, the scheme was frustrated by
Aetios, eunuch and favorite of Irene, who was attempting to usurp her on behalf of his brother Leo, even though Irene herself approved of the marriage proposal. The
General Logothete (finance minister)
Nikephoros, along with other courtiers disgruntled with Irene's financial policy and fearful of the implications of political union with the
Franks through the proposed marriage, overthrew Irene and exiled her on 31 October 802 while the Frankish and papal ambassadors were still in the city, damaging Frankish-Byzantine relations once again.
Louis II and Basil I 's (pictured) 871 letter to
Byzantine emperor Basil I showcased that the two emperors held significantly different ideas of what it meant to be Roman. One of the primary resources in regards to the problem of two emperors in the Carolingian period is a letter by Emperor
Louis II. Louis II was the fourth emperor of the
Carolingian Empire, though his domain was confined to northern Italy as the rest of the empire had fractured into several different kingdoms, though these still acknowledged Louis as the emperor. His letter was a reply to a provocative letter by Byzantine emperor
Basil I. Though Basil's letter is lost, its contents can be ascertained from the known geopolitical situation at the time and Louis's reply and probably related to the ongoing co-operation between the two empires against the Muslims. The focal point of Basil's letter was his refusal to recognize Louis II as a Roman emperor. Basil appears to have based his refusal on two main points. First of all, the title of Roman emperor was not hereditary (the Byzantines still considered it to formally be a
republican office, although also tied intimately with religion) and second of all, it was not considered appropriate for someone of a
gens (e.g. an ethnicity) to hold the title. The Franks, and other groups throughout Europe, were seen as different
gentes but to Basil and the rest of the Byzantines, "Roman" was not a
gens. Romans were defined chiefly by their lack of a
gens and as such, Louis was not Roman and thus not a Roman emperor. There was only one Roman emperor, Basil himself, and though Basil considered that Louis could be an emperor of the Franks, he appears to have questioned this as well seeing as only the ruler of the Romans was to be titled
basileus (emperor). As illustrated by Louis's letter, the western idea of ethnicity was different from the Byzantine idea; everyone belonged to some form of ethnicity. Louis considered the
gens romana (Roman people) to be the people who lived in the city of Rome, which he saw as having been deserted by the Byzantine Empire. All
gentes could be ruled by a
basileus in Louis's mind and as he pointed out, the title (which had originally simply meant "king") had been applied to other rulers in the past (notably Persian rulers). Furthermore, Louis disagreed with the notion that someone of a
gens could not become the Roman emperor. He considered the
gentes of
Hispania (the
Theodosian dynasty),
Isauria (the
Isaurian dynasty), and
Khazaria (
Leo IV) as all having provided emperors, though the Byzantines themselves would have seen all of these as Romans and not as peoples of
gentes. The views expressed by the two emperors in regards to ethnicity are somewhat paradoxical; Basil defined the Roman Empire in ethnic terms (defining it as explicitly against ethnicity) despite not considering the Romans as an ethnicity and Louis did not define the Roman Empire in ethnic terms (defining it as an empire of God, the creator of all ethnicities) despite considering the Romans as an ethnic people.
Basil I which titles him as
Basilios Augustus Louis also derived legitimacy from religion. He argued that as the Pope of Rome, who actually controlled the city, had rejected the religious leanings of the Byzantines as heretical, instead favoring the Franks, and also because the he had also crowned him emperor, Louis was the legitimate Roman emperor. The idea was that it was God himself, acting through his vicar the Pope, who had granted the church, people and city of Rome to him to govern and protect. Louis's letter details that if he was not the emperor of the Romans then he could not be the emperor of the Franks either, as it was the Roman people themselves who had accorded his ancestors with the imperial title. In contrast to the papal affirmation of his imperial lineage, Louis chastized the eastern empire for its emperors mostly only being affirmed by their
senate and sometimes lacking even that, with some emperors having been proclaimed by the army, or worse, women (probably a reference to Irene). Louis probably overlooked that affirmation by the army was the original ancient source for the title of
imperator, before it came to mean the ruler of the Roman Empire. Though it would have been possible for either side of the dispute to concede to the obvious truth, that there were now two empires and two emperors, this would have denied the understood nature of what the empire was and meant (its unity). Louis's letter does offer some evidence that he might have recognized the political situation as such; Louis is referred to as the "august emperor of the Romans" and Basil is referred to as the "very glorious and pious emperor of New Rome", and he suggests that the "indivisible empire" is the empire of God and that "God has not granted this church to be steered either by me or you alone, but so that we should be bound to each other with such love that we cannot be divided, but should seem to exist as one". These references are more likely to mean that Louis still considered there to be a single empire, but with two imperial claimants (in effect an emperor and an
anti-emperor). Neither side in the dispute would have been willing to reject the idea of the single empire. Louis referring to the Byzantine emperor as an emperor in the letter may simply be a courtesy, rather than an implication that he truly accepted his imperial rule. Louis's letter mentions that the Byzantines abandoned Rome, the seat of empire, and lost the Roman way of life and the Latin language. In his view, that the empire was ruled from Constantinople did not represent it surviving, but rather that it had fled from its responsibilities. Although he would have had to approve its contents, Louis probably did not write his letter himself and it was probably instead written by the prominent cleric
Anastasius Bibliothecarius. Anastasius was not a Frank but a citizen of the city of Rome (in Louis's view an "ethnic Roman"). As such, prominent figures in Rome itself would have shared Louis's views, illustrating that by his time, the Byzantine Empire and the city of Rome had drifted very far apart. Following the death of Louis in 875, emperors continued to be crowned in the West for a few decades, but their reigns were often brief and problematic and they only held limited power and as such the problem of two emperors ceased being a major issue to the Byzantines, for a time.
Ottonian period (pictured) was outraged at the papal coronation of
Otto I and vowed to reconquer Italy and force the pope to submit to him. The problem of two emperors returned when
Pope John XII crowned the king of Germany,
Otto I, as emperor of the Romans in 962, almost 40 years after the death of the previous papally crowned emperor,
Berengar. Otto's repeated territorial claims to all of Italy and Sicily (as he had also been proclaimed as the
king of Italy) brought him into conflict with the Byzantine Empire. The Byzantine emperor at the time,
Romanos II, appears to have more or less ignored Otto's imperial aspirations, but the succeeding Byzantine emperor,
Nikephoros II, was strongly opposed to them. Otto, who hoped to secure imperial recognition and the provinces in southern Italy diplomatically through a marriage alliance, dispatched diplomatic envoys to Nikephoros in 967. To the Byzantines, Otto's coronation was a blow as, or even more, serious than Charlemagne's as Otto and his successors insisted on the Roman aspect of their
imperium more strongly than their Carolingian predecessors. Leading Otto's diplomatic mission was
Liutprand of Cremona, who chastized the Byzantines for their perceived weakness; losing control of the West and thus also causing the pope to lose control of the lands which belonged to him. To Liutprand, the fact that Otto I had acted as a restorer and protector of the church by restoring the
lands of the papacy (which Liutprand believed had been granted to the pope by Emperor
Constantine I), made him the true emperor while the loss of these lands under preceding Byzantine rule illustrated that the Byzantines were weak and unfit to be emperors. Liutprand expresses his ideas with the following words in
his report on the mission, in a reply to Byzantine officials: Nikephoros pointed out to Liutprand personally that Otto was a mere barbarian king who had no right to call himself an emperor, nor to call himself a Roman. Just before Liutprand's arrival in Constantinople, Nikephoros II had received an offensive letter from
Pope John XIII, possibly written under pressure from Otto, in which the Byzantine emperor was referred to as the "Emperor of the Greeks" and not the "Emperor of the Romans", denying his true imperial status. Liutprand recorded the outburst of Nikephoros's representatives at this letter, which illustrates that the Byzantines too had developed an idea similar to
translatio imperii regarding the transfer of power from Rome to Constantinople: depicting
Holy Roman Emperor Otto II and his wife, Empress
Theophanu Liutprand attempted to diplomatically excuse the pope by stating that the pope had believed that the Byzantines would not like the term "Romans" since they had moved to Constantinople and changed their customs and assured Nikephoros that in the future, the eastern emperors would be addressed in papal letters as "the great and august emperor of the Romans". Otto's attempted cordial relations with the Byzantine Empire would be hindered by the problem of the two emperors, and the eastern emperors were less than eager to reciprocate his feelings. Liutprand's mission to Constantinople was a diplomatic disaster, and his visit saw Nikephoros repeatedly threaten to invade Italy, restore Rome to Byzantine control and on one occasion even threaten to invade Germany itself, stating (concerning Otto) that "we will arouse all the nations against him; and we will break him in pieces like a potter's vessel". Otto's attempt at a marriage alliance would not materialize until after Nikephoros's death. In 972, in the reign of Byzantine emperor
John I Tzimiskes, a marriage was secured between Otto's son and co-emperor
Otto II and John's niece
Theophanu. Though Emperor Otto I briefly used the title
imperator augustus Romanorum ac Francorum ("august emperor of Romans and Franks") in 966, the style he used most commonly was simply
Imperator Augustus. Otto leaving out any mention of Romans in his imperial title may be because he wanted to achieve the recognition of the Byzantine emperor. Following Otto's reign, mentions of the Romans in the imperial title became more common. In the 11th century, the German king (the title held by those who were later crowned emperors) was referred to as the
rex Romanorum ("
king of the Romans") and in the century after that, the standard imperial title was
dei gratia Romanorum Imperator semper Augustus ("by the Grace of God, emperor of the Romans, ever august").
Hohenstaufen period To Liutprand of Cremona and later scholars in the west, the eastern emperors were perceived as weak, degenerate, and not true emperors; there was, they felt, a single empire under the true emperors (Otto I and his successors), who demonstrated their right to the empire through their restoration of the Church. In return, the eastern emperors did not recognize the imperial status of their challengers in the west. Although
Michael I had referred to Charlemagne by the title
Basileus in 812, he hadn't referred to him as the
Roman emperor.
Basileus in of itself was far from an equal title to that of Roman emperor. In their own documents, the only emperor recognized by the Byzantines was their own ruler, the Emperor of the Romans. In
Anna Komnene's
The Alexiad (), the Emperor of the Romans is her father,
Alexios I, while the Holy Roman emperor
Henry IV is titled simply as the "King of Germany". According to
Arnold of Lübeck, when King of Romans
Conrad III met Byzantine emperor
Manuel I Komnenos in 1147 (who he calls "King of the Greeks"), Conrad III refused to submit to Manuel I so they rode to each other and gave each other a welcoming kiss. The accuracy of the account remains disputed. In the 1150s, the Byzantine emperor Manuel I Komnenos became involved in a three-way struggle between himself, the Holy Roman emperor
Frederick I Barbarossa and the
Italo-Norman King of Sicily,
Roger II. Manuel aspired to lessen the influence of his two rivals and at the same time win the recognition of the Pope (and thus by extension Western Europe) as the sole legitimate emperor, which would unite
Christendom under his sway. Manuel reached for this ambitious goal by financing a
league of Lombard towns to rebel against Frederick and encouraging dissident Norman barons to do the same against the Sicilian king. Manuel even dispatched his army to southern Italy, the last time a Byzantine army ever set foot in Western Europe. Despite his efforts, Manuel's campaign ended in failure and he won little except the hatred of both Barbarossa and Roger, who by the time the campaign concluded had allied with each other.
Frederick Barbarossa's crusade Soon after the conclusion of the
Byzantine–Norman wars in 1185, the Byzantine emperor
Isaac II Angelos received word that a
Third Crusade had been called due to Sultan
Saladin's 1187
conquest of Jerusalem. Isaac learnt that Barbarossa, a known foe of his empire, was to lead a large contingent in the footprints of the First and Second crusades through the Byzantine Empire. Isaac II interpreted Barbarossa's march through his empire as a threat and considered it inconceivable that Barbarossa did not also intend to overthrow the Byzantine Empire. As a result of his fears, Isaac II imprisoned numerous Latin citizens in Constantinople. In his treaties and negotiations with Barbarossa (which exist preserved as written documents), Isaac II was insincere as he had secretly allied with Saladin to gain concessions in the Holy Land and had agreed to delay and destroy the German army. Barbarossa, who did not in fact intend to take Constantinople, was unaware of Isaac's alliance with Saladin but still wary of the rival emperor. As such he sent out an embassy in early 1189, headed by the Bishop of Münster. Isaac was absent at the time, putting down a revolt in
Philadelphia, and returned to Constantinople a week after the German embassy arrived, after which he immediately had the Germans imprisoned. This imprisonment was partly motivated by Isaac wanting to possess German hostages, but more importantly, an embassy from Saladin, probably noticed by the German ambassadors, was also in the capital at this time. On 28 June 1189, Barbarossa's crusade reached the Byzantine borders, the first time a Holy Roman emperor personally set foot within the borders of the Byzantine Empire. Although Barbarossa's army was received by the closest major governor, the governor of Branitchevo, the governor had received orders to stall or, if possible, destroy the German army. On his way to the city of
Niš, Barbarossa was repeatedly assaulted by locals under the orders of the governor of Branitchevo and Isaac II also engaged in a campaign of closing roads and destroying foragers. The attacks against Barbarossa amounted to little and only resulted in around a hundred losses. A more serious issue was a lack of supplies, since the Byzantines refused to provide markets for the German army. The lack of markets was excused by Isaac as due to not having received advance notice of Barbarossa's arrival, a claim rejected by Barbarossa, who saw the embassy he had sent earlier as notice enough. Despite these issues, Barbarossa still apparently believed that Isaac was not hostile against him and refused invitations from the enemies of the Byzantines to join an alliance against them. While at Niš he was assured by Byzantine ambassadors that though there was a significant Byzantine army assembled near Sofia, it had been assembled to fight the Serbs and not the Germans. This was a lie, and when the Germans reached the position of this army, they were treated with hostility, though the Byzantines fled at the first charge of the German cavalry. (1189–1192), Emperor
Frederick Barbarossa's path in red Isaac II panicked and issued contradictory orders to the governor of the city of
Philippopolis, one of the strongest fortresses in
Thrace. Fearing that the Germans were to use the city as a base of operations, its governor,
Niketas Choniates (later a major historian of these events), was first ordered to strengthen the city's walls and hold the fortress at all costs, but later to abandon the city and destroy its fortifications. Isaac II seems to have been unsure of how to deal with Barbarossa. Barbarossa meanwhile wrote to the main Byzantine commander,
Manuel Kamytzes, that "resistance was in vain", but also made clear that he had absolutely no intention to harm the Byzantine Empire. On 21 August, a letter from Isaac II reached Barbarossa, who was encamped outside Philippopolis. In the letter, which caused great offense, Isaac II explicitly called himself the "Emperor of the Romans" in opposition to Barbarossa's title and the Germans also misinterpreted the Byzantine emperor as calling himself an angel (on account of his last name, Angelos). Furthermore, Isaac II demanded half of any territory to be conquered from the Muslims during the crusade and justified his actions by claiming that he had heard from the governor of Branitchevo that Barbarossa had plans to conquer the Byzantine Empire and place his son
Frederick of Swabia on its throne. At the same time Barbarossa learnt of the imprisonment of his earlier embassy. Several of Barbarossa's barons suggested that they take immediate military action against the Byzantines, but Barbarossa preferred a diplomatic solution. In the letters exchanged between Isaac II and Barbarossa, neither side titled the other in the way they considered to be appropriate. In his first letter, Isaac II referred to Barbarossa simply as the "King of Germany". The Byzantines eventually realized that the "wrong" title hardly improved the tense situation and in the second letter Barbarossa was called "the most high-born Emperor of Germany". Refusing to recognize Barbarossa as
the Roman emperor, the Byzantines eventually relented with calling him "the most noble emperor of Elder Rome" (as opposed to the New Rome, Constantinople). The Germans always referred to Isaac II as the Greek emperor or the Emperor of Constantinople. depicted during the
Third Crusade The Byzantines continued to harass the Germans. The wine left behind in the abandoned city of Philippopolis had been poisoned, and a second embassy sent from the city to Constantinople by Barbarossa was also imprisoned, though shortly thereafter Isaac II relented and released both embassies. When the embassies reunited with Barbarossa at Philippopolis they told the Holy Roman emperor of Isaac II's alliance with Saladin, and claimed that the Byzantine emperor intended to destroy the German army while it was crossing the
Bosporus. In retaliation for spotting anti-Crusader propaganda in the surrounding region, the crusaders devastated the immediate area around Philippopolis, slaughtering the locals. After Barbarossa was addressed as the "King of Germany", he flew into a fit of rage, demanding hostages from the Byzantines (including Isaac II's son and family), asserting that he was the one true Emperor of the Romans and made it clear that he intended to winter in Thrace despite the Byzantine emperor's offer of assisting the German army to cross the Bosporus. By this point, Barbarossa had become convinced that Constantinople needed to be conquered in order for the crusade to be successful. On 18 November he sent a letter to his son, Henry, in which he explained to difficulties he had encountered and ordered his son to prepare for an attack against Constantinople, ordering the assembling of a large fleet to meet him in the Bosporus once spring came. Furthermore, Henry was instructed to ensure Papal support for such a campaign, organizing a great Western crusade against the Byzantines as enemies of God. Isaac II replied to Barbarossa's threats by claiming that Thrace would be Barbarossa's "deathtrap" and that it was too late for the German emperor to escape "his nets". As Barbarossa's army, reinforced with Serbian and
Vlach allies, approached Constantinople, Isaac II's resolve faded and he began to favor peace instead. Barbarossa had continued to send offers of peace and reconciliation since he had seized Philippopolis, and once Barbarossa officially sent a declaration of war in late 1189, Isaac II at last relented, realizing he wouldn't be able to destroy the German army and was at risk of losing Constantinople itself. The peace saw the Germans being allowed to pass freely through the empire, transportation across the Bosporus and the opening of markets as well as compensation for the damage done to Barbarossa's expedition by the Byzantines. Frederick then continued on towards the Holy Land without any further major incidents with the Byzantines, with the exception of the German army almost sacking the city of Philadelphia after its governor refused to open up the markets to the Crusaders. The incidents during the Third Crusade heightened animosity between the Byzantine Empire and the west. To the Byzantines, the devastation of Thrace and efficiency of the German soldiers had illustrated the threat they represented, while in the West, the mistreatment of the emperor and the imprisonment of the embassies would be long remembered.
Threats of Henry VI nearly succeeded in uniting Christendom under his own sway, ruling all of Germany and Italy as
Holy Roman emperor and
King of Sicily, formally vassalizing the kingdoms of
Cyprus and
Cilician Armenia and receiving recognitions of suzerainty by the kingdoms of
England,
France, the
Crown of Aragon and the
Crusader states in the
Levant. He also extracted tribute from the
Byzantine Empire, which he might have aspired to eventually conquer. Frederick Barbarossa died before reaching the Holy Land and his son and successor,
Henry VI, pursued a foreign policy in which he aimed to force the Byzantine court to accept him as the superior (and sole legitimate) emperor. By 1194, Henry had successfully consolidated Italy under his own rule after being crowned as King of Sicily, in addition to already being the Holy Roman emperor and the King of Italy, and he turned his gaze east. The Muslim world had fractured after Saladin's death and Barbarossa's crusade had revealed the Byzantine Empire to be weak and also given a useful
casus belli for attack. Furthermore,
Leo II, the ruler of
Cilician Armenia, offered to swear fealty to Henry VI in exchange for being accorded a royal crown. Henry bolstered his efforts against the eastern empire by marrying a captive daughter of Isaac II,
Irene Angelina, to his brother
Philip of Swabia in 1195, giving his brother a dynastic claim that could prove useful in the future. In 1195 Henry VI also dispatched an embassy to the Byzantine Empire, demanding from Isaac II that he transfer a stretch of land stretching from
Durazzo to
Thessalonica, previously conquered by the Sicilian king William II, and also wished the Byzantine emperor to promise naval support in preparation for a new crusade. According to Byzantine historians, the German ambassadors spoke as if Henry VI was the "emperor of emperors" and "lord of lords". Henry VI intended to force the Byzantines to pay him to ensure peace, essentially extracting tribute, and his envoys put forward the grievances that the Byzantines had caused throughout Barbarossa's reign. Not in a position to resist, Isaac II succeeded to modify the terms so that they were purely monetary. Shortly after agreeing to these terms, Isaac II was overthrown and replaced as emperor by his older brother,
Alexios III Angelos. Henry VI successfully compelled Alexios III as well
to pay tribute to him under the threat of otherwise conquering Constantinople on his way to the Holy Land. Henry VI had grand plans of becoming the leader of the entire Christian world. Although he would only directly rule his traditional domains, Germany and Italy, his plans were that no other empire would claim
ecumenical power and that all Europe was to recognize his suzerainty. His attempt to subordinate the Byzantine Empire to himself was just one step in his partially successful plan of extending his feudal overlordship from his own domains to France, England, Aragon, Cilician Armenia, Cyprus and the Holy Land. Based on the establishment of bases in the Levant and the submission of Cilician Armenia and Cyprus, it is possible that Henry VI really considered invading and conquering the Byzantine Empire, thus uniting the rivalling empires under his rule. This plan, just as Henry's plan of making the position of emperor hereditary rather than elective, ultimately never transpired as he was kept busy by internal affairs in Sicily and Germany. The threat of Henry VI caused some concern in the Byzantine Empire and Alexios III slightly altered his imperial title to
en Christoi to theo pistos basileus theostephes anax krataios huspelos augoustos kai autokrator Romaion in Greek and
in Christo Deo fidelis imperator divinitus coronatus sublimis potens excelsus semper augustus moderator Romanorum in Latin. Though previous Byzantine emperors had used
basileus kai autokrator Romaion ("Emperor and Autocrat of the Romans"), Alexios III's title separated
basileus from the rest and replaced its position with
augoustos (
Augustus, the old Roman imperial title), creating the possible interpretation that Alexios III was simply
an emperor (
Basileus) and besides that also the
moderator Romanorum ("Autocrat of the Romans") but not explicitly
the Roman emperor, so that he was no longer in direct competition with his rival in Germany and that his title was less provocative to the West in general. Alexios III's successor, Alexios IV Angelos, continued with this practice and went even further, inverting the order of
moderator Romanorum and rendering it as
Romanorum moderator.
The Latin Empire (1202–1204) and the political situation within the borders of the former
Byzantine Empire after its victory A series of events and the intervention of
Venice led to the
Fourth Crusade (1202–1204)
sacking Constantinople instead of attacking its intended target, Egypt. When the crusaders seized Constantinople in 1204, they founded the
Latin Empire and called their new realm the
imperium Constantinopolitanum, the same term used for the Byzantine Empire in Papal correspondence. This suggests that, although they had placed a new Catholic emperor,
Baldwin I, on the throne of Constantinople and changed the administrative structure of the empire into a feudal network of counties, duchies and kingdoms, the crusaders viewed themselves as taking over the Byzantine Empire rather than replacing it with a new entity. Notably Baldwin I was designated as an emperor, not a king. This is despite the fact that the crusaders, as Western Christians, would have recognized the Holy Roman Empire as the true Roman Empire and its ruler as the sole true emperor and that founding treaties of the Latin Empire explicitly designate the empire as in the service of the Roman Catholic Church. In 1204,
Thomas Morosini was elected first
Latin Patriarch of Constantinople, while the
Greek Orthodox Patriarch fled to
Bulgaria and after his death a successor was elected in
Nicaea. The rulers of the Latin Empire, although they seem to have called themselves Emperors of Constantinople (
imperator Constantinopolitanus) or Emperors of Romania (
imperator Romaniae, Romania being a Byzantine term meaning the "land of the Romans") in correspondence with the Papacy, used the same imperial titles within their own empire as their direct Byzantine predecessors, with the titles of the Latin Emperors (
Dei gratia fidelissimus in Christo imperator a Deo coronatus Romanorum moderator et semper augustus) being near identical to the Latin version of the title of Byzantine emperor Alexios IV (
fidelis in Christo imperator a Deo coronatus Romanorum moderator et semper augustus). As such, the titles of the Latin emperors continued the compromise in titulature worked out by Alexios III. In his seals, Baldwin I abbreviated
Romanorum as
Rom., a convenient and slight adjustment that left it open to interpretation if it truly referred to
Romanorum or if it meant
Romaniae. , the first
Latin Emperor. The abbreviation
Rom. conveniently leaves it open to interpretation if he refers to
Romaniae ("Romania") or
Romanorum ("the Romans"). The Latin Emperors saw the term
Romanorum or
Romani in a new light, not seeing it as referring to the Western idea of "geographic Romans" (inhabitants of the city of Rome) but not adopting the Byzantine idea of the "ethnic Romans" (Greek-speaking citizens of the Byzantine Empire) either. Instead, they saw the term as a political identity encapsulating all subjects of the Roman emperor, i.e. all the subjects of their multi-national empire (whose ethnicities encompassed Latins, "Greeks", Armenians and Bulgarians). The embracing of the Roman nature of the emperorship in Constantinople would have brought the Latin emperors into conflict with the idea of
translatio imperii. Furthermore, the Latin emperors claimed the dignity of
Deo coronatus (as the Byzantine emperors had claimed before them), a dignity the Holy Roman emperors could not claim, being dependent on the Pope for their coronation. Despite the fact that the Latin emperors would have recognized the Holy Roman Empire as
the Roman Empire, they nonetheless claimed a position that was at least equal to that of the Holy Roman emperors. In 1207–1208, Latin emperor
Henry proposed to marry the daughter of the elected
rex Romanorum in the Holy Roman Empire, Henry VI's brother Philip of Swabia, yet to be crowned emperor due to an ongoing struggle with the rival claimant
Otto of Brunswick. Philip's envoys responded that Henry was an
advena (stranger; outsider) and
solo nomine imperator (emperor in name only) and that the marriage proposal would only be accepted if Henry recognized Philip as the
imperator Romanorum and
suus dominus (his master). As no marriage occurred, it is clear that submission to the Holy Roman emperor was not considered an option. The emergence of the Latin Empire and the submission of Constantinople to the Catholic Church as facilitated by its emperors altered the idea of
translatio imperii into what was called
divisio imperii (division of empire). The idea, which became accepted by
Pope Innocent III, saw the formal recognition of Constantinople as an imperial seat of power and its rulers as legitimate emperors, which could rule in tandem with the already recognized emperors in the West. The idea resulted in that the Latin emperors never attempted to enforce any religious or political authority in the West, but attempted to enforce a hegemonic religious and political position, similar to that held by the Holy Roman emperors in the West, over the lands in Eastern Europe and the Eastern Mediterranean, especially in regards to the
Crusader states in the
Levant, where the Latin emperors would oppose the local claims of the Holy Roman emperors and claims of
Bulgarian or Greek Orthodox monarchs. Holy Roman Emperor
Frederick II later formed an alliance with their rival,
John III Doukas Vatatzes of the
Nicene Empire against the
Papal State which had been in
conflict with. Frederick II deposed
John of Brienne, who would soon become co-emperor of the Latin Empire, as the
King of Jerusalem in 1225. John of Brienne launched a
crusade with papal support against the
Hohenstaufen-held Kingdom of Sicily in 1229 and become Latin Emperor soon after. Frederick II gained a claim to the defunct Frankish
Kingdom of Thessalonica in 1230 which might indicate further ambitions in the Agean maybe connected to earlier
Siculo-Norman ambitions. He reportedly supported the Nicene claim to
Constantinople and helped John III against a crusade planned by
Pope Gregory IX following a
Nicaean-Bulgarian siege of Constantinople. According to
Philippe Mouskes, John III offered him
vassalage if Frederick II conquered
Constantinople for him and expelled Latin Emperor
Baldwin II to France. Such arrangement is seen as unlikely and Frederick II rather addressed him as his equal avoiding the term vassal which he had been using for
Italian lords and cities but it is seen as probably that John III provided military help in exchange for his claims. The Latin Empire was politically unstable. The Greek Orthodox population resisted the new government and sympathized with the new Greek rump states and the Slavic-speaking
Second Bulgarian Empire and
Kingdom of Serbia, which tried to profit of the weakness of the Latin Empire or even conquer Constantinople, which eventually happened in 1261.
Restoration of the Byzantine Empire recaptured
Constantinople from the
Latin Empire in 1261. Michael and
his dynasty would pursue a policy of reconciliation with the west, much to the dismay of their subjects. With the Byzantine
reconquest of Constantinople in 1261 under Emperor
Michael VIII Palaiologos, the Papacy suffered a loss of prestige and endured severe damage to its spiritual authority. Once more, the easterners had asserted their right not only to the position of Roman emperor but also to a church independent of the one centered in Rome. The popes who were active during Michael's reign all pursued a policy of attempting to assert their religious authority over the Byzantine Empire. As Michael was aware that the popes held considerable sway in the west (and wishing to avoid a repeat of the events of 1204), he dispatched an embassy to
Pope Urban IV immediately after taking possession of the city. The two envoys were immediately imprisoned once they sat foot in Italy: one was flayed alive and the other managed to escape back to Constantinople. From 1266 to his death in 1282, Michael would repeatedly be threatened by the King of Sicily,
Charles of Anjou, who aspired to restore the Latin Empire and periodically enjoyed Papal support. Meanwhile in the Holy Roman Empire, there had been no emperor during this time period.
Pope Innocent IV officially deposed emperor
Frederick II with his
bull Ad apostolicae dignitatis apicem in 1245 but Frederick II rejected the legitimacy of the bull. Following his death in 1250, the
Interregnum started which lasted until the
election of
Rudolf of the
House of Habsburg in 1273 to
King of the Romans. The next king crowned to be emperor was
Henry VII in 1312, 92 years after the coronation of Frederick II. Michael VIII and his successors, the
Palaiologan dynasty, aspired to reunite the
Eastern Orthodox Church with the Church of Rome, chiefly because Michael recognized that only the Pope could constrain Charles of Anjou. To this end, Byzantine envoys were present at the
Second Council of Lyons in 1274, where the Church of Constantinople was formally reunified with Rome, restoring communion after more than two centuries. On his return to Constantinople, Michael was taunted with the words "you have become a
Frank", which remains a term in Greek to taunt converts to Catholicism to this day. The Union of the Churches aroused passionate opposition from the Byzantine people, the Orthodox clergy, and even within the imperial family itself. Michael's sister
Eulogia, and her daughter Anna, wife of the ruler of
Epirus Nikephoros I Komnenos Doukas, were among the chief leaders of the anti-Unionists. Nikephoros, his half-brother
John I Doukas of Thessaly, and even the
Emperor of Trebizond,
John II Megas Komnenos, soon joined the anti-Unionist cause and gave support to the anti-Unionists fleeing Constantinople. Nevertheless, the Union achieved Michael's main aim: it legitimized Michael and his successors as rulers of Constantinople in the eyes of the west. Furthermore, Michael's idea of a crusade to recover the lost portions of Anatolia received positive reception at the council, though such a campaign would never materialize. The union was disrupted in 1281 when Michael was excommunicated, possibly due to
Pope Martin IV having been pressured by Charles of Anjou. Following Michael's death, and with the threat of an Angevin invasion having subsided following the
Sicilian Vespers, his successor,
Andronikos II Palaiologos, was quick to repudiate the hated Union of the Churches. Although popes after Michael's death would periodically consider a new crusade against Constantinople to once more impose Catholic rule, no such plans materialized. The Angevin pretenders of the Latin throne held on to the nominal sovereigns over
Frankish Greece namely
Achaea,
Albania,
Athens and
Naxos. Although Michael VIII, unlike his predecessors, did not protest when addressed as the "Emperor of the Greeks" by the popes in letters and at the Council of Lyons, his conception of his universal emperorship remained unaffected. As late as 1395, when Constantinople was more or less surrounded by the
rapidly expanding Ottoman Empire and it was apparent that its fall was a matter of time, Patriarch
Antony IV of Constantinople still referenced the idea of the universal empire in a letter to the
Grand Prince of Moscow,
Vasily I, stating that anyone other than the Byzantine emperor assuming the title of "emperor" was "illegal" and "unnatural". Faced with the Ottoman danger, Michael's successors, prominently
John V and
Manuel II, periodically attempted to restore the Union, much to the dismay of their subjects. At the
Council of Florence in 1439, Emperor
John VIII reaffirmed the Union in the light of imminent Turkish attacks on what little remained of his empire. To the Byzantine citizens themselves, the Union of the Churches, which had assured the promise of a great western crusade against the Ottomans, was a death warrant for their empire. John VIII had betrayed their faith and as such their entire imperial ideology and world view. The promised
crusade, the fruit of John VIII's labor, ended only in disaster as it was defeated by the Turks at the
Battle of Varna in 1444. The last claimant to the Latin Empire
James of Baux transferred his title to
Louis I of Anjou in 1383 who has not use it either because of his failed conquest of Naples. Around his death the Avenings lost control over both remaining footholds in Greece, namely Achaea and Durazzo in Albania. Only a few Capetians like
Marie of Blois (for her
son) and king
Charles VIII of France had some plans to regain their former dominions. Similarly, the last claimant to the Byzantine throne
Andreas Palaiologos transferred his title to Charles VIII and again testimonially to
Ferdinand II of Aragon and
Isabella I of Castile but neither of them actively used the title with
Charles IX of France stopping the usage all together and the Spanish Crown falling to the Habsburgs. == Eastern disputes ==