and used to prop up a sunshade
awning; aristocrats were wealthy enough to own luxury items such as this.
Royal family, regents, nobles, and eunuchs of a female servant and male adviser from the lower or middle class; figures such as these were often placed in the tombs of nobles to serve them in the afterlife. At the apex of Han society was
the emperor, a member of the
Liu family and thus a descendant of the founder
Emperor Gaozu (r. 202 –195 BCE). His subjects were not allowed to address him by name; instead they used indirect references such as "under the steps to the throne" (
bixia 陛下) or "superior one" (
shang 上). If a commoner, government minister, or noble entered
the palace without official permission, the punishment was execution. Although the Commandant of Justice—one of the central government's
Nine Ministers—was in charge of meting out sentences in court cases, the emperor not only had the ability to override the Commandant's decision, but also had the sole ability to draft new laws or repeal old ones. An emperor could pardon anyone and grant
general amnesties. The emperor's most powerful relative was the
empress dowager, widow to the previous emperor and usually the natural mother of the emperor. She not only had the right to issue edicts and pardons, but if the emperor died without a designated heir, she had the sole right to appoint a new emperor. Below the empress dowager were the
empress and imperial
concubines. However, the empress did enjoy the submission of concubines as her subordinates, who advocated the elevation of their sons over the empress's at their own peril. The emperor's brothers, paternal cousins, brother's sons, and emperor's sons—excluding the
heir apparent—were made kings. Although the central government eventually stripped away the political power of the kings and appointed their administrative staffs, kings still had a right to collect a portion of the taxes in their territory as personal income and enjoyed a social status that ranked just below the emperor. Each king had a son designated to be heir apparent, while his other sons and brothers were given the rank of
marquess and ruled over small marquessates where a portion of the taxes went to their private purse. Although
kings and marquesses enjoyed many privileges, the imperial court was at times aggressive towards them to check their power. Starting with Emperor Gaozu's reign, thousands of noble families, including those from the royal houses of
Qi,
Chu,
Yan,
Zhao,
Han, and
Wei from the
Warring States period, were forcibly moved to the vicinity of the capital
Chang'an. Regents were often relatives-in-law to the emperor through his empress's family, but they could also be men of lowly means who depended on the emperor's favor to advance their position at court.
Eunuchs who maintained the
harem of the palace could also gain a similar level of power. They often came from the middle class and had links to trade. In the Western Han, there are only a handful of examples where eunuchs rose to power since the official bureaucracy was strong enough to suppress them. After the eunuch Shi Xian (石顯) became the Prefect of the Palace Masters of Writing (中尚書),
Emperor Yuan (r. 48–33 BCE) relinquished much of his authority to him, so that he was allowed to make vital policy decisions and was respected by officials. However, Shi Xian was expelled from office once
Emperor Cheng (33–7 BCE) took the throne. No palace eunuch would obtain comparable authority again until after 92 CE, when the eunuchs led by
Zheng Zhong (d. 107 CE) sided with
Emperor He (r. 88–105 CE) in a coup to overthrow the Dou 竇 clan of the empress dowager. Officials complained when eunuchs like
Sun Cheng (d. 132 CE) were awarded by
Emperor Shun (r. 125–144 CE) with marquessates, yet after the year 135 CE the eunuchs were given legal authority to pass on fiefs to adopted sons. Although
Emperor Ling (r. 168–189 CE) relinquished a great deal of authority to eunuchs
Zhao Zhong (d. 189 CE) and
Zhang Rang (d. 189 CE), the eunuchs were slaughtered in 189 CE when
Yuan Shao (d. 202 CE) besieged and stormed the palaces of Luoyang.
Gentry scholars and officials became a common luxury item in the Han dynasty. of
liubo, which became popular during the Han dynasty. Those who served in government had a privileged position in Han society that was just one tier below the nobles (yet some high officials were also ennobled and had fiefs). They could not be arrested for crimes unless permission was granted by the emperor. However, when officials were arrested, they were imprisoned and
fettered like commoners. Their punishments in court also had to gain the approval of the emperor. Officials were not exempt from execution, yet they were often given a chance to commit suicide as a dignified alternative. The individual titles and functions of the Three Excellencies changed from Western to Eastern Han. However, their annual salaries remained at 10,000
dan (石) of grain, largely commuted to payments in
coin cash and luxury items like
silk. Below them were the
Nine Ministers, each of whom headed a major government bureau and earned 2,000 bushels a year. It was thought that wealthy officials would be less tempted by bribes. Therefore, in the beginning of the dynasty, having a total assessed taxable wealth of one hundred thousand
coins was a prerequisite for holding office. This was reduced to forty thousand coins in 142 BCE, yet from Emperor Wu's reign onwards this policy was no longer enforced. With the enhanced prestige of the consort clan under
Empress Dowager Dou (d. 97 CE), a succession of regents from her clan and others amassed a large number of clients whose chances of promotion hinged on the political survival of the empress dowager's clan, which was often short-lived. Aside from patron-client relationships, one could use family connections to secure office. Patricia Ebrey writes that in the Western Han, access to
public office and promotion through
social mobility were open to a larger segment of the populace than in Eastern Han. A third of the two hundred and fifty-two Eastern Han government officials who had biographies in the
Book of Later Han were sons or grandsons of officials, while a fifth came from prominent provincial families or had ancestors who had served as officials. For forty-six of the one hundred and ten years between 86 and 196 CE, at least one post of the Three Excellencies was occupied by a member of either the Yuan or Yang clan. (fl. 3rd century BC) in an official's cap and robe in
Dujiangyan, Sichuan painted on a
lacquered basketwork box that was excavated from an Eastern Han tomb in what was the Chinese
Lelang Commandery (in modern
North Korea). Many central government officials also began their careers as subordinate officers for
commandery-level administrations. There are only rare cases (i.e. involving military merit during
rebellions of late Eastern Han) when subordinate officers of
county-level administrations advanced to the level of central government. In addition to private tutoring,
the Imperial University was established in 124 BCE which then accommodated only fifty pupils, but by the 2nd century CE the student body had reached about thirty thousand. These students could be appointed by the emperor to various government posts according to their examination grades. Despite a decline in social mobility for those of less prominent clans, the local elites became far more integrated into a nationwide upper class social structure during the Eastern Han period, thus expanding the classification of who belonged to the upper class. They recognized shared values of
filial piety, deference, and emphasizing study in the
Five Classics over holding public office. Emperors Yuan and Cheng were forced to abandon their resettlement schemes for officials and their families around the royal tombs settlement in 40 BCE and 15 BCE, respectively; unlike the days of Emperor Wu, historian
Cho-Yun Hsu asserts that at this point officials and scholars had so much influence in both local and national-level politics that to forcibly relocate them became unthinkable. In a show of solidarity against the eunuchs' interference in court politics with the coup against the regent
Liang Ji (d. 159 CE), a widespread
student protest broke out where Imperial University students took to the streets and chanted the names of the eunuchs they opposed. At the instigation of the eunuchs,
Emperor Huan (r. 146–168 CE) initiated the
Partisan Prohibitions in 166 CE, a wide-scale proscription against Li Ying (李膺) and his associates in the Imperial University and in the provinces from holding office (branded as
partisans: 黨人). With the suicide of regent
Dou Wu (d. 168 CE) in his confrontation with the eunuchs shortly after
Emperor Ling (r. 168–189 CE) was placed on the throne, the eunuchs banned hundreds more from holding office while selling offices at the highest bidder. Repulsed by what they viewed as a corrupted government, many gentrymen considered a moral, scholarly life superior to holding office, and thus rejected nominations to serve at court. Until they were repealed in 184 CE (to garner gentry support against the
Yellow Turban Rebellion), the partisant prohibitions created a large independent, disaffected portion of the gentry who did not simply return to a reclusive life in their hometowns, but maintained contacts with other gentry throughout China and actively engaged in the protest movement. Acknowledging that the gentry class was able to recruit and certify itself, the Chancellor
Cao Cao (155–220 CE) established the
nine-rank system where a distinguished gentry figure in each county and commandery would assign local gentlemen a rank that the government would use to evaluate nominees for office.
Farmers and landowners Many scholars who needed additional funds for education or vied for political office found farming as a decent profession which, although humble, was not looked down upon by fellow gentrymen. Wealthy nobles, officials, and merchants could own land, but they often did not cultivate it themselves and merely acted as absentee
landlords while living in the city. They mostly relied on poor
tenant farmers (
diannong 佃農) who paid rent in the form of roughly fifty percent of their produce in exchange for land, tools, draft animals, and a small house.
Wage laborers (
gunong 雇農) and
slaves were also employed on the estates of the wealthy, although they were not as numerous as tenants. During Western Han, the small independent owner-cultivator represented the majority of
farming peasants, yet their economic struggle to remain independent during times of war, natural disaster and crisis drove many into debt, banditry, slavery, and dramatically increased the number of landless tenants by late Eastern Han. The social status of poor independent owner-cultivators was above tenants and wage laborers, yet below that of wealthy landowners. While wealthy landowners employed tenants and wage laborers, landowners who managed small to medium-sized estates often acted as managers over their sons who tilled the fields and daughters who weaved clothes and engaged in
sericulture to produce silk for the home or sale at market. During the Western Han, farming peasants formed the majority of those who were
conscripted by the government to perform
corvée labor or military duties. For the labor service (
gengzu 更卒), males aged fifteen to fifty-six would be drafted for one month out of the year to work on construction projects and perform other duties in their commanderies and counties. For the military obligation (
zhengzu 正卒), all males aged twenty-three were to train for one year in one of three branches of the military:
infantry, cavalry, or navy. The military service obligation could even be avoided if a peasant paid a commuting tax, since the
Eastern Han military became largely a
volunteer force. Other commoners such as merchants were also able to join the army.
Artisans and craftsmen ; jade-carving was one of many professions that artisans engaged in. at Mancheng.
Artisans and craftsmen during the Han had a socio-economic status between that of farmers and merchants. Yet some were able to obtain a valuable income, such as one craftsman who made knives and swords and was able to eat food fit for nobles and officials. Artisans and craftsmen also enjoyed a legal status that was superior to merchants. Unlike lowly merchants, artisans were allowed by law to wear fancy silks, ride on horseback, and ride in carriages. In contrast, a bureaucrat who appointed a merchant as an official could suffer impeachment from office, while some even avoided nominations by claiming they were merchants. This is perhaps largely because scholars and officials could not survive without the farmer's product and taxes paid in grain. The government relied on taxed grain to fund its military campaigns and stored surplus grain to mitigate widespread famine during times of poor harvest.
Merchants and industrialists from
Mawangdui With the exception of the
bookseller and
apothecary, the scholarly gentry class did not engage in trade professions, since scholars and government officials viewed the
merchant class as lowly and contemptible. Sympathetic to the plight of farming peasants who had lost their land, a court edict of 94 CE stipulated that farming peasants who had been reduced to selling wares as street
peddlers were not to be taxed as registered merchants, since the latter were heavily taxed by the state. Registered merchants, the majority being small urban
shopkeepers, were obligated to pay commercial taxes in addition to the
poll tax. Registered merchants were forced by law to wear white-colored clothes, an indication of their low status, and could be singled out for conscription into the armed forces and forced to resettle in lands to the deep south where
malaria was known to be prevalent. In contrast, itinerant merchants were often richer due to their trade between a network of towns and cities and their ability to avoid registering as merchants. Although these laws were relaxed over time, Emperor Wu renewed the state's persecution of merchants when in 119 BCE he made it illegal for registered merchants to purchase land. If they violated this law, their land and slaves would be confiscated by the state. A merchant who owned property worth a thousand
catties of gold—equivalent to ten million cash coins—was considered a great merchant. Such a fortune was one hundred times larger than the average income of a middle class landowner-cultivator and dwarfed the annual 200,000 cash-coin income of a marquess who collected taxes from a thousand households. Some merchant families made fortunes worth over a hundred million cash, which was equivalent to the wealth acquired by the highest officials in government. Merchants engaged in a multitude of private trades and industries. A single merchant often combined several trades to make greater profits, such as
animal breeding, farming, manufacturing, trade, and
money-lending. Some of the most profitable commodities sold during the Han were salt and iron, since a wealthy salt or iron distributor could own properties worth as much as ten million cash. In the early Western Han period, powerful merchants could muster a workforce of over a thousand peasants to work in
salt mines and marshes to evaporate
brine to make salt, or at
ironworks sites where they operated
bellows and
cast iron implements. To curb the influence of such wealthy industrialists, Emperor Wu
nationalized these industries by 117 BCE and for the first time drafted former merchants with technical know-how such as
Sang Hongyang (d. 80 BCE) to head these government monopolies. However, by the Eastern Han period the central government abolished the state monopolies on salt and iron. Even before this, the state must have halted its employment of former merchants in the government salt and iron agencies, since an edict of 7 BCE restated the ban on merchants entering the bureaucracy. The official Cui Shi (催寔) (d. 170 CE) started a
brewery business to help pay for his father's costly funeral, an act which was heavily criticized by his fellow gentrymen who considered this sideline occupation a shameful one for any scholar.
Cinnabar mining was also a very lucrative industry. Retainers often originally belonged to other social groups, and sometimes they were fugitives seeking shelter from authorities. Hosts were often wealthy nobles and officials, yet they were sometimes wealthy commoners. In a typical relationship, a host provided lodging, food, clothing, and carriage transport for his retainers in return for occasional and non-routine work or services such as an advisory role, a post as bodyguard, menial physical labor around the house, and sometimes more dangerous missions such as committing assassinations, fighting off roving bandits, or riding into battle to defend the host. Others could work as spies, scholarly protégés, or
astrologers. A host treated his retainers very well and showered them with luxury gifts if he wanted to boast his wealth and status. Regardless of status, any retainer was allowed to come and go from his host's residence as he or she pleased, unlike a slave who was the property of his master and permanently attached to the estate. There was no official government policy on how to deal with retainers, but when they broke laws they were arrested, and when their master broke the law, sometimes the retainers were detained alongside him. Retainers formed a large portion of the fighting forces amassed by the future
Emperor Guangwu (r. 25–57 CE) during the civil war against Wang Mang's failing regime. The military role of retainers became much more pronounced by the late 2nd century CE during the political turmoil that would eventually split the empire into
three competing states. Whereas individual retainers had earlier joined a host by their own personal decision, by the late 2nd century CE the lives of the retainers' entire families became heavily controlled by the host. a proportion far less than the contemporary
Greco-Roman world which relied on the labor of a large slave population. Privately owned slaves were often former peasants who fell into debt and sold themselves into slavery, while others were former government slaves bestowed to nobles and high officials as rewards for their services. State-owned slaves were sometimes prisoners of war (yet not all were made slaves). However, most slaves were tributary gifts given to the court by foreign states, families of criminals who committed treason against the state, and former private slaves who were either donated to authorities (since this would exempt the former slaveholder from labor obligations) or confiscated by the state if their master had broken a law. In both Western and Eastern Han, arrested criminals became
convicts and it was only during the reign of Wang Mang that
counterfeiting criminals were made into slaves. State-owned slaves were put to work in palaces, offices, workshops, stables, and sometimes state-owned agricultural fields, while privately owned slaves were employed in domestic services and sometimes farming. However, the vast majority of non-independent farmers working for wealthy landowners were not hired laborers or slaves, but were landless peasants who paid rent as tenants. It might have been more economically feasible to maintain tenants instead of slaves, since slave masters were obligated to pay an annual
poll tax of 240 coins for each slave they owned (the same rate merchants had to pay for their poll tax). Government slaves were not assigned to work in the government's monopolized industries over iron and salt (which lasted from Emperor Wu's reign until the beginning of Eastern Han). Privately owned slaves were usually assigned to kitchen duty while others fulfilled roles as armed bodyguards, mounted escorts, acrobats, jugglers, dancers, singers, and musicians. The children of both government and private slaves were born slaves. Government slaves could be granted freedom by the emperor if they were deemed too elderly, if the emperor pitied them, or if they committed a meritous act worthy of a
manumission. In one exceptional case, the former slave
Jin Midi (d. 86 BCE) became one of the regents over the government. Private slaves could buy their freedom from their master, while some masters chose to free their slaves. Although slaves were subject to beatings if they did not obey their masters, it was against the law to murder a slave; kings were stripped of their kingdoms after it was found that they had murdered slaves, while Wang Mang even forced one of his sons to commit suicide for murdering a slave. An edict of 35 CE repealed the death penalty for any slave who killed a commoner. Not all slaves had the same social status. Some slaves of wealthy families lived better than commoners since they were allowed to wear luxurious clothes and consume quality food and wine.
Other occupations In addition to officials, teachers, merchants, farmers, artisans, and retainers, there were many other occupations. The
pig-breeder was not seen as a lowly profession if it was merely utilized by a poor scholar to pay for a formal education. For example, the first
chancellor in Han to lack either a military background or a title as marquess was the pig-breeder Gongsun Hong (公孫弘) of Emperor Wu's reign. The physician
Hua Tuo (d. 208 CE) was nominated for office while another became Prefect of the Gentlemen of the Palace (郎中令). While it was socially acceptable for gentry scholars to engage in the occult arts of
divination and
Chinese astrology, career diviners were of a lower status and earned only a modest income. Other humble occultist professions included
sorcery and
physiognomy; like merchants, those who practiced sorcery were banned from holding public office. Being a
butcher was another lowly occupation, yet there is one case where a butcher became an official during Emperor Gaozu's reign, while
Empress He (d. 189 CE) and her brother, the regent
He Jin (d. 189 CE), came from a family of butchers. Runners and messengers who worked for the government were also considered to have a lowly status, yet some later became government officials. In addition to an increase in salary (see table to the right), newly promoted men were granted wine and ox-meat for a celebratory banquet. The 19th and 20th ranks were both marquess ranks, yet only a 20th rank allowed one to have a marquessate fief. Promotions in rank were decided by the emperor and could occur on special occasions, such as installation of a new emperor, inauguration of a new
reign title, the wedding of a new empress, or the selection of a royal
heir apparent. The official
Chao Cuo (d. 154 BCE) once wrote that anyone who presented a substantial amount of agricultural grain to the government would also be promoted in rank. ==Urban and rural life==