Naming The theme of Barbarossa had long been used by the
Nazi Party as part of their political imagery, though this was really a continuation of the glorification of the famous Crusader king by German nationalists since the 19th century. According to a Germanic medieval legend, revived in the 19th century by the nationalistic tropes of
German Romanticism, the
Holy Roman Emperor Frederick Barbarossa—who drowned in Asia Minor while leading the
Third Crusade—was not dead but
asleep, along with his knights, in a cave in the Kyffhäuser mountains in
Thuringia, and would awaken in the hour of Germany's greatest need and restore the nation to its former glory. Originally, the invasion of the Soviet Union was codenamed
Operation Otto (alluding to Holy Roman Emperor
Otto the Great's expansive campaigns in Eastern Europe), but Hitler had the name changed to
Operation Barbarossa in December 1940. Hitler had in July 1937 praised Barbarossa as the emperor who first expressed Germanic cultural ideas and carried them to the outside world through his imperial mission. For Hitler, the name Barbarossa signified his belief that the conquest of the Soviet Union would usher in the Nazi "
Thousand-Year Reich".
Racial policies of Nazi Germany As early as 1925,
Adolf Hitler vaguely declared in his political manifesto and autobiography
Mein Kampf that he would invade the
Soviet Union, asserting that the German people needed to secure ('living space') in which to thrive for generations to come. On 10 February 1939, Hitler told his army commanders that the next war would be "purely a war of ['worldviews']... totally a war of peoples, a
racial war". On 23 November, once World War II had already started, Hitler declared that "racial war has broken out and this war shall determine who shall govern Europe, and with it, the world". The
racial policy of Nazi Germany portrayed the Soviet Union (and all of Eastern Europe) as populated by non-Aryan ('sub-humans'), ruled by
Jewish Bolshevik conspirators. Hitler claimed in
Mein Kampf that Germany's destiny was to follow the ('drive to the East') as it did "600 years ago" (see ). Accordingly, it was a partially secret but well-documented Nazi policy to kill, deport, or enslave the majority of Russian and other Slavic populations and repopulate the land west of the Urals with Germanic peoples, under (General Plan for the East). The Nazis' belief in their ethnic superiority pervades official records and
pseudoscientific articles in German periodicals, on topics such as "how to deal with alien populations." Institute of Agriculture in Berlin, 1942 While older postwar histories tended to emphasize the
myth of the "clean Wehrmacht", upholding its honor in the face of Hitler's fanaticism, historian
Jürgen Förster notes that "In fact, the military commanders were caught up in the ideological character of the conflict, and involved in its implementation as willing participants". Before and during the invasion of the Soviet Union, German troops were indoctrinated with
anti-Bolshevik,
anti-Semitic and
anti-Slavic ideology via movies, radio, lectures, books, and leaflets. Likening the Soviets to the forces of
Genghis Khan, Hitler told the
Croatian military leader
Slavko Kvaternik that the "
Mongolian race" threatened Europe. Following the invasion, many
Wehrmacht officers told their soldiers to target "Jewish Bolshevik subhumans", the "Mongol hordes", the "Asiatic flood" and the "Red beast". Nazi propaganda portrayed the war against the Soviet Union as an ideological war between German National Socialism and Jewish Bolshevism and a racial war between the disciplined Germans and the Jewish, Romani and Slavic . An 'order from the Führer' stated that the paramilitary SS , which closely followed the
Wehrmachts advance, were to execute all Soviet functionaries who were "less valuable Asiatics, Gypsies and Jews." Six months into the invasion of the Soviet Union, the had murdered more than 500,000 Soviet Jews, a figure greater than the number of Red Army soldiers killed in battle by then. German army commanders cast Jews as the major cause behind the "
partisan struggle". The main view of German troops was "[w]here there's a partisan, there's a Jew, and where there's a Jew, there's a partisan", or "[t]he partisan is where the Jew is." Many of them also saw the war in racial terms, and regarded their Soviet enemies as sub-human. After the war began, the Nazis issued a ban on sexual relations between Germans and foreign
slaves. There were regulations enacted against the ('Eastern workers') that included the death penalty for sexual relations with a German.
Heinrich Himmler, in his secret memorandum,
Reflections on the Treatment of Peoples of Alien Races in the East (dated 25 May 1940), outlined the Nazi plans for the non-German populations in the East. Himmler believed the
Germanisation process in Eastern Europe would be complete when "in the East dwell only men with truly German, Germanic blood." The Nazi secret plan , prepared in 1941 and confirmed in 1942, called for a "new order of ethnographical relations" in the territories occupied by Nazi Germany in Eastern Europe. It envisaged
ethnic cleansing, executions and enslavement of the populations of conquered countries, with very small percentages undergoing Germanisation, expulsion into the depths of Russia or other fates, while the conquered territories would be Germanised. The plan had two parts, the ('small plan'), which covered actions to be taken during the war and the ('large plan'), which covered policies after the war was won, to be implemented gradually over 25 to 30 years. A speech given by General
Erich Hoepner demonstrates the character of the Nazi racial plan, as he informed the
4th Panzer Group that the war against the Soviet Union was "an essential part of the German people's struggle for existence" (), also referring to the imminent battle as the "old struggle of Germans against Slavs" and even stated, "the struggle must aim at the annihilation of today's Russia and must, therefore, be waged with unparalleled harshness." Hoepner also added that the Germans were fighting for "the defence of European culture against Moscovite–Asiatic inundation, and the repulse of Jewish Bolshevism ... No adherents of the present Russian-Bolshevik system are to be spared."
Walther von Brauchitsch also told his subordinates that troops should view the war as a "struggle between two different races and [should] act with the necessary severity." Racial motivations were central to Nazi ideology and played a key role in planning for Operation Barbarossa since both Jews and communists were considered equivalent enemies of the Nazi state. Nazi imperialist ambitions rejected the common humanity of both groups, declaring the supreme struggle for to be a ('war of annihilation').
German-Soviet relations of 1939–40 On August 23, 1939, Germany and the Soviet Union signed a non-aggression pact in Moscow known as the
Molotov–Ribbentrop Pact. A secret protocol to the pact outlined an agreement between Germany and the Soviet Union on the division of the eastern European
border states between their respective "
spheres of influence", Soviet Union and Germany would partition Poland in the event of an invasion by Germany, and the Soviets would be allowed to overrun
Finland,
Estonia,
Latvia and the region of
Bessarabia. The rest of the world learned of this pact later the same day, but were unaware of the provisions to partition Poland. The pact stunned the world because of the parties' earlier mutual hostility and their conflicting
ideologies. The conclusion of this pact was followed by the
German invasion of Poland on 1 September that triggered the outbreak of
World War II in Europe, then the
Soviet invasion of Poland that led to the annexation of the eastern part of the country. As a result of the pact, Germany and the Soviet Union maintained reasonably strong diplomatic relations for two years and fostered
an important economic relationship. The countries entered a
trade pact in 1940 by which the Soviets received German military equipment and trade goods in exchange for raw materials, such as oil and wheat, to help the German
war effort by circumventing the British
blockade of Germany. Despite the parties' ostensibly cordial relations, each side was highly suspicious of the other's intentions. For instance, the Soviet invasion of
Bukovina in June 1940 went beyond their sphere of influence as agreed with Germany. After Germany entered the
Axis Pact with Japan and Italy, it began
negotiations about a potential Soviet entry into the pact. After two days of negotiations in Berlin from 12 to 14 November 1940, Ribbentrop presented a draft treaty for a Soviet entry into the Axis. However, Hitler had no intention of allowing the Soviet Union into the Axis and in an order stated, "Political conversations designed to clarify the attitude of Russia in the immediate future have been started. Regardless of the outcome of these conversations, all preparations for the East previously ordered orally are to be continued. [Written] directives on that will follow as soon as the basic elements of the army's plan for the operation have been submitted to me and approved by me." There would be no "long-term agreement with Russia" given that the Nazis intended to go to war with them; but the Soviets approached the negotiations differently and were willing to make huge economic concessions to secure a relationship under general terms acceptable to the Germans just a year before. On 25 November 1940, the Soviet Union offered a written counter-proposal to join the Axis if Germany would agree to refrain from interference in the Soviet Union's sphere of influence, but Germany did not respond. As both sides began colliding with each other in Eastern Europe, conflict appeared more likely, although they did sign a
border and commercial agreement addressing several open issues in January 1941. According to historian
Robert Service,
Joseph Stalin was convinced that the overall military strength of the Soviet Union was such that he had nothing to fear and anticipated an easy victory should Germany attack; moreover, Stalin believed that since the Germans were still fighting the British in the west, Hitler would be unlikely to open up a two-front war and subsequently delayed the reconstruction of defensive fortifications in the border regions. When German soldiers swam across the
Bug River to warn the
Red Army of an impending attack, they were shot as enemy agents. Some historians believe that Stalin, despite providing an amicable front to Hitler, did not wish to remain allies with Germany. Rather, Stalin might have had intentions to break off from Germany and proceed with his own campaign against Germany to be followed by one against the rest of Europe. Other historians contend that Stalin did not plan for such an attack in June 1941, given the parlous state of the Red Army at the time of the invasion.
Axis invasion plans was the original German plan of attack for Operation Barbarossa, as depicted in a US Government study (March 1955). Stalin's reputation as a brutal dictator contributed both to the Nazis' justification of their assault and to their expectations of success, as Stalin's
Great Purge of the 1930s had executed many competent and experienced military officers, leaving Red Army leadership weaker than their German adversary. The Nazis often emphasized the Soviet regime's brutality when targeting the Slavs with propaganda. They also claimed that the Red Army was
preparing to attack the Germans, and their own invasion was thus presented as a
pre-emptive strike. Hitler also utilised the rising tension between the Soviet Union and Germany over territories in the Balkans as one of the pretexts for the invasion. While no concrete plans had yet been made, Hitler told one of his generals in June 1940 that the victories in Western Europe finally freed his hands for a "final showdown" with Bolshevism. With the successful end to the
campaign in France, General
Erich Marcks was assigned the task of drawing up the initial invasion plans of the Soviet Union. The first battle plans were entitled
Operation Draft East (colloquially known as the
Marcks Plan). His report advocated the
A–A line as the operational objective of any invasion of the Soviet Union. This assault would extend from the northern city of
Arkhangelsk on the
Arctic Sea through
Gorky and
Rostov to the port city of
Astrakhan at the mouth of the
Volga on the
Caspian Sea. The report concluded that—once established—this military border would reduce the threat to Germany from attacks by enemy
bombers. Although Hitler was warned by many high-ranking military officers, such as
Friedrich Paulus, that occupying Western Russia would create "more of a drain than a relief for Germany's economic situation," he anticipated compensatory benefits such as the
demobilisation of entire divisions to relieve the acute
labour shortage in German industry, the exploitation of
Ukraine as a reliable and immense source of agricultural products, the use of
forced labour to stimulate Germany's overall economy and the expansion of territory to improve Germany's efforts to isolate the United Kingdom. Hitler was further convinced that Britain would sue for peace once the Germans triumphed in the Soviet Union, and if they did not, he would use the resources gained in the East to defeat the
British Empire. Hitler received the final military plans for the invasion on 5 December 1940, which the
German High Command had been working on since July 1940, under the codename "Operation Otto". Upon reviewing the plans, Hitler formally committed Germany to the invasion when he issued
Führer Directive 21 on 18 December 1940, where he outlined the precise manner in which the operation was to be carried out. Hitler also renamed the operation to
Barbarossa in honor of medieval Emperor Friedrich I of the Holy Roman Empire, a leader of the Third Crusade in the 12th century. The
Barbarossa Decree, issued by Hitler on 30 March 1941, supplemented the Directive by decreeing that the war against the Soviet Union would be one of annihilation and legally sanctioned the eradication of all
Communist political leaders and intellectual elites in Eastern Europe. The invasion was tentatively set for May 1941. According to a 1978 essay by German historian
Andreas Hillgruber, the invasion plans drawn up by the German military elite were substantially coloured by hubris, stemming from the rapid defeat of France at the hands of the "invincible"
Wehrmacht and by traditional German stereotypes of Russia as a primitive, backward "Asiatic" country. Red Army soldiers were considered brave and tough, but the officer corps was held in contempt. The leadership of the
Wehrmacht paid little attention to politics, culture, and the considerable industrial capacity of the Soviet Union, in favour of a very narrow military view. Hillgruber argued that because these assumptions were shared by the entire military elite, Hitler was able to push through with a "war of annihilation" that would be waged in the most inhumane fashion possible with the complicity of "several military leaders", even though it was quite clear that this would be in violation of all accepted norms of warfare. Even so, in autumn 1940, some high-ranking German military officials drafted a memorandum to Hitler on the dangers of an invasion of the Soviet Union. They argued that the eastern territories (
Ukrainian Soviet Socialist Republic, the
Byelorussian Soviet Socialist Republic, the
Estonian Soviet Socialist Republic, the
Latvian Soviet Socialist Republic, and the
Lithuanian Soviet Socialist Republic) would only end up as a further economic burden for Germany. It was further argued that the Soviets, in their current bureaucratic form, were harmless and that the occupation would not benefit Germany politically either. Hitler, solely focused on his ultimate ideological goal of eliminating the Soviet Union and Communism, disagreed with economists about the risks and told his right-hand man
Hermann Göring, the chief of the
Luftwaffe, that he would no longer listen to misgivings about the economic dangers of a war with the USSR. It is speculated that this was passed on to General
Georg Thomas, who had produced reports that predicted a net economic drain for Germany in the event of an invasion of the Soviet Union unless its economy was captured intact and the Caucasus oilfields seized in the first blow; Thomas revised his future report to fit Hitler's wishes. The Red Army's ineptitude in the
Winter War against Finland in 1939–40 also convinced Hitler of a quick victory within a few months. Neither Hitler nor the General Staff anticipated a long campaign lasting into the winter and therefore, adequate preparations such as the distribution of warm clothing and
winterisation of important military equipment like tanks and artillery, were not made. Further to Hitler's Directive,
Göring's Green Folder, issued in March 1941, laid out the agenda for the next step after the anticipated quick conquest of the Soviet Union. The
Hunger Plan outlined how entire urban populations of conquered territories were to be starved to death, thus creating an agricultural surplus to feed Germany and urban space for the German upper class. This genocidal strategy aimed to redirect agricultural resources from the Soviet Union to Germany by cutting off food to vast regions—particularly central and northern Russia—resulting in the intentional starvation of millions. These policies were modified by late 1941 when the original plan proved logistically untenable. Nevertheless, the strategy of feeding only those civilians deemed economically useful continued, leading to mass deaths in urban centres like Leningrad, Kharkiv, and Kiev. To this end, Nazi policy aimed to destroy the Soviet Union as a political entity in accordance with the
geopolitical ideals for the benefit of future generations of the "
Nordic master race". In 1941, Nazi ideologue
Alfred Rosenberg—later appointed Reich Minister of the Occupied Eastern Territories—suggested that conquered Soviet territory should be administered in the following ('Reich Commissionerships'): German military planners also researched
Napoleon's failed invasion of Russia. In their calculations, they concluded that there was little danger of a large-scale retreat of the Red Army into the Russian interior, as it could not afford to give up the Baltic countries, Ukraine, or the Moscow and Leningrad regions, all of which were vital to the Red Army for supply reasons and would thus, have to be defended. Hitler and his generals disagreed on where Germany should focus its energy. Hitler, in many discussions with his generals, repeated his order of "Leningrad first, the
Donbas second, Moscow third;" but he consistently emphasized the destruction of the Red Army over the achievement of specific terrain objectives. Hitler believed Moscow to be of "no great importance" in the defeat of the Soviet Union and instead believed victory would come with the destruction of the Red Army west of the capital, especially west of the
Western Dvina and
Dnieper rivers, and this pervaded the plan for Barbarossa. This belief later led to disputes between Hitler and several German senior officers, including
Heinz Guderian,
Gerhard Engel,
Fedor von Bock and
Franz Halder, who believed the decisive victory could only be delivered at Moscow. They were unable to sway Hitler, who had grown overconfident in his own military judgment as a result of the rapid successes in Western Europe. ==German preparations==